STATE OF FLORIDA, APPELLANT,
v.
DECARR D. COVINGTON AND ARTHUR RODRIGUEZ, APPELLEES

Fla. | 1981-01-15
No. 57889
SUNDBERG, C. J., and ADKINS, OVER-TON, ALDERMAN and McDONALD, JJ., concur., ENGLAND, J., dissents with an opinion.
392 So. 2d 1321 Florida Supreme Court (1981) Caution
Cited by 31 cases

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Synopsis

The Florida Supreme Court affirmed the dismissal of two counts charging securities law violations against board members of a special taxing district, but on grounds of insufficient notice in the charging document rather than constitutional vagueness. The court held that when a statute uses broad, general language, the information must include supplemental factual allegations describing the alleged misconduct with precision.


Holding

The court affirmed the dismissal of the two counts, holding that although section 517.301(1)(c) is constitutional, the information failed to provide constitutionally adequate notice because it merely tracked the statute's broad, general language without supplemental factual allegations describing with precision and particularity what acts constituted the alleged offense.


Headnotes

[1] A court should not pass upon the constitutionality of a statute if the case can be disposed of on other grounds.

[2] An information charging a crime substantially as defined in the statute is generally sufficient if it states the nature and cause of the accusation without misleading the…

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Key Quotes

“When an indictment or information charges a crime substantially as defined in the statute denouncing it, it is generally sufficient, where the statutory language and the descriptive details state the nature and the cause of the accusation without misleading the accused in concerting his defense.”

Establishes the general rule that statutory language is sufficient when properly worded with descriptive details.

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Facts & Procedural History

Covington and Rodriguez were members of the governing board of the Lake Padgett Estates East Road and Bridge District in Pasco County. The state charg…

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Opinion of the Court
BOYD, Justice.

BOYD, Justice.

This appeal is from a judgment of the Circuit Court of the Sixth Judicial Circuit, in and for Pasco County. We have jurisdiction because the trial court declared a state law invalid. Art. V, § 3(b)(1), Fla.Const. (1972).

Appellees Covington and Rodriguez were members of the governing board of the Lake Padgett Estates East Road and Bridge District, a special taxing district in Pasco County. In a one hundred and three (103) count information, the state charged them with numerous offenses arising out of their performance of their duties as district board members. Two counts of the information charged violations of section 517.-301(l)(c), Florida Statutes (1977), an anti-fraud provision in the Sale of Securities Law.

The defendants moved to dismiss the information, arguing numerous grounds. With regard to the two counts charging violation of section 517.301(l)(c), the grounds of the motion included the contention that the information failed to charge the crime with sufficient specificity.

The court granted the motions to dismiss. The state appeals the order of dismissal, but only as to the two counts of violating the securities law. The dismissal of the one hundred and one other counts of alleged wrongdoing has not been appealed and is not before us. The court dismissed the two securities counts — counts 99 and 100 — on the ground that section 517.301(l)(c) is unconstitutionally vague.

The state contends that the court erred in holding the statute to be vague and cites numerous state and federal authorities for the proposition that it is constitutional.

It is a “settled principle of constitutional law that courts should not pass upon the constitutionality of statutes if the case in which the question arises may be effectively disposed of on other grounds.” Singletary v. State, 322 So. 2d 551, 552 (Fla.1975); Mounier v. State, 178 So. 2d 714 (Fla.1965). Even though we may decline to reach the constitutional question upon which the trial court’s ruling was based, we can still affirm the order under review on other grounds. See, e. g., Cohen v. Mohawk, Inc., 137 So. 2d 222 (Fla.1962); City of Miami Beach v. 8701 Collins Ave., Inc., 77 So. 2d 428 (Fla.1954); Colcord v. Conroy, 40 Fla. 97, 23 So. 561 (1898).

Section 517.301(1), Florida Statutes (1977), provides:

It is unlawful, and a violation of the provisions of this part, for any person:
(1) In the sale or purchase of any security in this state, including any security exempted under the provisions of s. 517.-05, and including any securities sold in any transaction exempted under the provisions of s. 517.06, directly or indirectly:
(a) To employ any device, scheme, or artifice to defraud;

(b) To obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading;

(c) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon any person in connection with the purchase or sale of any security.

Florida Rule of Criminal Procedure 3.140 contains the following provisions:

(b) Nature of Indictment or Information. The indictment or information upon which the defendant is to be tried shall be a plain, concise and definite written statement of the essential facts constituting the offense charged.

(d) The Charge.

(1) Allegation of Facts; Citation of Law Violated. Each count of an indictment or information upon which the defendant is to be tried shall allege the essential facts constituting the offense charged. In addition, each count shall recite the official or customary citation of the statute, rule, regulation or other provision of law which the defendant is alleged to have violated. Error in or omission of the citation shall not be ground for dismissing the count or for a reversal of a conviction based thereon if the error or omission did not mislead the defendant to his prejudice.

(3) Time and Place. Each count of an indictment or information upon which the defendant is to be tried shall contain allegations stating as definitely as possible the time and place of the commission of the offense charged in the act or transaction or on two or more acts or transactions connected together, provided the court in which the indictment or information is filed has jurisdiction to try all of the offenses charged.

Count ninety-nine of the information charged that the appellees, during the period from September, 1972 to January, 1979,

did directly or indirectly engage in transactions, practice or course of business with regard to the sale of the bonds of Lake Padgett Estates East Road and Bridge District, Extension No. 3, Pasco County, Florida, which operated as a fraud or deceit upon the said bondholders in connection with their purchase of the said bonds . . . contrary to Chapter 517.-301(l)(c). .. .

Count 100 was worded exactly the same way except that it referred to extension no. 1 of the district. The information followed closely the statutory language.

When an indictment or information charges a crime substantially as defined in the statute denouncing it, it is generally sufficient, where the statutory language and the descriptive details state the nature and the cause of the accusation without misleading the accused in concerting his defense. Finch v. State, 116 Fla. 437, 156 So. 489 (1934). As a necessary corollary to this rule, this Court has held that when the charging document substantially follows the statute, if the information as a whole is still vague, indefinite, inconsistent, or calculated to mislead the defendant in the preparation of his defense, or expose him to the danger of a second prosecution, it is not sufficient. State v. Russee, 68 So. 2d 897 (Fla.1953). To remedy such insufficiency, the information must be supplemented by other factual allegations which set out the acts alleged to constitute the offense with precision and particularity. State ex rel. Swanboro v. Mayo, 155 Fla. 330, 19 So. 2d 883 (1944). This may be necessary when the statute defines the offense in general terms and the accusation using the statutory language does not clearly and specifically apprise the accused of what he must defend against. See, e. g., Rosin v. Anderson, 155 Fla. 673, 21 So. 2d 143 (1945); Mills v. State, 58 Fla. 74, 51 So. 278 (1910); State v. Barnett, 344 So. 2d 863 (Fla.2d DCA 1977).

In the instant case, the information merely tracked the statute. The offense is there defined in broad, general terms. There was no supplemental description of the alleged misconduct. Without more particular factual allegations, the information failed to convey notice of the accusations with sufficient precision and clarity.

The question of the sufficiency of the information was before the trial court, having been raised by the appellees in their motions to dismiss. We believe the court should have granted the motions on this ground. We disapprove of the court’s ruling that section 517.301(l)(c) is unconstitutional.

We affirm, therefore, the order dismissing the information as to counts 99 and 100. The cause is remanded to the trial court for further proceedings consistent with this opinion.

It is so ordered.

SUNDBERG, C. J., and ADKINS, OVER-TON, ALDERMAN and McDONALD, JJ., concur. ENGLAND, J., dissents with an opinion.

Dissent
ENGLAND, Justice,

ENGLAND, Justice,

dissenting.

I would decide the constitutional issue presented in this case on which the trial court expressly ruled. The sufficiency of the informations was neither raised on this appeal nor briefed and argued here by any of the parties.


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Citator

Cited By (16 total)

  • Thompson v. State, 759 So. 2d 650 (Fla. 2000)
    …. See Caso v. State, 524 So. 2d 422, 424 (Fla.1988) (“A conclusion or decision of a trial court will generally be affirmed, even when based on erroneous reasoning, if the evidence or an alternative theory supports it.”); see also State v. Covington, 392 So. 2d 1321, 1323 (Fla.1981) (affirming order under review on different grounds than those advanced by the trial court). In Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), the United States Supreme Court held that “the suppression by…
  • State v. Waters, 436 So. 2d 66 (Fla. 1983)
    …ccusation in the language of the statute would not be sufficiently definite, State v. Dilworth, 397 So. 2d 292 (Fla.1981), in general an indictment or information framed substantially in the language of the statute is sufficient. State v. Covington, 392 So. 2d 1321 (Fla.1981); Martinez v. State, 368 So. 2d 338 (Fla.1978). We therefore hold that an indictment or information charging burglary is not required to specify the offense which the accused is alleged to have intended to commit. If all the essential stat…
  • State v. Dilworth, 397 So. 2d 292 (Fla. 1981)
    …In other words, the term lewd and lascivious is not specific enough to inform the defendant of the criminal acts he allegedly committed. We recently struck down for vagueness an information which tracked the statutory language. State v. Covington, 392 So. 2d 1321 (Fla.1981). In that case the information charged that the defendant did directly or indirectly engage in transactions, practice or course of business with regard to the sale of the bonds of Lake Padgett Estates East Road and Bridge District, Extens…

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Authorities Cited (11 total)

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