WONNA STONER, APPELLANT,
v.
C.H. VERKADEN AND STONER BUILDERS CORPORATION, APPELLEES
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Wonna Stoner appeals a final judgment of $25,800 entered against her based on sanctions imposed for failure to comply with discovery orders. The court reversed, holding that sanctions against the individual defendant were improper because the discovery order named only the corporation, not the individual, and therefore the individual had no duty to comply.
The court reversed the judgment, holding that sanctions against the individual defendant were harmful error because the discovery order did not name or address the individual defendant, and therefore she was never ordered by the court to comply with the discovery request. An individual defendant cannot be sanctioned for willfully disregarding an order she has not been given.
[1] A party's pleadings cannot be struck and sanctions imposed against them for failing to comply with a discovery order that was not directed at them.
[2] Sanctions for failure to comply with discovery are authorized only when a party willfully fails to obey a court order compelling discovery.
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Join FLexlaw to unlock all legal intelligence“The corporation's misconduct cannot be charged to its co-party.”
Establishes the principle that an individual defendant cannot be held responsible for sanctions arising from a corporation's failure to comply with discovery orders.
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Join FLexlaw to unlock all legal intelligenceAppellee Verkaden sued appellant Stoner and Stoner Builders Corporation alleging an oral contract. During discovery, the trial court issued an order g…
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GLICKSTEIN, Judge.
I.
This is an appeal from a final judgment in favor of the individual appellee, who has sued appellant and a corporation, Stoner Builders Corporation, alleging, in his amended complaint, the existence of an oral contract between him and the appellant or the defendant corporation. We reverse.
Appellee attempted to depose the corporation and served a “Re-Notice of Taking Deposition Duces Tecum,” appending a list of documents. Both defendants moved for a protective order. The plaintiff moved to compel “the defendant,” which was unnamed, to produce:
All bills or invoices reflecting amounts billed for labor or materials performed by STONER BUILDERS CORPORATION.
The motion then alleges the plaintiff was to receive a percentage of the gross cost of construction performed by “the defendant,” again not naming which defendant. The style of the pleading names only the corporation. The amended complaint, in paragraph 5, refers to construction work performed by the corporation.
The trial court’s order of July 19, 1984, recites:
THIS MATTER came on to be heard upon the Motion of the Plaintiff to Compel the Defendant to produce all bills or invoices reflecting the amount billed for labor or materials performed by STONER BUILDERS CORPORATION on various residential and commercial property. The Defendant has also filed a Motion for Protective Order protecting it from having to produce the same documentation requested by the Plaintiff. The Court after having heard argument of counsel and being otherwise advised it is;
ORDERED AND ADJUDGED that the Plaintiff’s Motion to Compel is granted and the Defendant’s Motion for Protective Order is denied. The Defendant shall be required to produce the item requested within forty-five (45) days from the date of this Order at a place mutually convenient for the parties.
It is clear from the above order that there was no reference, whatsoever, to the individual defendant. The style of the order names only the corporation as a defendant, notwithstanding the plural of defendant appearing below it.
Yet the court then struck the individual’s pleadings for her failure to produce various bills and invoices, pursuant to the trial court’s foregoing order. Subsequently, the trial court entered final judgment against appellant for $25,800. The trial court’s order, striking the individual’s pleadings, was harmful error. The corporation’s misconduct cannot be charged to its co-party. See Zanathy v. Beach Harbor Club Association, Inc., 343 So. 2d 625 (Fla. 2d DCA 1977) (husband-wife); Henry A. Knott Company, Division of Knott Industries v. Redington Towers, Inc., 428 So. 2d 687 (Fla. 2d DCA 1983) (insurer-insured); and Leatherby Insurance Company v. Jones, 332 So. 2d 139 (Fla. 3d DCA 1976) (insurer-insured).
Since the individual had never been instructed by the court to comply with any discovery request, sanctions against her were inappropriate. Rule 1.380, Florida Rules of Civil Procedure, authorizes sanctions for a party’s failure to comply with the court’s order. If one has not been ordered by the court to submit to discovery, one cannot have failed to comply with the order. One cannot willfully disregard an order one has not been given.
Parenthetically, an order imposing sanctions under Rule 1.380 must recite the party’s willful failure to submit to discovery. Mercer v. Raine, 443 So. 2d 944, 947 (Fla.1983). No such recitation appears in the order here appealed. Appellant has not raised this particular point and it has not played a part in our decision.
II.
When it became apparent that the real issue in this case had not been presented to the trial court, we requested supplemental briefs upon the question whether the issue was so fundamental in nature that this court could consider it initially on appeal. Our review leads us to conclude that the error is fundamental in nature. While perhaps not so certain as the late Justice Stewart's perception of obscenity, we view the trial court as having no authority to order the sanctions against the individual here. The question is one of law; and our refusal to consider it would result in a miscarriage of justice. See Hillsborough County v. Bennett, 167 So. 2d 800, 805 (Fla. 2d DCA 1964).
GUNTHER and STONE, JJ„ concur.
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Cited By (11 total)
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Commonwealth Fed. Sav. & Loan Ass'n v. Moshe Tubero, 569 So. 2d 1271 (Fla. 1990)…. 2d 709 (Fla. 4th DCA 1987); Championship Wrestling from Florida, Inc. v. DeBlasio, 508 So. 2d 1274 (Fla. 4th DCA), review denied, 518 So. 2d 1274 (Fla.1987); McNamara v. Bradley Realty, Inc., 504 So. 2d 814 (Fla. 4th DCA 1987); Stoner v. Verkaden, 493 So. 2d 1126 (Fla. 4th DCA 1986). In a concurring opinion in Championship Wrestling, Judge Anstead suggested that the question of whether or not a written finding of willful refusal was required in cases such as this was in doubt and that clarification was neces…
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Moshe Tubero v. Chapnich, 552 So. 2d 932 (Fla. 4th DCA 1989)…ct which showed willful disregard of the court’s order. However, appellant maintains that the order here is defective for failure of the trial court to expressly find that appellant’s conduct was a willful violation of the rule. Stoner v. Verkaden, 493 So. 2d 1126 (Fla. 4th DCA 1986). In dicta, Stoner stated that “an order imposing sanctions under Florida Rule of Civil Procedure 1.380 must recite a party’s willful failure to submit to discovery,” citing Mercer v. Raine. This requirement of an express finding…
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Carillon Corp. v. Seymour Devick and Florence Devick, 554 So. 2d 630 (Fla. 4th DCA 1989)…e no finding that appellant had intentionally disregarded the order of the court. Such an express written finding is essential to justify the severe sanction of default. See Tubero v. Chapnich, 552 So. 2d 932 (Fla. 4th DCA 1989); Stoner v. Verkaden, 493 So. 2d 1126 (Fla. 4th DCA 1986). Therefore, we reverse the order striking the plaintiff’s pleadings and entering default, direct the reinstatement of appellant’s claim, and we remand for further proceedings in this cause. HERSEY, C.J., and STONE, J., concur.…
Previewing 3 of 11 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Mercer v. J.D. Raine, Sr., 443 So. 2d 944 (Fla. 1983)
- Leatherby Ins. Co. v. Jones, 332 So. 2d 139 (Fla. 3d DCA 1976)
- Zanathy v. Beach Harbor Club Ass'n, Inc., 343 So. 2d 625 (Fla. 2d DCA 1977)
- Hillsborough Cnty. v. Bennett, 167 So. 2d 800 (Fla. 2d DCA 1964)
- Cowart v. State, 428 So. 2d 687 (Fla. 4th DCA 1983)