UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE,
v.
WILLIAM R. SMITH, DEFENDANT-APPELLANT; UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE, V . JACK H. WRIGHT, DEFENDANT-APPELLANT; UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE, V. BILLY R. POULSEN, DEFENDANT-APPELLANT

9th Cir. | 1973-10-10
Nos. 73-1961 to 73-1963
487 F.2d 329 United States Court of Appeals for the Ninth Circuit (1973) Caution
Cited by 18 cases

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Holding

Willfully supplying false information on an IRS form, even without intent to defraud, constitutes a violation of 26 U.S.C. § 7205.


Facts & Procedural History

Defendants claimed a large number of false dependents on W-4 forms to prevent income tax withholding, sending letters to the IRS explaining their acti…

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Opinion of the Court
PER CURIAM:

PER CURIAM:

Defendants appeal from a 30-day jail sentence and a fine of $250 following conviction of violating 26 U.S.C. § 7205, which makes it a misdemeanor willfully to supply false information upon an Internal Revenue Service form.

Defendants, protesting the withholding of income tax from the wages of workmen, elected to declare a sufficient number of nonexistent dependents to make certain that no taxes would be withheld. One defendant filed a W-4 form claiming 17 dependents, the others claimed 10 each. All three sent letters to the Internal Revenue Service in which they stated that they had inflated their number of dependents to prevent their wages from being illegally seized.

Defendants now contend that they were entitled to engage in these theatrics because they had no “intent to defraud.” In a misdemeanor prosecution, however, the government need not prove fraud, loss of revenue, or reliance' by the government. The offense is made out when a person required by 'law to complete and file a W-4 intentionally uses the form to supply false information. United States v. Malinowski, 472 F. 2d 850 (3rd Cir. 1973).

Our system of self-assessment and concurrent payment of taxes as income is earned cannot survive if every taxpayer is permitted to formulate his own rules. Misdemeanor penalties were provided by Congress with the knowledge that for certain types of forbidden behavior, even though criminal conduct is not present, a mild deterrent and the certainty of punishment are vital to the system. The defendants are free to express their political discontent in other ways. When they elected to defy the tax laws, they assumed the burden of the penalties provided by those laws.

The defendants have represented themselves in this court and in the district court. None has legal training. It is perhaps appropriate, therefore, to point out that under the law they have the right to apply to the sentencing court for a reduction of their sentence within 120 days from the date the judgment in this case becomes final. See F. R.Crim.P. 35.

Affirmed.


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