JACOB JOHN DOUGAN, JR., APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. | 1985-05-30
No. 65217
BOYD, C.J., and OVERTON, ALDERMAN, EHRLICH and SHAW, JJ., concur., ADKINS, J., concurs in the conviction, but dissents from the sentence.
470 So. 2d 697 Florida Supreme Court (1985) Negative Treatment
Cited by 63 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

Jacob Dougan was convicted of first-degree murder in 1975 and sentenced to death. After multiple appeals and remands, this appeal addresses ineffective assistance of counsel for appellate representation. The Florida Supreme Court affirms the conviction but vacates the sentence and remands for a new sentencing hearing due to improper admission of a second indictment and erroneous application of aggravating factors.


Holding

The conviction is affirmed, but the sentence is vacated and remanded for a new sentencing hearing. The trial court erred in admitting the second indictment because an indictment is not evidence and only prior convictions—not mere accusations—may be used as aggravating factors. Additionally, the trial court improperly applied aggravating factors based on speculation about future conduct, violating the prohibition against condemning someone for what might have occurred.


Headnotes

[1] A victim's family member's identification of a victim's body at trial is not fundamental error, and failure to make a contemporaneous objection precludes appellate review…

[2] A trial court's decision to instruct the jury on felony murder cannot be complained about on appeal absent a specific contemporaneous objection.

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Key Quotes

“The only purpose of an indictment is to apprise a defendant of the charge against him. Drozewski v. State, 84 So.2d 329 (Fla.1955). An indictment or information is not evidence against an accused, but, rather, is nothing more or less than the vehicle by which the state charges that a crime has been committed.”

Establishes the principle that indictments cannot be used as evidence at sentencing, supporting the court's reversal of the sentencing portion.

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Facts & Procedural History

Dougan was convicted of first-degree murder by jury in 1975 and sentenced to death. At the sentencing hearing, the state introduced a second indictmen…

The full statement of facts, procedural history, and disposition for this case are member content.

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Opinion of the Court
McDONALD, Justice.

McDONALD, Justice.

In 1975 a jury convicted Dougan of one count of first-degree murder and recommended that he be sentenced to death.

The trial court followed the jury’s recommendation, and this Court, in a combined appeal by Dougan and a co-defendant, affirmed both the conviction and sentence. Barclay v. State, 343 So. 2d 1266 (Fla.1977), cert. denied, 439 U.S. 892, 99 S.Ct. 249, 58 L.Ed.2d 237 (1978).

Later, this Court remanded for the trial court to conduct a hearing pursuant to Gardner v. Florida, 430 U.S. 349, 97 S.Ct. 1197, 51 L.Ed.2d 393 (1977).

Barclay v. State, 362 So. 2d 657 (Fla.1978).

After holding a Gardner hearing, the trial court again sentenced Dougan to death, and this Court again affirmed the sentence. Dougan v. State, 398 So. 2d 439 (Fla.), cert. denied, 454 U.S. 882, 102 S.Ct. 367, 70 L.Ed.2d 193 (1981).

We recently found that Dougan’s appellate attorney had rendered ineffective assistance of counsel and that he had a conflict of interest in representing both Dougan and a co-defendant on appeal and that, therefore, Dougan should have a new appeal. Dougan v. Wainwright, 448 So. 2d 1005 (Fla.1984).

Dougan now appeals his conviction and sentence of death, giving us jurisdiction pursuant to article V, section 3(b)(1) of the state constitution.

We affirm his conviction, but remand for a new sentencing hearing.

Dougan alleges five errors regarding his conviction: that the police improperly seized and searched his car; that the victim’s stepfather should not have been allowed to identify pictures of the victim’s body at trial; that the court erred in instructing the jury on felony murder; that the court improperly excluded relevant defense evidence; and that the court erred by excusing death-scrupled prospective jurors.

The police seized Dougan’s car when they arrested him, but did not search it until after receiving his consent to do so. After a hearing, the trial court denied Dougan’s motion to suppress items taken from the car because of the claimed illegality of the seizure and search. On the facts of this case we find no error on this point.

As a general rule, members of a victim’s family should not identify a victim at trial. Welty v. State, 402 So. 2d 1159 (Fla.1981). Such an identification, however, is not fundamental error. Id.; Barrett v. State, 266 So. 2d 373 (Fla. 4th DCA 1972). Dougan’s failure to make a specific contemporaneous objection to this testimony, therefore, forestalls appellate review. Barclay v. State, 470 So. 2d 691 (Fla.1985). See Peavy v. State, 442 So. 2d 200 (Fla.1983); Routly v. State, 440 So. 2d 1257 (Fla.1983), cert. denied, — U.S. -, 104 S.Ct. 3591, 82 L.Ed.2d 888 (1984); Ray v. State, 403 So. 2d 956 (Fla.1981).

Dougan and three co-defendants were tried together. At the charge conference the trial court indicated his willingness not to charge the jury on felony murder at the defendants’ request. One co-defendant, however, also requested an instruction on third-degree murder, which is solely felony murder. § 782.04(4), Fla.Stat. (1975). The state then insisted that the entire charge for first-degree murder, including the felony murder portion, would have to be given in order for the jury to understand the charge on third-degree murder.

The trial court agreed with this, and none of the defendants objected. Ab sent a specific contemporaneous objection, an instruction cannot be complained about on appeal. Ray v. State. The additional requested instruction on third-degree murder changed the rules of the game, so to speak, and we hold that the court's final decision to charge on felony murder should have been objected to as a prerequisite to bringing this point up on appeal.

At trial Dougan sought to present a police officer’s testimony as to another murder. The state objected to this witness’ testifying on the basis of relevancy. The defense did not demonstrate sufficient relevancy (Hitchcock v. State, 413 So. 2d 741 (Fla.), cert. denied, 459 U.S. 960, 103 S.Ct. 274, 74 L.Ed.2d 213 (1982)) to the judge’s satisfaction, and we find no abuse of discretion in the refusal to let this witness testify.

As the final point regarding his conviction, Dougan contends that the court erred in excusing for cause eight death-scrupled prospective jurors. He bases his argument on three claims: 1) the questioning was insufficient to determine if these people were properly excused for cause and misled them about the jurors’ role in sentencing; 2) questioning prospective jurors about their views on the death penalty creates prejudice and implies a defendant is guilty; and 3) “death qualification” produces a “prosecution-prone” jury which is not a representative cross-section of the community. After studying the voir dire in this case, we hold that Dougan’s first claim has no merit. The eight prospective jurors that he complains about stated unequivocally that they could not vote for guilty of first-degree murder if death were a possible penalty. The questions and answers meet the test of Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968), and the trial court properly excused these prospective jurors for cause.

Dougan relies on Grigsby v. Mabry, 569 F.Supp. 1273 (E.D.Ark.1983), in making his second and third claims. In Grigsby a federal district court found the same arguments that Dougan makes to have merit and granted one petitioner a new trial. The eighth circuit has now affirmed, with slight modifications, the district court’s conclusions. Grigsby v. Mabry, 758 F. 2d 226 (8th Cir.1985).

The fifth circuit has considered and rejected similar claims, stating: “The state as well as the accused enjoys a right to an impartial jury[;]” and “a cross-section of the fair and impartial is more desirable than a fair cross-section of the prejudiced and biased.” Smith v. Balkcom, 660 F. 2d 573, 579, 583 (5th Cir.1981), cert. denied, 459 U.S. 882, 103 S.Ct. 181, 74 L.Ed.2d 148 (1982).

This Court has reached similar conclusions on similar claims.1 E.g., Caruthers v. State, 465 So. 2d 496 (Fla.1985); Copeland v. State, 457 So. 2d 1012 (Fla.1984); Engle v. State, 438 So. 2d 803 (Fla.1983), cert. denied, — U.S. -, 104 S.Ct. 1430, 79 L.Ed.2d 753 (1984); Steinhorst v. State, 412 So. 2d 332 (Fla.1982); Jackson v. State, 366 So. 2d 752 (Fla.1978), cert. denied, 444 U.S. 885, 100 S.Ct. 177, 62 L.Ed.2d 115 (1979); Riley v. State, 366 So. 2d 19 (Fla.1978).

See Herring v. State, 446 So. 2d 1049, 1055 (Fla.1984) (“It would make a mockery of the jury selection process to ... allow persons with fixed opinions to sit on juries.”).

And both this Court (Dobbert v. State, 409 So. 2d 1053 (Fla.1982)) and the eleventh circuit (Dobbert v. Strickland, 718 F. 2d 1518 (11th Cir.1983), cert. denied, — U.S. -, 104 S.Ct. 3591, 82 S.Ct. 887 (1984)) have rejected a similar claim regarding peremptory challenges of death-scrupled prospective jurors. That one federal circuit court may have supported Dougan’s claims does not persuade us to do likewise.

We find these claims to be without merit.

We have found no reversible error in the guilt phase of Dougan’s trial. Our review of the record shows his conviction to be supported by competent substantial evidence. We therefore affirm his conviction of first-degree murder. Turning to the sentencing portion of the trial, however, we hold that Dougan must be given a new sentencing proceeding before a new jury.

Dougan and three other men had been indicted for another murder, other than the one involved in the instant case. At the sentencing hearing the state read that second indictment into the record, and one of Dougan’s co-indictees testified that he and two other men had committed the second murder at Dougan’s direction. Dougan’s attorney objected and argued strenuously against allowing this material into evidence. Relying on Sawyer v. State, 313 So. 2d 680 (Fla.1975), cert. denied, 428 U.S. 911, 96 S.Ct. 3226, 49 L.Ed.2d 1220 (1976), the trial court overruled the defense’s objections. Additionally, in arguing to the jury the state attorney said that the indictment and the witness’ testimony had been introduced for the sole purpose of aggravating Dougan’s sentence.

There are two reasons why the trial court should have sustained Dougan’s objection. First, the only purpose of an indictment is to apprise a defendant of the charge against him. Drozewski v. State, 84 So. 2d 329 (Fla.1955). An indictment or information is not evidence against an accused, but, rather, is nothing more or less than the vehicle by which the state charges that a crime has been committed. The standard jury instructions point this up in the pretrial instructions by stating that the charging document is not evidence and that the jury is not to consider it as any. proof of guilt.

Second, although Dougan had been indicted for another crime at the time of the sentencing proceeding, he had not been convicted of that crime. In fact, the state subsequently nolle prossed that second charge against Dougan. Subsection 921.141(5)(b), Florida Statutes (1983), reads as follows: “The defendant was previously convicted of another capital felony or of a felony involving the use or threat of violence to the person.” (Emphasis added.) The plain language of subsection (5)(b) precludes considering mere arrests or accusations as aggravating factors; only convictions of violent felonies may be used. Odom v. State, 403 So. 2d 936 (Fla.1981), cert. denied, 456 U.S. 925, 102 S.Ct. 1970, 72 L.Ed.2d 440 (1982); Perry v. State, 395 So. 2d 170 (Fla.1980); Provence v. State, 337 So. 2d 783 (Fla.1976), cert. denied, 431 U.S. 969, 97 S.Ct. 2929, 53 L.Ed.2d 1065 (1977).2

The trial court, therefore, erred in allowing the state to present and argue to the jury the second indictment. We cannot tell how this improper evidence and argument may have affected the jury. We therefore vacate Dougan’s sentence and remand for another complete sentencing hearing before a new jury. Elledge v. State, 346 So. 2d 998 (Fla.1977). See Teffeteller v. State, 439 So. 2d 840 (Fla.1983), cert. denied, — U.S. -, 104 S.Ct. 1430, 79 L.Ed.2d 754 (1984); Maggard v. State, 399 So. 2d 973 (Fla.), cert. denied, 454 U.S. 1059, 102 S.Ct. 610, 70 L.Ed.2d 598 (1981).

Even though we are remanding for a new sentencing hearing, some comments about the trial court’s instant sentencing order are warranted because of the erroneous application of several aggravating factors and the failure to consider statutory and nonstatutory mitigating evidence. In discussing subsection 921.-141(5)(a) (under sentence of imprisonment) the trial court stated: “The two criminal contempt convictions of defendant Dougan are aggravating circumstances without even considering the murder charge which was nolle prossed after his original sentence here.” This Court has never held, and we refuse to do so now, that two former nonspecified contempts constitute being under sentence of imprisonment so as to be applicable in aggravation.

The trial court also improperly considered these “convictions” under subsection (5)(b) (prior conviction of violent felony) as “more an aggravating than mitigating circumstance.” In White v. State, 403 So. 2d 331, 337 (Fla.1981), cert. denied, 463 U.S. 1229, 103 S.Ct. 3571, 77 L.Ed.2d 1412 (1983), we stated that “a person may not be condemned for what might have occurred. The attempt to predict future conduct cannot be used as a basis to sustain an aggravating circumstance.” (Emphasis in original.) In finding the applicability of subsections (5)(c) (great risk of death to many people)3 and (5)(g) (disrupt or hinder governmental function or enforcement of the law) the trial court did just what White prohibits and used speculation to support these aggravating factors. We therefore find that the state did not establish the factors listed in subsections (5)(a), (b), (c), and (g) beyond a reasonable doubt in the original sentencing hearing and that the trial court erred in applying these aggravating circumstances to Dougan.

We affirm Dougan’s conviction of first-degree murder, but vacate his sentence and remand for a new sentencing hearing with a new jury.

It is so ordered.

BOYD, C.J., and OVERTON, ALDERMAN, EHRLICH and SHAW, JJ., concur. ADKINS, J., concurs in the conviction, but dissents from the sentence.

. At least one district court of appeal has also considered and rejected a claim very similar to Dougan’s. Nettles v. State, 409 So. 2d 85 (Fla. 1st DCA), review denied, 418 So. 2d 1280 (Fla.1982).

. The state argues, on this point and several others, that we should apply the case law extant at trial or when this case was first appealed rather than the case law currently in use. We disagree because, as a general rule, the law in effect at the time of an appeal is the law that should be applied. Lowe v. Price, 437 So. 2d 142 (Fla.1983); Wheeler v. State, 344 So. 2d 244 (Fla.1977), cert. denied, 440 U.S. 924, 99 S.Ct. 1254, 59 L.Ed.2d 478 (1979).

. The state concedes error in finding this aggravating factor.


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Citator

Cited By (31 total)

  • Donaldson v. State, 722 So. 2d 177 (Fla. 1998)
    …n 921.141(5)(b) permits the State to present evidence of a prior violent felony conviction as an aggravating circumstance, it specifically limits the evidence to that of a violent crime for which the defendant is actually convicted. Dougan v. State, 470 So. 2d 697, 701 (Fla.1985) (holding that plain language of statute precludes considering mere arrests or accusations as aggravating factors), cert. denied, 475 U.S. 1098, 106 S.Ct. 1499, 89 L.Ed.2d 900 (1986). Here, however, the State was permitted over objec…
  • State v. Castillo, 486 So. 2d 565 (Fla. 1986)
    …ether State v. Neil, 457 So. 2d 481 (Fla.1984), applies to all cases pending on direct appeal at the time the decision became final. Generally, an appellant is entitled to the benefit of the law at the time of appellate disposition. Dougan v. State, 470 So. 2d 697, 701 n. 2 (Fla.1985). We see no exception to this principle in this case. Our comment in Neil that it should not be applied retroactively was intended to apply to completed cases. A second issue is whether the objection to the improper use of pere…
  • J.B. Parker v. State, 873 So. 2d 270 (Fla. 2004)
    …te, 691 So. 2d 1068, 1072 (Fla.1997) (rejecting the defendant’s argument that victim-impact evidence was not [*279] admissible during his resentencing because it was not admissible at the time of his original sentencing proceeding); Dougan v. State, 470 So. 2d 697, 701 n. 2 (Fla.1985) (rejecting the State’s argument that the Court should apply the case law “extant at trial or when [the] case was first appealed” rather than the case law in use at the time of present appeal). Thus, Parker was not barred from li…

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