PAUL C. MUELLER, PETITIONER,
v.
ROBERT BUTTERWORTH, SHERIFF, BROWARD COUNTY, RESPONDENT
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Paul Mueller, removed as personal representative of an estate, was ordered by the trial court to return $83,024.79 to his successor and was incarcerated for contempt when he failed to comply. The appellate court granted habeas corpus relief, holding that incarceration for failure to pay money requires an explicit judicial finding that the debtor has the ability to pay and willfully refuses, which the trial court orders did not contain.
Incarceration is not permissible absent an affirmative finding by the trial court that petitioner has the ability to comply with the order and willfully refuses to do so, or that petitioner previously had the ability but divested himself of it through fault or neglect. The orders did not contain such findings, so the writ of habeas corpus shall issue and the prisoner shall be released.
[1] A court may not order the incarceration of a personal representative for failing to deliver estate funds unless it makes an affirmative finding that the representative ha…
[2] Commitment of a removed personal representative under Florida Rule of Probate and Guardianship 5.440(d) is permissible for failure to file an accounting or turn over esta…
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Join FLexlaw to unlock all legal intelligence“We do not imprison for debt. Art. I, § 11, Fla.Const. Therefore, a finding that the debtor ordered to pay is able to pay and willfully refuses to do so is the touchstone of the proceeding: the essential fact, found to be a fact, which validates the process.”
Establishes the constitutional prohibition on debt imprisonment and the required legal standard for incarceration in money-related contempt proceedings.
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Join FLexlaw to unlock all legal intelligenceMueller was the personal representative of Mary A. Walsh's estate. The trial court removed him on September 17, 1980, and ordered him to deliver $76,1…
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PER CURIAM.
Petitioner was the personal representative of the Estate of Mary A. Walsh, deceased. On September 17, 1980, the trial court removed petitioner and ordered him to deliver to the successor personal representative within thirty days of August 21, 1980, the sum of $76,166.79, which sum represented the minimum amount petitioner had paid to himself as personal representative and the sum of $6,858.00, which amount had been paid by petitioner to an attorney. On October 13, 1980, a further order was issued to comply with the earlier order. On December 15, 1980, the trial court, pursuant to Florida Rule of Probate and Guardianship 5.440(d) directed the Sheriff of Broward County to incarcerate the petitioner until he complied with the order of September 17, 1980.
Petitioner was incarcerated on December 31,1980, and filed an application for writ of habeas corpus. The Sheriff filed a reply admitting the incarceration and attached the order of December 15, 1980.
The beneficiaries of the estate moved to intervene and filed an answer to this court’s order. We granted the motion to intervene.
Neither order of the trial court recites an affirmative finding that petitioner has the ability to comply with the orders and wilfully refuses to do so, or that petitioner previously had the ability to comply but divested himself of that ability through his fault or neglect designed to frustrate the intent and purpose of the order. Faircloth v. Faircloth, 339 So. 2d 650 (Fla.1976).
As stated by Judge Smith in his dissent in Faircloth v. Faircloth, 321 So. 2d 87, 93 (Fla. 1st DCA 1975):
We do not imprison for debt. Art. I, § 11, Fla.Const. Therefore, a finding that the debtor ordered to pay is able to pay and willfully refuses to do so is the touchstone of the proceeding: the essential fact, found to be a fact, which validates the process....
Florida Rule of Probate and Guardianship 5.440(d) provides:
(d) If a removed personal representative fails or refuses to file an accurate complete and final account of his administration, or fails to turn over to his successor all of the property of the decedent and his estate and all records concerning the estate, the court shall order the removed personal representative to comply within ten days after service of a copy of the order. If he fails or neglects to comply within the time required, the court may commit such removed personal representative until he complies. If sufficient cause is shown for the default, the court shall prescribe a reasonable time within which to comply and upon failure of the removed personal representative to comply with this or any subsequent like order, the court may commit him until he does comply.
By its terms the rule provides for commitment if the removed personal representative fails or refuses to file an accounting or fails to turn over property or records to his successor. Petitioner stands accused of failing to deliver $83,024.79; he is not committed for failure or refusal to file an accounting or turn over records.
While other proceedings leading to incarceration may be warranted because of petitioner’s disbursement of the foregoing sum, as to these proceedings there cannot be commitment in the absence of finding that petitioner has the ability to deliver $83,-024.79 and wilfully refuses to do so or having been so ordered to deliver, petitioner divested himself of that ability.
Accordingly, the Writ shall issue, the prisoner shall be released and this cause remanded for further proceedings to determine if the petitioner has the ability to deliver the missing funds or if he has divested himself of that ability subsequent to being ordered to do so.
GLICKSTEIN and HURLEY, JJ., concur. LETTS, C. J., concurs specially with opinion.
LETTS, Chief Judge, concurring specially;
I wish I could dissent, but I must reluctantly concur with the majority. Having studied the pleadings, it occurs to me that the petitioner belongs exactly where Judge Reasbeck has put him — in jail. However, if the petitioner is to be sent to jail, he must have a criminal trial, be convicted and sentenced. Until then, whether we like it or not, the Constitution prohibits him from being imprisoned for debt.
It is true that a trial judge may incarcerate someone for contempt, but that is not what has occurred here. Instead the petitioner has been imprisoned for failing to turn over $83,024.79 and he is to stay there until he produces same. Assuming that the petitioner may have stolen this sum and then dissipated his ill gotten gains, he still cannot remain in jail forever without a trial.
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Citator
Cited By
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Lorna Jensen v. The Est. OF Gina Gambidilla, 896 So. 2d 917 (Fla. 4th DCA 2005)
Authorities Cited
- Faircloth v. Faircloth, 339 So. 2d 650 (Fla. 1976)
- Faircloth v. Faircloth, 321 So. 2d 87 (Fla. 1st DCA 1975)