ALBERT N. FITTS, ETC., APPELLANT,
v.
THE GUARDIANSHIP ESTATES OF RICHARD CAMPBELL, ET AL., APPELLEES

Fla. 5th DCA | 1985-04-04
No. 84-365
COWART, J., concurs., ORFINGER, J., concurs in part and dissents in part.
466 So. 2d 431 Florida District Court of Appeal, Fifth District (1985)

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Synopsis

An attorney sought fees for representing a guardian in guardianship estate matters, including preparing an accounting that revealed the guardian's unauthorized expenditures. The trial court denied all fees because the services were deemed to be in defense of the guardian's personal interests and adverse to the wards. The appellate court held that while fees for defending the guardian against personal liability need not be paid by the estate, fees for the accounting and other services benefiting the estate itself must be paid, and the case was remanded for apportionment.


Holding

An attorney may recover fees from the estate for services that benefit the estate and comply with duties to the court and guardianship, even if the guardian personally misused estate funds. However, fees for services rendered solely in personal defense of the guardian against liability for unauthorized expenditures need not be paid by the estate. The case must be remanded for proper apportionment of fees between compensable and non-compensable services.


Headnotes

[1] An estate is generally responsible for attorneys' fees and costs in guardianship matters.

[2] An attorney representing a guardian is entitled to compensation from the estate for services rendered in preparing an accounting and advising the court of estate matters,…

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Key Quotes

“Usually, the estate pays attorneys fees and costs in guardianship matters. § 744.105, Fla.Stat. Here, the judge denied estate payments of the fees "because said services were rendered to the guardian personally in defense of her unauthorized expenditure of guardianship assets, which defense was adverse to the interests of her wards."”

Establishes the general rule that estates pay attorney fees in guardianship matters and the trial court's rationale for denying fees.

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Facts & Procedural History

Richard Campbell died and an estate was established for his minor children, with their mother serving as guardian. The guardian's original attorney be…

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Opinion of the Court
DAUKSCH, Judge.

DAUKSCH, Judge.

This is an appeal from an order denying attorney’s fees to the attorney for the guardian of certain wards.

Richard Campbell died and an estate was established to administer funds for the benefit of his minor children. Their mother was the guardian. A now disbarred lawyer represented and advised her in her guardian capacity. She hired appellant as her lawyer when she could no longer find her former lawyer. When Mr. Fitts undertook to help her prepare her accounting to the court, in accordance with the requirements of law, it was discovered she had made unauthorized expenditures from the estate. The accounting documents were submitted to the court along with a petition to approve the expenditures. The court denied approval and denied, as well, any payment by the estate of Mr. Fitts’s fees. Usually, the estate pays attorneys fees and costs in guardianship matters. § 744.105, Fla.Stat. Here, the judge denied estate payments of the fees “because said services were rendered to the guardian personally in defense of her unauthorized expenditure of guardianship assets, which defense was adverse to the interests of her wards.”

Upon his engagement for services to the guardian Mr. Fitts researched the assets, liabilities, receipts and expenditures of the estate. He discovered the discrepancies and he forthrightly and dutifully prepared the accounting to advise the court of the problem. As always, he recognized his duty to the court as well as his duty to the guardian and the guardianship. For this he is entitled to compensation, even though his client, the guardian, improperly used some of her children’s money. Cilley v. First National Bank of Mount Dora, 396 So. 2d 808 (Fla. 5th DCA 1981); In re Estate of Griffis, 366 So. 2d 80 (Fla. 4th DCA 1978). He is not entitled to be paid from the estate for any personal representation of the guardian in seeking to save her from any personal liability to the estate, for negligence or tortious taking. Thus, when Mr. Fitts petitioned the court to approve a portion of the estate expenditures which were not lawful expenditures he was representing the guardian purely personally and the estate need not pay for that portion. However, the estate is lawfully bound to pay his fees for the accounting and petitioning services otherwise. The time and effort in each regard should be apportioned appropriately and a fee from the estate awarded. The order is reversed and this cause remanded for a proper apportionment and award for all services, including those on this appeal, which were not solely for the benefit of the guardian personally.

REVERSED and REMANDED.

COWART, J., concurs.

ORFINGER, J., concurs in part and dissents in part.

Other
ORFINGER, Judge,

ORFINGER, Judge,

concurring in part and dissenting in part.

I concur in the reversal of the order, but I do not agree that some of the attorney’s services here were contrary to the ward’s interests. Preparation of the accounting is in the ward’s best interest and all receipts and disbursements must be shown, whether proper or improper. The attorney fairly and completely .prepared the accounting and submitted it to the court. In so doing, he was assisting the guardian in performing her fiduciary duty of itemizing her receipts and expenditures. It was in the ward’s interest that the improper expenditures as well as the proper ones be made known to the court so that corrective steps could be taken and I see no reason for denying a reasonable fee to the attorney for all his services rendered in that regard. In preparing a petition for “approval” of the return, he was merely initiating the procedure by which the accounting is presented to the court for review, and there is nothing to show that in so doing he was attempting to defend or justify the improper expenditures.


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