CARL W. NEIDHART, APPELLANT/CROSS-APPELLEE,
v.
PIONEER FEDERAL SAVINGS AND LOAN ASSOCIATION, APPELLEE/CROSS-APPELLANT
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Carl Neidhart appealed a directed verdict denying punitive damages in his wrongful termination suit against Pioneer Federal Savings and Loan Association, and Pioneer cross-appealed a summary judgment on liability. The court affirmed the denial of punitive damages but reversed the summary judgment on liability, finding that res judicata did not bar relitigation of the statutory claim despite a prior unemployment compensation determination.
Punitive damages may only be imposed where evidence shows a reasonable basis for inferring wantonness, actual malice, deliberation, gross negligence, or utter disregard of law. Here, Neidhart presented insufficient evidence of wilful or malicious conduct, so the directed verdict denying punitive damages was proper. However, res judicata does not apply because the unemployment compensation proceeding and the statutory claim under section 40.271(3) involve different causes of action and different remedies.
[1] Punitive damages require evidence of wantonness, actual malice, deliberation, gross negligence, or utter disregard of law.
[2] An employee seeking punitive damages for wrongful dismissal must demonstrate wilful or malicious conduct by the employer.
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Join FLexlaw to unlock all legal intelligence“Punitive damages may only be imposed where either direct or circumstantial evidence shows some reasonable basis for an inference of wantonness, actual malice, deliberation, gross negligence, or utter disregard of law on defendant's part.”
Establishes the standard for awarding punitive damages, which requires evidence beyond compensatory harm.
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Join FLexlaw to unlock all legal intelligenceNeidhart worked for Pioneer as an accounting clerk beginning in 1980. In July 1982, while working in Clearwater, he received a jury summons for Semino…
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SCHEB, Acting Chief Judge.
Plaintiff Carl Neidhart appeals a directed verdict in favor of defendant Pioneer Federal Savings and Loan Association on the issue of punitive damages in a suit for improper dismissal from employment. Pioneer cross-appeals from a prior partial final summary judgment entered in Neidhart’s favor on the issue of liability for Neidhart’s discharge from employment. As to Neid-hart’s appeal, we affirm; as to the cross-appeal by Pioneer, we reverse.
Neidhart sued Pioneer for wrongful dismissal from employment. He sought compensatory and punitive damages from Pioneer, contending that Pioneer discharged him because he responded to a summons for jury duty. He based his cause of action on section 40.271, Florida Statutes (1985), which prohibits employers from dismissing employees for jury service. Subsection three of that statute provides:
A civil action by the individual who has been dismissed may be brought in the courts of this state for any violation of this section, and said individual shall be entitled to collect not only compensatory damages, but, in addition thereto, punitive damages and reasonable attorney fees for violation of this act.
After he was discharged, Neidhart applied for and was awarded unemployment compensation benefits. The Unemployment Compensation Appeals Referee found that his discharge did not result from any misconduct on his part.
Neidhart moved for a summary judgment in this case on the issue of liability in his suit for wrongful dismissal. He argued that the question of his having been improperly discharged had been determined in the unemployment compensation proceeding and was, therefore, res judicata. The trial court granted his motion and set the case for jury trial solely on the issue of damages. Pioneer then stipulated as to the amount of Neidhart’s compensatory damages; however, it reserved its right to appeal the partial summary judgment as to liability. The case proceeded to jury trial on the issue of Neidhart’s entitlement to punitive damages.
At trial, after both parties had finished their presentations, the court concluded Neidhart failed to produce any evidence of wilfulness or malice. Consequently, the trial judge granted Pioneer’s motion for a directed verdict against Neidhart on the issue of punitive damages.
First, we address Neidhart’s appeal of the directed verdict. Punitive damages may only be imposed where either direct or circumstantial evidence shows some reasonable basis for an inference of wantonness, actual malice, deliberation, gross negligence, or utter disregard of law on defendant’s part. Winn & Lovett Grocery Co. v. Archer, 126 Fla. 308, 327-328, 171 So. 214, 222-23 (1936); Florida Power Corp. v. Scudder, 350 So. 2d 106, 110 (Fla.2d DCA 1977), cert. denied, 362 So. 2d 1056 (Fla.), appeal dismissed, 439 U.S. 922, 99 S.Ct. 303, 58 L.Ed.2d 315 (1978). The trial court was required to evaluate the evidence on the punitive damages issue in the light most favorable to Neidhart as the nonmoving party. Smith v. Brantley, 455 So. 2d 1063 (Fla.2d DCA 1984), petition for review denied, 462 So. 2d 1107 (Fla.1985).
Only Neidhart testified on his behalf. Our examination of his testimony reveals that he began his employment as an accounting clerk with Pioneer’s predecessor institution in 1980 in Winter Park, Florida. In April 1982, Pioneer transferred him to its Clearwater office in Pinellas County. At all relevant times, Neidhart was registered to vote in Seminole County. On July 6, 1982, while working in Clearwater, he received a summons for jury duty in Seminole County to commence on July 13.
Neidhart also testified that after he informed his supervisor, Robert Fintel, the assistant vice president and controller, of the jury summons, both he and Fintel called the Seminole County Courthouse for information. They received conflicting stories as to whether Neidhart could be excused from serving. Neidhart said that Fintel was concerned about Pioneer’s shortage of employees at the time Neidhart had to be present for jury duty because another employee would be on maternity leave. Neidhart insisted on making himself available for jury service. Thereafter, Pioneer terminated his employment.
The evidence produced by Neidhart fails to show any wilful or malicious conduct on the part of Pioneer in discharging him. Thus, the trial court was correct in directing a verdict in favor of Pioneer. Accordingly, we find no merit to the four points raised by Neidhart and reject his appeal.
We now turn to Pioneer’s cross-appeal. Pioneer contends the trial court erred in granting summary judgment on the issue of Pioneer’s liability under section 40.271. It argues that the court’s judgment was incorrectly premised on the Unemployment Compensation Appeals Referee’s ruling on the award of benefits being res judicata. We agree.
We hold the doctrine of res judicata does not apply to the issue of liability here. That doctrine requires that the judgment reflect: (1) identity in the thing sued for; (2) identity of the cause of action; (3) identity of persons and parties of the action; and (4) identity of the quality in the person for or against whom the claim is made. See Donahue v. Davis, 68 So. 2d 163 (Fla.1953); Cole v. First Development Corp. of America, 339 So. 2d 1130 (Fla.2d DCA 1976). Yet, the doctrine should not be so rigidly applied as to defeat the ends of justice. Universal Construction Co. v. City of Fort Lauderdale, 68 So. 2d 366, 369 (Fla.1953); Stadler v. Cherry Hill Developers, Inc., 150 So. 2d 468, 471 (Fla.2d DCA 1963). Any doubt as to whether these litigants have had their day in court should be resolved in favor of full consideration of the substantive issues of the litigation. See Hittel v. Rosenhagen, 492 So. 2d 1086, 1089-90 (Fla. 4th DCA 1986).
Here, identity of the thing sued for and identity of the cause of action are lacking. The issue of whether Pioneer is liable under section 40.271(3) is not identical to the finding of the Unemployment Compensation Appeals Referee that Neidhart was not discharged for misconduct, as defined in section 443.036(24), Florida Statutes (1985). In the unemployment compensation appeal, Neidhart was seeking benefits as a result of his unemployment. Since Pioneer terminated his employment, he only had to show he was not discharged for misconduct at work to receive those benefits. Here, however, he sought compensatory and punitive damages against Pioneer for having been wrongfully discharged from employment for responding to a jury summons. Thus, he had to show that his discharge from Pioneer resulted in a violation of section 40.271(3) for which he was entitled to compensatory damages distinct from unemployment compensation benefits. As noted, to receive punitive damages, he had to show that his discharge involved malicious or wilful conduct on the part of Pioneer. Section 40.271(3) contemplates that any aggrieved person has a right of action in a court of competent jurisdiction. Likewise, a defendant such as Pioneer should have the right to defend its conduct in the same forum despite the similarity in evidence in the unemployment compensation proceeding and that which will likely be presented in the court proceeding. Moreover, any determination made by the appeals referee which might touch on the issues in this case was not essential to that agency’s ultimate resolution of the administrative proceeding. See, e.g., State ex rel Pettengill v. Copelan, 466 So. 2d 1133, 1135 (Fla. 1st DCA 1985). Thus, nothing in any judgment obtained in this action will impair any rights already vested from the determination in the unemployment appeals proceeding.
Accordingly, we affirm the directed verdict denying punitive damages. We reverse the judgment in favor of Neidhart on the issue of liability which awarded him a stipulated amount of compensatory damages. We remand for a new trial on the issues of liability and compensatory damages.
SCHOONOVER and FRANK, JJ., concur.
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Porter v. Saddlebrook Resorts, Inc., 679 So. 2d 1212 (Fla. 2d DCA 1996)…t to the final agency action, the findings on that issue should not be used for purposes of collateral estoppel. See Department of Transportation v. Gary, 513 So. 2d 1338 (Fla. 1st DCA 1987); Neidhart v. Pioneer Federal Savings and Loan Association, 498 So. 2d 594 (Fla. 2d DCA 1986); State ex rel. Pettengill v. Copelan, 466 So. 2d 1133 (Fla. 1st DCA 1985). Similarly, there can be no collateral estoppel effect on issues not litigated in the agency proceeding. Meyers v. Shore Industries, Inc.. The recommended…
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State v. Foster F. Burgess, 667 So. 2d 267 (Fla. 1st DCA 1995)…eding and identity in “(1) the thing sued for; (2) ... the cause of action; (3) ... [the] persons and parties of the action; and (4) ... the quality in the person for or against whom the claim is made.” Neidhart v. Pioneer Federal Sav. & Loan Ass’n, 498 So. 2d 594, 596 (Fla. 2d DCA 1986). See also, Friends of the Everglades, Inc. v. Zoning Bd., Monroe County, 478 So. 2d 1126, 1127 (Fla. 1st DCA 1985) (insufficient identity of the cause of action for application of the strict res judicata doctrine, but estoppe…
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Ladson, 635 So. 2d 1079 (Fla. 3d DCA 1994)…PER CURIAM. Affirmed. Niedhart v. Pioneer Fed. Sav. & Loan Ass’n, 498 So. 2d 594, 596 (Fla. 2d DCA 1986).…
Previewing 3 of 4 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (11 total)
- Winn & Lovett Grocery Co. v. Archer, 126 Fla. 308 (Fla. 1936)
- Donahue v. Davis, 68 So. 2d 163 (Fla. 1953)
- Universal Const. Co. v. City of Fort Lauderdale, 68 So. 2d 366 (Fla. 1953)
- Stadler v. Cherry Hill Developers, Inc., 150 So. 2d 468 (Fla. 2d DCA 1963)
- Hord v. Askew, 439 U.S. 922 (U.S. 1978)
- W. Oil & Gas Assn. v. Alaska, 439 U.S. 922 (U.S. 1978)
- Cole v. First Dev. Corp. OF Am., 339 So. 2d 1130 (Fla. 2d DCA 1976)
- Ralford Collins Dismucke, Jr. v. State, 350 So. 2d 106 (Fla. 1st DCA 1977)
- Bruno F. Tassone v. Jerrie Ruth Shayne McKinney Tassone, 492 So. 2d 1086 (Fla. 2d DCA 1986)
- Smith v. Foster Brantley, 455 So. 2d 1063 (Fla. 2d DCA 1984)