IRENE HANCOCK, JENNIE LEBEN, FRANK MORGAN, DAN POLEMINOS, INA PERRY, ELLA HEIDELBACK, AND OSCAR KVAAS, APPELLANTS,
v.
ROBERT WILKINSON, STATE OF FLORIDA, DEPARTMENT OF HEALTH AND REHABILITATIVE SERVICES, APPELLEES

Fla. 2d DCA | 1981-12-11
No. 81-1547
OTT and SCHOONOVER, JJ., concur.
407 So. 2d 969 Florida District Court of Appeal, Second District (1981) Positive Treatment
Cited by 16 cases

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Synopsis

The court addresses the proper venue for a suit against a state agency, holding that the sword-wielder doctrine applies to allow a plaintiff to sue a state agency in the county where the agency's allegedly unlawful actions occurred, rather than requiring suit in the county where the agency maintains its headquarters.


Holding

The sword-wielder doctrine applies and venue is properly in Highlands County. When a plaintiff seeks direct judicial protection from an agency's unlawful invasion of a constitutional right and the agency's action has taken place or is occurring in a particular county, the suit may be maintained in that county rather than the agency's headquarters county.


Headnotes

[1] A state agency generally has a common law right to be sued in the county of its headquarters.

[2] The "sword-wielder doctrine" allows a suit against a state agency to be brought in a county other than its headquarters when the plaintiff seeks judicial protection from…

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Key Quotes

“The question to be answered in these cases may be said to be whether the state is the initial sword-wielder in the matter and whether the plaintiff's action is in the nature of a shield against the state's thrust. If so, then the suit may be maintained in the county wherein the blow has been or is imminently about to be laid on.”

Establishes the foundational test for the sword-wielder doctrine, distinguishing between cases where the state acts as aggressor versus where the plaintiff is the prime mover.

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Facts & Procedural History

Ina Perry owns and operates a boarding home in Sebring; other appellants are residents of the home. They filed suit in Highlands County Circuit Court …

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Opinion of the Court
GRIMES, Acting Chief Judge.

GRIMES, Acting Chief Judge.

In this appeal from a nonfinal order, we are called upon to determine the proper venue for a suit against a state agency. We have jurisdiction pursuant to Florida Rule of Appellate Procedure 9.130(a)(3)(A).

Appellant Ina Perry owns and operates a boarding home in Sebring. The other appellants are residents of the home. They filed a complaint in the Circuit Court for Highlands County against the Department of Health and Rehabilitative Services and one of its employees, Robert Wilkinson, seeking an injunction and compensatory and punitive damages for what they contended was harassment by the Department which amounted to a violation of their constitutional rights. In support of this contention, they alleged that the Department attempted to remove several residents from the boarding home and that Mr. Wilkinson threatened Mrs. Perry after a court enjoined the removal of the residents. They further alleged that the Department had made an unreasonable number of inspections of the home, was attempting to dissuade people from using it, and had publicly described it as a problem home. Finally, the appellant-residents asserted that employees of the Department had made body searches of them without their consent or other legal authority. The Department moved to dismiss the complaint, arguing, among other things, that it could be sued only in Leon County where its headquarters were located. After a hearing, the court entered an order treating the motion to dismiss as a motion for change of venue and transferring the case to the Circuit Court for Leon County.

Appellants concede that generally an agency of the state has a common law right to be sued in the county of its headquarters. Florida Public Service Commission v. Triple “A” Enterprises, Inc., 387 So. 2d 940 (Fla.1980). However, they contend that the exception to this rule, known as the sword-wielder doctrine, is applicable to the present case and that therefore venue was properly in Highlands County. We agree.

The sword-wielder doctrine comes into play in those cases where a plaintiff is seeking direct judicial protection from an agency’s unlawful invasion of a constitutional right and the agency’s action has taken place, is occurring, or is threatened in the county where the suit is filed. Florida Public Service Commission v. Triple “A” Enterprises, Inc.; Carlile v. Game & Fresh Water Fish Commission, 354 So. 2d 362 (Fla. 1977). As this court explained it in Department of Revenue v. First Federal Savings & Loan Association, 256 So. 2d 524, 526 (Fla.2d DCA 1971),

The question to be answered in these cases may be said to be whether the state is the initial sword-wielder in the matter and whether the plaintiff’s action is in the nature of a shield against the state’s thrust. If so, then the suit may be maintained in the county wherein the blow has been or is imminently about to be laid on. On the other hand if plaintiff is the prime mover in the premises against a passive or dormant state or state agency then venue lies properly in the county wherein the state or the agency maintains its official headquarters.

Here, the allegations of appellants’ complaint plainly reflect an attempt on their part to shield themselves against what they claim are unconstitutional blows which the Department has directed towards them in Highlands County. This is exactly the type of case for which the sword-wielder doctrine was formulated.

We reverse the order of the trial judge and return the case to the Circuit Court for Highlands County for further proceedings.

OTT and SCHOONOVER, JJ., concur.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • Graham v. Edwards, 472 So. 2d 803 (Fla. 3d DCA 1985)
    …ere the invasion is threatened or has occurred. This exception to the rule is called the “sword-wielder doctrine”, so named because it applies when the plaintiff’s action is in the nature of a shield against the state’s thrust. Hancock v. Wilkinson, 407 So. 2d 969, 970 (Fla. 2d DCA 1981); Graham v. Vann, 394 So. 2d [*806] 178 (Fla. 1st DCA 1981); Department of Revenue v. First Federal Savings & Loan Association, 256 So. 2d 524 (Fla. 2d DCA 1971); see Carlile v. Game and Fresh Water Fish Commission, 354 So. 2d…
  • State v. Lindquist, 698 So. 2d 299 (Fla. 2d DCA 1997)
    …4 So. 2d 362; Smith, 160 Fla. 580, 35 So. 2d 844; Star Employment, 122 So. 2d 174. Thus, appellee must allege a constitutional violation in order for venue to be proper outside the county of the state agency’s headquarters. See Hancock v. Wilkinson, 407 So. 2d 969 (Fla. 2d DCA 1981) (applying sword wielder doctrine where plaintiff alleged harassment by agency which amounted to violation of constitutional rights); Board of Medical Examiners v. Kadivar, 482 So. 2d 501 (Fla. 4th DCA 1986) (overriding venue privi…
  • Fla. Dep't OF Corr. v. McCARTY, 610 So. 2d 693 (Fla. 2d DCA 1992)
    …the state or one of its agencies or subdivisions properly lies in the county where the state, agency, or subdivision maintains its principal headquarters. Carlile v. Game and Fresh Water Fish Comm’n, 354 So. 2d 362 (Fla.1977); Hancock v. Wilkinson, 407 So. 2d 969 (Fla. 2d DCA 1981); Department of Revenue v. First Fed. Savings and Loan Ass’n of Ft. Myers, 256 So. 2d 524 (Fla. 2d DCA 1971). Both parties agree that there was no waiver in this case. McCarty, however, did argue to the lower court that the excepti…

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