ALAN V. BRADLEY, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. 1st DCA | 1982-10-14
No. AJ-265
LARRY G. SMITH and JOANOS, JJ., concur.
420 So. 2d 417 Florida District Court of Appeal, First District (1982) Caution
Cited by 18 cases

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Synopsis

Appellant Bradley was held in indirect criminal contempt for allegedly disguising his handwriting when providing court-ordered exemplars. The appellate court reversed because the trial court conducted the contempt hearing in Bradley's absence without satisfying the procedural requirements for such proceedings, violating his constitutional rights.


Holding

The trial court committed reversible error by conducting the indirect criminal contempt hearing in Bradley's absence without adhering to the requirements of Florida Rules of Criminal Procedure 3.840. Procedural due process demands that contempt proceedings comply with the rule, which entitles the defendant to testify in his own defense and present evidence of mitigating circumstances, and does not permit proceedings without the defendant's presence except in two narrow circumstances not present here.


Headnotes

[1] A criminal contempt proceeding cannot be conducted without the presence of the defendant unless the defendant was present at the commencement of the trial and voluntarily…

[2] A defendant accused of indirect criminal contempt is entitled to the basic constitutional rights afforded to those accused of violating criminal statutes.

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Key Quotes

“Criminal contempt trials "are effectively criminal in nature and persons accused of contempt are as much entitled to the basic constitutional rights as are those accused of violating criminal statutes."”

Establishes that contempt proceedings must afford defendants the same constitutional protections as criminal trials.

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Facts & Procedural History

Bradley was charged with forgery and uttering a forgery. The trial court ordered him to provide handwriting exemplars of his true handwriting. The Sta…

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Opinion of the Court
SHAW, Judge.

SHAW, Judge.

Appellant appeals a judgment holding him in contempt of court for failing to provide handwriting exemplars. He urges that the trial court committed reversible error in conducting the show cause hearing in his absence. We agree and reverse.

The facts are simple. Bradley was charged with forgery and uttering a forgery. The court ordered him to provide “any and all exemplars of his handwriting as deemed necessary.” Exemplars were given but the State suspected that he was attempting to disguise his handwriting. On the State’s motion, a second order was entered which specified that the exemplars be of his true handwriting. The second exemplars were given but, again, the State suspected that Bradley was attempting to disguise his handwriting. On petition of the State, Bradley and counsel appeared in court on 29 June 1981 where the court issued a verbal show cause order as to why Bradley should not be held in contempt for failing to provide the ordered exemplars. A written show cause order was issued and hearing was set 4 August 1981. Bradley’s counsel appeared at the 4 August hearing and advised the court that he had not seen nor heard from Bradley since the 29 June 1981 court appearance. The court ruled that Bradley had waived his right to be present by his absence and, over objection of counsel, proceeded with the criminal contempt hearing. After the presentation of the State’s evidence, the court found Bradley to be in indirect criminal contempt for failing to provide handwritten exemplars as ordered. An arrest warrant directing that Bradley be held without bond was issued. He was arrested on 8 January 1982.

Criminal contempt trials “are effectively criminal in nature and persons accused of contempt are as much entitled to the basic constitutional rights as are those accused of violating criminal statutes.” Aaron v. State, 284 So. 2d 673, 675 (Fla.1973). It is “error to enter an order of indirect criminal contempt without adhering to the requirements of Fla.R.Crim.P. 3.840 ...” and “... procedural due process of law demands that the proceedings be conducted in conformity with Fla.R.Crim.P. 3.840 . . . . ” Pugliese v. Pugliese, 347 So. 2d 422, 426 (Fla.1977).

Florida Rules of Criminal Procedure 3.840(a)(4) and (a)(7) entitle the defendant, inter alia, to testify in his own defense and to present evidence of mitigating circumstances. There is no suggestion in the rule that proceedings may be had without the presence of the defendant. Rule 3.180(b) provides two exceptions whereby a criminal trial may proceed with the defendant absent: first, where the defendant is present at the beginning of the trial but thereafter voluntarily absents himself without leave of court; or, second, where the defendant is removed from the presence of the court because of his disruptive conduct. Neither of these two exceptions occurred in the present case, and, without Bradley present, the indirect criminal contempt proceeding was not conducted in conformity with rule 3.840.

We appreciate the anguish of the trial judge at the loss of valuable court time when a duly noticed and properly scheduled proceeding is frustrated by the failure of the defendant to appear. However, in this instance, issuance of an arrest warrant for failure to appear at the show cause hearing would have preserved both the dignity of the court and the basic constitutional rights of the defendant.

REVERSED and REMANDED for proceedings consistent with this opinion.

LARRY G. SMITH and JOANOS, JJ., concur.


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Citator

Cited By

  • Breeding v. Breeding, 515 So. 2d 374 (Fla. 4th DCA 1987)
    …was error to hold her in criminal contempt when she failed to appear. Criminal contempt hearings are essentially mini criminal trials and the accused is entitled to all the available constitutional protections. As the court held in Bradley v. State, 420 So. 2d 417 (Fla. 1st DCA 1982) the proper procedure to be followed, upon her failure to show, was to issue a warrant for her arrest and have her brought before the court. The former wife should not regard this reversal as an exoneration of her behavior and w…
  • De Mauro v. State, 632 So. 2d 727 (Fla. 3d DCA 1994)
    …on October 6, 1992. The trial court proceeded in her absence to enter the order of civil contempt. For a criminal contempt, however, the contempt adjudication may not be entered in absentia, with exceptions not applicable here. See Bradley v. State, 420 So. 2d 417, 418 (Fla. 1st DCA 1982); Fla.R.Crim.P. 3.180. As stated in Breeding v. Breeding, 515 So. 2d 374 (Fla. 4th DCA 1987): [*730] Nonetheless, it was error to hold her in criminal contempt when she failed to appear. Criminal contempt hearings are essenti…
    1 / 2
  • Jarrett v. State, 654 So. 2d 973 (Fla. 1st DCA 1995)
    …Leone v. State, 643 So. 2d 1198 (Fla. 5th DCA 1994) (defendant’s presence required in felony prosecution); Summerall v. State, 588 So. 2d 31 (Fla. 3d DCA 1991) (felony defendant’s presence required at probation revocation hearing); Bradley v. State, 420 So. 2d 417, 418 (Fla. 1st DCA 1982) (alleged contemnor’s presence required in indirect criminal contempt proceedings). Entitled “Presence of Defendant,” the rule provides: (а) ... In all prosecutions for crime the defendant shall be present: (3) at any pretr…

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