STATE OF FLORIDA, APPELLANT,
v.
DEBRA ANN COLLINS, APPELLEE

Fla. 2d DCA | 1983-02-09
No. 82-1065
OTT, C.J., and SCHEB, J., concur.
436 So. 2d 147 Florida District Court of Appeal, Second District (1983) Positive Treatment
Cited by 10 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

The state appealed the dismissal of a first-degree murder indictment based on double jeopardy protection after a mistrial was declared. The court affirmed the dismissal, holding that the trial judge's declaration of mistrial lacked manifest necessity, thereby barring retrial under the Double Jeopardy Clause.


Holding

The declaration of mistrial was not supported by manifest necessity, and therefore retrial is barred by double jeopardy protection. A mistrial declared on motion of the state cannot be used to justify retrial unless the declaration was dictated by manifest necessity, which was absent here.


Headnotes

[1] Jeopardy attaches when a jury is sworn, and a retrial after a mistrial is barred unless there was a manifest necessity for the mistrial.

[2] The prosecution bears a heavy burden to demonstrate that a retrial following a mistrial is justified by manifest necessity.

Previewing 2 of 6 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.

Join FLexlaw to unlock all legal intelligence

Key Quotes

“If a mistrial is declared and the jury discharged, jeopardy attaches unless there appears a manifest necessity justifying the declaration of mistrial.”

Establishes the foundational double jeopardy principle governing the case

Previewing 1 of 3 key quotes on this case — the court’s exact language, pinpointed for members.

Join FLexlaw to unlock all legal intelligence

Facts & Procedural History

Debra Ann Collins was indicted for first-degree murder. During trial, the state sought to introduce a fake suicide note and murder weapon, but the tri…

The full statement of facts, procedural history, and disposition for this case are member content.

Join FLexlaw to unlock all legal intelligence

© FLexlaw, Inc. — AI-generated enrichments are proprietary. All rights reserved.


Opinion of the Court
SPICOLA, GUY W., Associate Judge.

SPICOLA, GUY W., Associate Judge.

This is an appeal by the state from an order dismissing an indictment for first-degree murder on the ground of double jeopardy. We affirm.

Debra Ann Collins was indicted for the first-degree murder of her husband. During the course of her trial, the state sought to introduce an alleged fake suicide note and the murder weapon. The state was prevented from doing so by a ruling of the trial judge. During a recess on the third day of the trial, the state learned of a conversation about the case between the trial judge and one of its witnesses, who was a friend of the judge. Nevertheless, the state made no objection and continued to present more testimony in an attempt to have the note and gun introduced into evidence. The court again denied the admissibility of the evidence, and then the state moved for a mistrial on the basis of the judge’s conversation with the witness.

The court then went into chambers to conduct a hearing on the matter. The hearing revealed that during the course of the judge’s conversation with the witness, he told her that the state had a questionable case and that the trial would soon be over. However, the witness stated that the judge never intimidated her or put her in fear, nor did anything to change or alter her testimony. Furthermore, he had no discussions with her concerning the substance of her testimony.

The state again indicated that it wanted to move for a mistrial to which the defendant objected. The trial judge responded that he did not believe that he had done anything wrong and that a mistrial was unnecessary. He also expressed his opinion that if a mistrial were granted the defendant could not be retried because of former jeopardy. Nevertheless, the state persisted with its motion, and the trial judge declared a mistrial over the objection of the defendant.

Subsequently, on motion by the defendant, another judge dismissed the indictment on the basis of double jeopardy. This appeal followed.

The concept of protection against double jeopardy originates in the Fifth Amendment to the United States Constitution and section9 of the Declaration of Rights of the Florida Constitution. Its purpose is to protect citizens against the once existing power of the state, or the sovereign, to continue to prosecute the same person for the same offense until a conviction is obtained. If a mistrial is declared and the jury discharged, jeopardy attaches unless there appears a manifest necessity justifying the declaration of mistrial. Bryant v. Stickley, 215 So. 2d 786 (Fla. 2d DCA 1968).

This case is novel in that the trial judge granted a mistrial after stating that he did not believe there were sufficient grounds for mistrial. The cases we have reviewed generally relate to whether the court properly exercised its discretion in determining that a mistrial was necessary. These cases stand for the proposition that where a mistrial is declared on a motion by the state, a retrial of the defendant is barred on the ground of former jeopardy unless the declaration of mistrial by the judge was dictated by manifest necessity. Arizona v. Washington, 434 U.S. 497, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978); State v. Grayson, 90 So. 2d 710 (Fla.1956).

The authoritative starting point of the law in this area of double jeopardy after a mistrial is the benchmark decision in United States v. Perez,9 Wheat., 22 U.S. 579, 6 L.Ed. 165 (1824), wherein Justice Story formulated the following rule:

We think that in all cases of this nature, the law has invested courts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all of the circumstances which would render it proper to interfere. To be sure, the power ought to be used with the greatest caution, under urgent circumstances, and for very plain and obvious causes; and, in capital cases especially, courts should be extremely careful how they interfere with any of the chances of life, in favor of the prisoner. But after all, they have the right to order the discharge; and the security which the public have for the faithful, sound and conscientious exercise of this discretion, rests, in this, as in other cases, upon the responsibility of the judges, under their oath of office.

The prosecution has a heavy burden of showing that the retrial after a mistrial is justified by manifest necessity. Brady v. Samaha, 667 F. 2d 224 (1st Cir.1981).

In Downum v. United States, 372 U.S. 734, 83 S.Ct. 1033, 10 L.Ed.2d 100 (1963), the Supreme Court indicated how strict it was in the application of the principle by the following language:

The discretion to discharge the jury before it has reached a verdict is to be exercised “only in very extraordinary and striking circumstances” to use the words of Mr. Justice Story in United States v. Coolidge, 25 Fed.Cas. 622, 623. For the prohibition of the Double Jeopardy Clause is “not against being twice punished, but against being twice put in jeopardy.” United States v. Ball, 163 U.S. 662, 669, 16 S.Ct. 1192, 1194, 41 L.Ed. 300.

83 S.Ct. at 1034. Moreover, the court went on to note:

We resolve any doubt “in favor of the liberty of the citizen, rather than exercise what would be an unlimited, uncertain, and arbitrary judicial discretion.”

83 S.Ct. at 1035.

In Gori v. United States, 367 U.S. 364, 81 S.Ct. 1523, 6 L.Ed.2d 901 (1961), the court bottomed its decision on whether the trial judge was acting “in the sole interest of the defendant.”

Where the judge, acting without the defendant’s consent, aborts the proceedings, the defendant has been deprived of his valued right to have his trial completed by a particular tribunal. See Wade v. Hunter, 336 U.S. 684, 69 S.Ct. 834, 93 L.Ed. 974 (1948). The defendant has a significant interest in the decision whether or not to take the case from the jury when circumstances occur which might be thought to warrant a declaration of mistrial. The defendant’s option to continue with the trial should not be foreclosed until the scrupulous exercise of judicial discretion leads to the conclusion that the ends of justice would not be served by continuation of the proceedings. United States v. Jorn, 400 U.S. 470, 91 S.Ct. 547, 27 L.Ed.2d 543 (1971).

Another consideration is the threat of bad faith conduct by the prosecutor. The Double Jeopardy Clause bars a retrial solely to afford the prosecutor a more favorable opportunity to convict the defendant. United States v. Dinitz, 424 U.S. 600, 96 S.Ct. 1075, 47 L.Ed.2d 267 (1976). For example, the strictest scrutiny is appropriate when the basis for the mistrial is the unavailability of critical prosecution evidence such as when the prosecutor proceeds to trial aware that key witnesses are not available to give testimony and a mistrial is later granted for that reason. Downum v. United States. The prohibition against double jeopardy unquestionably “forbids the prosecutor the use of the first proceeding as a trial run of his case.” Note, Twice in Jeopardy, 75 Yale L.J. 262, 287 (1965). See also Commonwealth v. Shaffer, 447 Pa. 91, 288 A. 2d 727, cert. denied, 409 U.S. 867, 93 S.Ct. 164, 34 L.Ed.2d 116 (1972). State v. Sanborn, 157 Me. 424, 173 A. 2d 854 (1961).

Finally, the record strongly suggests that the state may have resorted to its demand for a mistrial only when prospects of acquittal were apparent. Be that as it may, the mistrial was not manifestly necessary under the circumstances of this case. We in no way condone a trial judge conversing with a witness as was done in this case. Nevertheless, we agree with the trial judge who reluctantly dismissed the indictment on the ground of double jeopardy.

Accordingly, we affirm the trial court’s decision.

OTT, C.J., and SCHEB, J., concur.

Footnotes
9 Wheat., 22 U.S., at 580, 6 L.Ed. at 165.

Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • Parce v. Honorable James S. Byrd, 533 So. 2d 812 (Fla. 5th DCA 1988)
    …there would be no certainty in the law and no guidance to bench or bar.” [Emphasis in original]. 294 So. 2d at 126. The prosecution bears a heavy burden of showing that retrial after a mistrial is justified by manifest necessity. State v. Collins, 436 So. 2d 147 (Fla. 2d DCA 1983), rev. [*815] denied, 434 So. 2d 889 (Fla.1983). We can discern no manifest necessity for the mistrial here. A short recess so that defense counsel could have obtained and reviewed the material and deposed Agent Cannon would most l…
  • Corneiro v. The Honorable Harold Solomon, 450 So. 2d 599 (Fla. 3d DCA 1984)
    …1060, 1062 (Fla. 3d DCA 1979). At this point in a criminal trial, a judge should not declare a mistrial and discharge the jury except in cases of manifest urgency and absolute necessity. State v. Grayson, 90 So. 2d 710 (Fla.1956); State v. Collins, 436 So. 2d 147 (Fla. 2d DCA 1983). As stated by the Florida Supreme Court in Grayson at 713: If the jury is discharged for legally insufficient reasons and without an absolute necessity and without the defendant’s consent, such discharge is equivalent to an acqu…
  • Thomason v. State, 594 So. 2d 310 (Fla. 4th DCA 1992)
    …have worked. As might be expected in light of Perez, the burden of showing that a mistrial was justified by manifest necessity is a heavy one. Parce v. Byrd, 533 So. 2d 812 (Fla. 5th DCA), rev. denied, 542 So. 2d 988 (Fla. 1988); State v. Collins, 436 So. 2d 147 (Fla. 2d DCA), rev. denied, 434 So. 2d 889 (Fla. 1983). In this case, the burden on the State was made insurmountable by the trial judge’s unwillingness to try-these other measures, rather than take defendant’s option to go to this jury away from hi…

Previewing 3 of 5 citing cases — full citator treatment, depth of discussion, and citing context are member features.

Join FLexlaw to unlock all legal intelligence

Authorities Cited (14 total)

View all 14 cited authorities →

Full citator, related cases, and AI research tools

Open in FLexlaw