MARK STEVEN WALLRAFF, PETITIONER,
v.
T.G.I. FRIDAY'S, INC., RESPONDENT

Fla. | 1986-06-26
No. 67259
BOYD, C.J., and ADKINS, OVERTON, EHRLICH and BARKETT, JJ., concur., McDONALD, J., dissents.
490 So. 2d 50 Florida Supreme Court (1986) Negative Treatment
Cited by 56 cases

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Synopsis

The court reviewed a conflict between lower courts regarding the interpretation of Florida Rule of Civil Procedure 1.380(d) concerning the sanction of dismissal with prejudice for a plaintiff's failure to attend a deposition.


Holding

The court held that the district court erred in affirming the dismissal with prejudice, as the rule's predecessor, interpreted in Rashard v. Cappiali, suggested that dismissal against a plaintiff for discovery violations should be without prejudice unless an order of the trial court was violated.


Headnotes

[1] A trial court may dismiss a plaintiff's action with prejudice for failure to appear at a noticed deposition or to respond to a request for inspection, consistent with Flo…

[2] Florida Rule of Civil Procedure 1.380(d) is interpreted to allow dismissal with prejudice for discovery violations, even without a prior court order compelling discovery.

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Facts & Procedural History

The plaintiff, Wallraff, failed to appear for a deposition noticed by the defendant, T.G.I. Friday's, Inc. The trial court dismissed the complaint wit…

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Opinion of the Court
SHAW, Justice.

SHAW, Justice.

We have by petition for review Wallraff v. T.G.I. Friday’s, Inc., 470 So. 2d 732 (Fla. 5th DCA 1985), due to certified conflict with Rashard v. Cappiali, 171 So. 2d 581 (Fla. 3d DCA 1965), and Reliance Builders, Inc. v. City of Coral Springs, 373 So. 2d 410 (Fla. 4th DCA 1979). We have jurisdiction pursuant to article V, section 3(b)(4), Florida Constitution.

The facts are as follows:

Wallraff’s complaint was filed on December 6, 1983. After answering, the defendant, T.G.I. Friday’s, Inc., filed a request to produce and a notice of taking of the deposition of the plaintiff, Wall-raff. No motion for protective order was filed, but Wallraff failed to appear at the scheduled deposition on March 2, 1984. Thereupon, T.G.I. Friday’s filed a motion to dismiss. In the motion, it was represented that Wallraff previously had filed the same complaint and had failed to respond to discovery requests, even in the face of a court order, but had avoided dismissal in that instance by filing a voluntary dismissal before final action against him by the trial court.

Wallraff, 470 So. 2d at 733. The trial court dismissed the complaint with prejudice; the district court affirmed, finding that the ap plicable Florida Rule of Civil Procedure, 1.380(d), authorizes the sanction of dismissal with prejudice for a plaintiffs failure to attend a noticed deposition or to respond to a request for production. Rule 1.380(d) provides as follows:

(d) Failure of Party to Attend at Own Deposition or Serve Answers to Interrogatories or Respond to Request for Inspection. If a party ... fails (1) to appear before the officer who is to take his deposition after being served with the proper notice, or ... (3) to serve a written response to a request for inspection submitted under Rule 1.350 after proper service of the request ... the court ... may take any action authorized under paragraphs (A), (B) and (C) of subdivision (b)(2) of this rule....

As found by the district court, “Paragraph (C) of subdivision b(2) of Rule 1.380 provides for the entry of an order striking out pleadings or parts of them ... or dismissing the action or proceeding or any part of it, or rendering a judgment by default against the disobedient party.” Wallraff, 470 So. 2d at 733. The district court noted that Rashard, interpreting rule 1.31(d), the predecessor to rule 1.380(d), held that inasmuch as entry of a judgment by default can only be applied against a defendant, and the sanctions against a plaintiff include striking his complaint or dismissing it, the sanction of dismissal under the rule against a plaintiff must be without prejudice in the absence of a violation of an order of the trial court. The district court disagreed with Rashard, finding that “[t]he rule contemplates that an adverse judgment may be entered against either party who is in default of his discovery obligations under the rule. Such a judgment against a plaintiff cannot be logically differentiated from a dismissal with prejudice.” Id. at 734 (emphasis in original). The district court concluded that the issue in the case is whether the trial court abused its discretion. With the foregoing we agree, and we approve this preliminary ruling.

Rule 1.380 is derived from Federal Rule of Civil Procedure 37. Fla.R.Civ.P. 1.280, comm. note. The federal counterpart to rule 1.380(d), rule 37(d), is construed to contemplate dismissal with prejudice under appropriate circumstances, and it does not require violation of a direct court order. See, e.g., Al Barnett & Son, Inc. v. Outboard Marine Corp., 611 F. 2d 32 (3d Cir. 1979); Fox v. Studebaker-Worthington, Inc., 516 F. 2d 989 (8th Cir.1975). We interpret our rule likewise and therefore disapprove Rashard and Reliance Builders to the extent they hold to the contrary regarding rule 1.380(d).

We nonetheless quash the district court’s holding that the trial court did not abuse its discretion on the record before us. In reaching this conclusion we are not unmindful of the appropriate test — whether reasonable persons could differ as to the propriety of the trial court’s action. Mercer v. Raine, 443 So. 2d 944 (Fla.1983); Canakaris v. Canakaris, 382 So. 2d 1197 (Fla.1980). We find that the trial court’s dismissal with prejudice was unreasonable in this case. Entering a default judgment even for noncompliance with a court “order compelling discovery is the most severe of all sanctions which should be employed only in extreme circumstance.” Mercer, 443 So. 2d at 946.

The trial court may have been led astray by considering Wallraff’s attorney’s violation of a court order in his first action and coupling that violation with the failure to attend the deposition in the present action. We find that the first action should not be considered. The plaintiff paid a price for his violation in the prior action by using his one free voluntary dismissal without prejudice under rule 1.420(a)(1). Moreover there is nothing in this record indicating there was a “deliberate and contumacious disregard of the court’s authority,” Id., in the prior action.

The respondent at oral argument conceded that if it were improper to consider the first action we should quash the decision of the district court. We agree. The only discovery with which the plaintiff had not complied by the time the trial court dismissed the complaint with prejudice was the deposition. The parties are in dispute as to whether the deposition was cancelled. The trial court order did not recite that the failure to attend the deposition was willful or done in bad faith. If it was impossible for Wallraff to attend the deposition, as counsel contends, then this is a case where the sanction is punishing the litigant too severely for a failure to act on the part of his attorney, who should have moved for a protective order. In accordance with the views herein expressed, we quash the decision below and remand with directions to remand to the trial court for reinstatement of the action.

It is so ordered.

BOYD, C.J., and ADKINS, OVERTON, EHRLICH and BARKETT, JJ., concur. McDONALD, J., dissents.


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Citator

Cited By (27 total)

  • …there are some cases in which the record, standing alone, is susceptible to more than one interpretation and a judge's finding of willfulness can serve to assist the appellate court in reaching its conclusion. See Wallraff v. T.G.I. Friday's, Inc., 490 So. 2d 50 (Fla.1986) (record did not resolve the dispute of whether deposition which plaintiff failed to attend had been cancelled). We hasten to add that no “magic words” are required but rather only a finding that the conduct upon which the order is based w…
  • Beauchamp v. Collins, 500 So. 2d 294 (Fla. 3d DCA 1986)
    …f dismissal with prejudice. It is from this order that plaintiffs appeal. Plaintiffs argue, and we agree, that under the circumstances, the trial court abused its discretion in dismissing the cause with prejudice. Wallraff v. T.G.I. Friday’s, Inc., 490 So. 2d 50 (Fla.1986); United Services Automobile Association v. Strasser, 492 So. 2d 399 (Fla. 4th DCA 1986); Garcia Fleet Corp., Ltd. v. Martinez, 483 So. 2d 502 (Fla. 3d DCA 1986); Beaver Crane Service, Inc. v. National Surety Corp., 373 So. 2d 88 (Fla. 3d…
    1 / 2
  • Delphia Neal v. Evans Clay Neal, 636 So. 2d 810 (Fla. 1st DCA 1994)
    …evere of all sanctions, and should be employed only in extreme circumstances. Mercer v. Raine, 443 So. 2d 944, 946 (Fla.1983). Accord Commonwealth Federal Savings & Loan v. Tubero, 569 So. 2d 1271, 1273 (Fla.1990); Wallraff v. T.G.I. Friday’s, Inc., 490 So. 2d 50, 52 (Fla.1986); Carr v. Dean Steel Buildings, Inc., 619 So. 2d 392, 394 (Fla. 1st DCA 1993); In re Estate of Brandt, 613 So. 2d 1365, 1367 (Fla. 1st DCA 1993); Marr v. State, Department of Transportation, 614 So. 2d 619, 620-621 (Fla. 2d DCA 1993).…

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