UNITED STATES OF AMERICA EX REL. LENOX J. EDWARDS, APPELLEE,
v.
HAROLD W. FOLLETTE, AS WARDEN OF GREEN HAVEN STATE PRISON, STORMVILLE, NEW YORK, APPELLANT

2d Cir. | 1968-07-25
Nos. 541, Docket 32280
399 F.2d 298 United States Court of Appeals for the Second Circuit (1968) Positive Treatment
Cited by 2 cases

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Holding

The state's responsibility for an indigent defendant's appeal is to assign counsel and provide a free transcript, not to guarantee counsel's performance.


Facts & Procedural History

Petitioner, an indigent defendant, was unconstitutionally deprived of his right to appeal his conviction because state responsibilities regarding his …

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Opinion of the Court
PER CURIAM:

PER CURIAM:

We affirm essentially for the reasons stated in Judge Tyler’s thorough opinion below.

However, we do not go as far as Judge Tyler seems to have gone, in holding that once the defendant, who lacks appellate counsel, has manifested his indigency and his desire to appeal, “the burden shifts to the state to properly process his appeal.”

As we stated in United States ex rel. Mitchell v. Follette, 358 F. 2d 922, 927, “ * * * the court, and hence the state, is not a surety for the proper performance of counsel whether assigned or retained * * *.”

The responsibility of the state through its courts in such a situation is to assign appellate counsel for the indigent appellant and to see that he has a free transcript of the record below. Here the assignment of appellate counsel was for the Appellate Division. Under the former New York Code of Criminal Procedure, the Clerk of the Bronx County Court, where appellant was tried and convicted, was required to prepare and forward the trial record to the Appellate Division. N.Y.Code Crim.Pro. § 485(8).

The responsibility of the state through its prosecuting arm in moving to dismiss an appeal of an indigent defendant, includes informing the appellate court of the appellant’s indigency and the necessity for the appointment of appellate counsel to represent him, as well as, of course, giving adequate notice of the application to the indigent appellant.

None of these responsibilities seem to have been performed in connection with the dismissal of this petitioner’s appeal from his conviction. Under these circumstances petitioner was unconstitutionally deprived of his right to appeal, as Judge Tyler properly held.


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