TERRY B. HENDRIX, PETITIONER,
v.
STATE OF FLORIDA, RESPONDENT

Fla. | 1985-08-29
No. 65928
BOYD, C.J., and OVERTON, ALDERMAN, McDonald, EHRLICH and SHAW, JJ., concur., ADKINS, dissents with an opinion.
475 So. 2d 1218 Florida Supreme Court (1985) Negative Treatment
Cited by 672 cases

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Synopsis

The Florida Supreme Court held that a trial court cannot use a defendant's prior criminal convictions as justification for departing from the sentencing guidelines when those same convictions were already factored into the guidelines score, as this constitutes impermissible double-counting contrary to the guidelines' purpose of uniformity.


Holding

A trial court errs in departing from the sentencing guidelines based on a defendant's prior criminal convictions because such convictions are already incorporated into the guidelines calculation. Using the same factor to justify departure amounts to impermissible double-counting and contravenes the guidelines' purpose of ensuring uniformity in sentencing.


Headnotes

[1] A trial court errs by departing from sentencing guidelines based on a defendant's prior criminal convictions when those convictions have already been factored into the gu…

[2] Sentencing guidelines are intended to establish uniform standards and eliminate unwarranted variation in sentencing by reducing subjectivity.

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Key Quotes

“To allow the trial judge to depart from the guidelines based upon a factor which has already been weighed in arriving at a presumptive sentence would in effect be counting the convictions twice which is contrary to the spirit and intent of the guidelines.”

Establishes the core holding that using prior convictions as a departure reason violates the double-counting prohibition

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Facts & Procedural History

Hendrix pled guilty to grand theft and received a four-year prison sentence imposed by the trial court outside the sentencing guidelines. Under the gu…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

We have for review Hendrix v. State, 455 So. 2d 449 (Fla. 5th DCA 1984), which expressly and directly conflicts with decisions of other district courts of appeal and this Court. We have jurisdiction. Art. V, § 3(b)(3), Fla. Const. Hendrix, who had pled guilty to grand theft, appealed his four-year prison sentence imposed by the trial court outside the sentencing guidelines. He had a total of twenty-five points under the guidelines, the maximum sentence thus being “any non-state prison sanctions.” Of these twenty-five points, twelve resulted from Hendrix’s prior convictions for one third-degree felony and two misdemeanors. Citing this pri-or record as justification, the trial court departed from the presumptive guidelines sentence, and imposed a sentence of four years imprisonment.

On appeal, Hendrix contended that since his prior record was taken into account in calculating his guidelines score, it was error to reconsider this same factor to justify departure from the guidelines. The Fifth District Court of Appeal affirmed the trial court’s departure. 455 So. 2d at 450. It held that since the doubling was not specifically precluded by the sentencing guidelines rule, it was acceptable. Id.

In In Re Rules of Criminal Procedure (Sentencing Guidelines), 439 So. 2d 848 (Fla.1983), this Court adopted the Sentencing Guidelines, Rule 3.701, Florida Rules of Criminal Procedure. These guidelines were in response to the widespread problem of disparity in sentencing practices around the state. As we stated in our opinion, with the attached rule and committee notes, the guidelines were adopted to establish a “uniform set of standards to guide the sentencing judge” and “to elimi nate unwarranted variation in the sentencing process by reducing the subjectivity in interpreting specific offense-and offender-related criteria and in defining their relative importance in the sentencing decision.” Id. at 849; Fla.R.Crim.Pro. 3.701(b).

Departures from the guidelines are permitted, but judges must explain departures in writing and may depart only for reasons that are “clear and convincing.” Fla.R.Crim.Pro. 3.701(b)(6), (d)(ll). Moreover, the guidelines direct that departures “should be avoided unless there are clear and convincing reasons to warrant aggravating or mitigating the sentence.” Fla.R.Crim.Pro. 3.701(d)(ll). Therefore, while the rule does not eliminate judicial discretion in sentencing, as respondent argues, it does seek to discourage departures from the guidelines.

In the instant case the trial judge departed from the guidelines based on the defendant’s prior criminal convictions. This was not a proper reason for departing. The guidelines have factored in prior criminal records in order to arrive at a presumptive sentence. Fla.R.Crim.Pro. 3.701(b)(4), (d)2-5. Hendrix received 12 points for his prior convictions, out of a total of 25 for the offense for which he was convicted. To allow the trial judge to depart from the guidelines based upon a factor which has already been weighed in arriving at a presumptive sentence would in effect be counting the convictions twice which is contrary to the spirit and intent of the guidelines. Accord, State v. Brusven, 327 N.W. 2d 591 (Minn.1982); State v. Erickson, 313 N.W. 2d 16 (Minn.1981); State v. Barnes, 313 N.W. 2d 1 (Minn.1981). We agree with the First District Court of Appeal in that “[w]e find a lack of logic in considering a factor to be an aggravation allowing departure from the guidelines when the same factor is included in the guidelines for purposes of furthering the goal of uniformity.” Burch v. State, 462 So. 2d 548, 549 (Fla. 1st DCA 1985).

Therefore, we hold that the trial judge erred in considering the defendant’s prior convictions as a reason for departing from the guidelines.

Accordingly, we quash the decision of the district court and we remand with directions to further remand to the trial court for sentencing in accordance with the guidelines.

It is so ordered.

BOYD, C.J., and OVERTON, ALDERMAN, McDonald, EHRLICH and SHAW, JJ., concur. ADKINS, dissents with an opinion.

Dissent
ADKINS, Justice,

ADKINS, Justice,

dissenting.

I dissent. In my opinion this decision removes the right of the trial judge to exercise his discretion for clear and convincing reasons. The guidelines state that prior arrests without conviction and factors relating to the instant offenses for which convictions have not been obtained shall not be valid reasons for departure, See 3.701(d)(ll), but nothing in the guidelines specifically prevents prior convictions from being considered a reason for departure.

In the trial judge’s sentencing order, he stated:

The defendant, TERRY BECKETT HENDRIX, is to be sentenced on grand theft. The defendant had a prior record dating back to 1971 consisting of possession of controlled substances, shoplifting, driving under the influence, and disorderly intoxication. He has demonstrated complete disregard for the laws of society, and a sentence to the county jail would simply not be sufficient deterrent or punishment for this individual and, therefore, this court finds and determines that it is necessary to go outside the guidelines and impose a sentence accordingly.

The judge felt that, under these circumstances, the presumptive sentence of county jail time was too light for this particular incorrigible, and this seems to me to be a clear and convincing reason for departure. I dissented from the adoption of the guidelines in part because of the very usurpation of judicial discretion which the majority opinion allows here. Therefore, I would hold that the trial judge did not err in departing from the guidelines in this particular case.


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Citator

Cited By (325 total)

  • State v. Jackson, 478 So. 2d 1054 (Fla. 1985)
    …ed.) Finally, Florida Rule of Criminal Procedure 3.701(d)(ll) requires that [a]ny sentence outside of the guidelines must be accompanied by a written statement delineating the reasons for the departure. (Emphasis added.) See also Hendrix v. State, 475 So. 2d 1218 (Fla.1985). We reject the state’s contention that a transcript of oral statements made by the judge during sentencing should be sufficient to justify departure from the guidelines. The necessity for written reasons for departure is explained by Jud…
  • Whitehead v. State, 498 So. 2d 863 (Fla. 1986)
    …provisions of paragraph (d)(ll) shall apply [i.e., the reasons • must be clear and convincing and in writing]. To permit departure based on the criteria of the habitual offender statute, however, would conflict with our holding in Hendrix v. State, 475 So. 2d 1218 (Fla.1985). In Hendrix, this Court held that the trial judge erred when he departed from the recommended sentence based upon a factor which had already been weighed in determining the presumptive sentence. Such “double-dipping” was considered contra…
  • State v. Mischler, 488 So. 2d 523 (Fla. 1986)
    …ich is prohibited by the guidelines themselves can never be used to justify departure. Santiago v. State, 478 So. 2d 47 (Fla.1985). Factors already taken into account in calculating the guidelines score can never support departure. Hendrix v. State, 475 So. 2d 1218 (Fla.1985). A court cannot use an inherent component of the crime in question to justify departure. Steiner v. State, 469 So. 2d 179, 181 (Fla. 3d DCA 1985); Baker v. State, 466 So. 2d 1144 (Fla. 3d DCA 1985). If any of the reasons given by the tria…

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