IN RE GRAND JURY PROCEEDINGS DAVID R. DAMORE. APPEAL OF ROBERT TWIST, SR., INTERVENOR-APPELLANT
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The court denied the motion for a stay pending appeal because the appellant failed to show a likelihood of prevailing on the merits.
A grand jury subpoena was issued to an attorney for records concerning communications with a client. The client intervened, asserting attorney-client …
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BY THE COURT:
This case is submitted upon the motion of intervenor-appellant for a stay pending appeal.
On August 14, 1982, the United States District Court for the Southern District of Florida ordered enforcement of a grand jury subpoena issued to attorney David R. Damore which required him to produce documents including:
Any and all entries and records, including but not limited to file memoranda, appointment books and calendars, which memorialize the date, place and time of meetings and/or communications between you and/or the firm which you represent, and Robert Twist, Sr.....
Appellant-intervenor Twist, asserting that the requested records are protected by the attorney-client privilege, has filed a timely notice of appeal and has moved for a stay of the district court’s order pending appeal.1
The attorney-client privilege is limited to confidential communications between the lawyer and the client made for the purpose of securing legal advice, not for the purpose of committing a crime or a tort. In re Grand Jury Proceedings (United States v. Jones), 517 F. 2d 666, 670 (5th Cir. 1975). The district court, relying on In re Grand Jury Proceedings (Andrew C. Pavlick), 680 F. 2d 1026, 1028-29 (5th Cir. Unit A, 1982) (en banc), apparently found that the privilege could not be asserted when the government made a prima facie showing that Damore was retained in order to promote intended or continuing criminal or fraudulent activity.2 According to a government affidavit, the grand jury possessed information indicating that Robert Twist, Sr., had promised to pay and had in fact paid legal fees and bonds for individuals associated with Twist’s alleged marijuana smuggling operations. This Court is not bound by Pavlick, a Unit A decision of the former Fifth Circuit handed down after September 30, 1981, Stein v. Reynolds Securities, Inc., 667 F. 2d 33, 34 (11th Cir. 1982), but we approve its reasoning.
The subpoena in question calls for records of dates, places or times of meetings and communications, not the content of those communications. Ordinarily, the attorney-client privilege applies only to the content of communications made for the purpose of securing legal advice. The identity of a client, or matters involving the receipt of fees from a client are not normally within the privilege. United States v. Ponder, 475 F. 2d 37, 39 (5th Cir. 1973). A narrow exception to this rule obtains when disclosure of the client’s identity by his attorney would supply the last link in an existing chain of incriminating evidence likely to lead to the client’s indictment. In re Grand Jury Proceedings (United States v. Jones), supra, 517 F. 2d at 671 — 75. But Mr. Twist has failed to show that the requested materials come within that exception.
For this Court to grant a stay pending appeal the petitioner must show: (1) a likelihood that he will prevail on the merits of the appeal; (2) irreparable injury to the petitioner unless the stay is granted; (3) no substantial harm to other interested persons; and (4) no harm to the public interest. Pitcher v. Laird, 415 F. 2d 743, 744-45 (5th Cir. 1969). It does not appear to this Court that the district court’s use of the crime or fraud exception was clearly erroneous, or that the requested materials are within the scope of the attorney-client privilege. Twist has failed to establish that there is a likelihood he will prevail on the merits and therefore his motion to stay is DENIED.
. Although the general rule is that an order enforcing a subpoena is not appealable except from a contempt citation, the former Fifth Circuit has held that a client-intervenor may appeal such an order addressed to the client’s attorney. In re Grand Jury Proceedings (Jeffrey Fine), 641 F. 2d 199, 203 (5th Cir. 1981). This Court is bound by that holding. Bonner v. City of Prichard, 661 F. 2d 1206, 1209 (11th Cir. 1981) (en banc).
. The Pavlick Court held that the crime or fraud exception to the attorney-client privilege applies even when the attorney is completely unaware that his advice is sought in furtherance of an improper purpose. 680 F. 2d at 1028.
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E. AIR Lines, Inc. v. Gellert, 431 So. 2d 329 (Fla. 3d DCA 1983)…re Grand Jury Proceedings (Slaughter), 694 F. 2d 1258 (11th Cir.1982) (records of payments made by a client to an attorney are not covered by the attorney-client privilege in the absence of extraordinary circumstances); In re Grand Jury Proceedings, 689 F. 2d 1351 (11th Cir.1982) (same); In re Grand Jury Proceedings (Fine), 641 F. 2d 199 (5th. Cir. 1981) (same); United States v. Ponder, 475 F. 2d 37 (5th Cir.1973) (same); Tillotson v. Boughner, 350 F. 2d 663 (7th Cir.1965) (disclosure of identity of client no…
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In re Grand Jury Proceedings IN the Matter of Yale Freeman, 708 F.2d 1571 (11th Cir. 1983)…ilege claim, our cases have consistently held that information regarding a fee arrangement and the identity of the person paying the fee falls outside the protection of the attorney-client privilege. In re Grand Jury Proceedings (Robert Twist, Sr.), 689 F. 2d 1351, 1352 (11th Cir.1982); In re Grand Jury Proceedings (United States v. Jones), 517 F. 2d 666, 671 (5th Cir.1975); United States v. Ponder, 475 F. 2d 37, 39 (5th Cir.1973). The party invoking the privilege has the burden of establishing the existenc…
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Moises Garcia-Mir v. Meese, 781 F.2d 1450 (11th Cir. 1986)…arily the first factor is the most important. A finding that the mov-ant demonstrates a probable likelihood of success on the merits on appeal requires that we determine that the trial court below was clearly erroneous. In re Grand Jury Proceedings, 689 F. 2d 1351, 1353 (11th Cir.1982) (per curiam). But the movant may also have his motion granted upon a lesser showing of a “substantial case on the merits” when “the balance of the equities [identified in factors 2, 3, and 4] weighs heavily in favor of granting…
Previewing 3 of 26 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Bonner v. City OF Prichard, 661 F.2d 1206 (11th Cir. 1981)
- Murray Stein v. Reynolds Sec., Inc., 667 F.2d 33 (11th Cir. 1982)
- In re Grand Jury Proceedings. United States v. Knox Jones, 517 F.2d 666 (5th Cir. 1975)
- In re Grand Jury Proceedings IN the Matter OF Jeffrey Fine. Appeal of Unnamed Grand Jury Target, 641 F.2d 199 (5th Cir. 1981)
- In re Grand Jury Proceedings. In the Matter of Andrew C. Pavlick. United States, 680 F.2d 1026 (5th Cir. 1982)
- United States & Elmer W. Holmes v. Ponder, 475 F.2d 37 (5th Cir. 1973)
- Private First Class Daniel E. Pitcher v. Laird, 415 F.2d 743 (5th Cir. 1969)