UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE,
v.
MARK YOUNG, DEFENDANT-APPELLANT
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The court affirmed the jury verdict but reversed the sentence, remanding for a new sentencing hearing. The court held that the district court must determine the quantity of drugs a defendant could reasonably foresee as part of a conspiracy when sentencing under mandatory minimum statutes.
[1] A defendant's objection to a jury instruction is preserved for appeal even if the instruction conference was conducted in an unstructured and informal manner, provided th…
[2] Jury instructions are reviewed as a whole, and the district court has discretion in wording instructions as long as they fairly and adequately treat the issues.
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Join FLexlaw to unlock all legal intelligenceMark Young was convicted of conspiracy to manufacture and distribute marijuana and possession with intent to distribute. He was sentenced to life impr…
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RIPPLE, Circuit Judge.
Mark Young was charged in an indictment with conspiracy to knowingly and intentionally manufacture and distribute marijuana in a quantity in excess of 1,000 plants in violation of 21 U.S.C. §§ 841 and 846. He was also charged with possession with intent to distribute more than 100 kilograms of marijuana in violation of 21 U.S.C. § 841(a)(1). After a jury trial in September 1991, he was' found guilty of both charges.
Pursuant to the mandatory provisions of 21 U.S.C. § 841(b)(1)(A), the district court sentenced him to life imprisonment without release on the basis of the conspiracy conviction. A concurrent sentence of 405 months was imposed for the substantive offense. For the reasons set forth in the following opinion, we affirm the judgment with respect to the jury verdict.
We reverse and remand, however, for a new sentencing hearing.
I
FACTS
In October 1988, Claude Atkinson and Ernest Montgomery became partners in a scheme to grow, cultivate, and sell marijuana. Their plan involved buying a farm on which to grow the marijuana, incorporating the farm as a legitimate business operation, hiring others to operate the farm and to cultivate the marijuana, and finding buyers to purchase the marijuana. In the spring of 1989, Atkinson and Montgomery began growing marijuana plant seedlings at a cabin owned by Montgomery while they were looking for a farm to purchase. According to the presentence report, a total of 12,500 seedlings were produced at the cabin, and all were eventually planted in the summer of 1989 on a farm that had been purchased in June of that year. During the spring and summer of 1989, Atkinson and Montgomery recruited several others to aid in the planting, harvesting, and packaging of the resulting crop.
In October 1989, while the marijuana was being prepared for sale, Montgomery learned that Mark Young, the appellant, could find buyers for the marijuana. Shortly afterward, Atkinson and Montgomery travelled to Mr. Young’s home in Indianapolis. At this initial meeting, they discussed Mr. Young’s finding buyers for the marijuana they had grown, the price of the marijuana, the quantity of marijuana that would be available, and Mr. Young’s commission for finding the buyers. The men agreed that Mr. Young would get $100 per pound sold and that approximately 600 to 700 pounds would be available for sale.
A few days after this initial meeting, Mr. Young located two Florida buyers who then travelled to Mr. Young’s home to discuss the terms of the sale with Atkinson and Montgomery. The Floridians were informed that approximately 100 pounds a week would be available for sale at $12,000.00 per pound. A week after this meeting, the Floridians located two New York buyers, who began purchasing 100 pounds a week for a total of seven to eight weeks. The New Yorkers travelled to Indiana, dropped off the money at one location where it was counted, and then examined the marijuana at another location. With the exception of the first transaction, Mark Young was never present when the sale took place. He collected his commission at the location of the sale after the sale had been completed. On one occasion, Mr. Young passed on to Cindy Montgomery, through a third party, the description of a prospective purchaser. This description enabled Cindy Montgomery, a co-conspirator, to recognize the man when she picked him up at the airport.
As a result of these transactions, Mr. Young received between $60,000 and $70,000 in commissions.1 The record also reflects that an additional 200 pounds of marijuana were sold to five individuals without the knowledge or assistance of Mr. Young. Thus, the total amount sold by the conspiracy was approximately 900 pounds.
II
ANALYSIS
Mr. Young raises only one issue that deals with the merits phase of his trial. He then turns to several issues dealing with the sentence determination. We shall first address the question concerning the merits and then the sentencing issues.
A
Mr. Young argues that it was error to give one of the jury instructions. Instruction 37 reads:
I instruct you that it is within the proper and lawful performance of duty for the office of the United States Attorney to enter into plea bargaining with individuals relating to their alleged involvement in criminal activity and whether or not reduced sentences ought to be recommended against a particular individual in exchange for that person’s cooperation in the government’s investigation. You should draw no inferences based only on such an exercise of this discretion by the United States Attorney.
One who has entered into a plea agreement does not thereby become incompetent as a witness. However, the jury should keep in mind that such testimony is always to be received with caution and weighed with great care.
Tr. IV at 212.
During the trial, Mr. Young objected to the sentence ‘You should draw no inferences based on such exercise of this discretion by the United States Attorney.” His counsel contended that this sentence tended to negate the possibility that those witnesses testifying pursuant to a plea agreement may have testified untruthfully.
On appeal, Mr. Young argues that the language cautioning the jury about the potential untruthfulness of the accomplices’ testimony should have been expanded. He also argues that the “laudatory” language contained in paragraph one of Instruction 37 should have been eliminated. In responding to Mr. Young’s argument, the government first contends that Mr. Young waived this issue because he failed to make these specific objections to Instruction 37 during the trial.
Second, even if the issue were properly preserved for appeal, the government notes that Mr. Young has cited no persuasive authority to support his argument that Instruction 37 constituted reversible error. Rule 30 of the Federal Rules of Criminal Procedure requires a defendant to make specific objections to a judge’s refusal to give a tendered instruction.2 United States v. Canino, 949 F. 2d 928, 940 (7th Cir.1991), cert. denied, — U.S. -, 112 S.Ct. 1940, 118 L.Ed.2d 546 (1992); United States v. Roth, 860 F. 2d 1382, 1390 (7th Cir.1988), cert. denied, 490 U.S. 1080, 109 S.Ct. 2099, 104 L.Ed.2d 661 (1989); United States v. Jackson, 569 F. 2d 1003, 1009-10 (7th Cir.), cert. denied, 437 U.S. 907, 98 S.Ct. 3096, 57 L.Ed.2d 1137 (1978).
The reason for this requirement is that a specific objection, timely made during trial, gives the trial court an opportunity to correct any problems and avert error. Roth, 860 F. 2d at 1390; United States v. Kehm, 799 F. 2d 354, 362-63 (7th Cir.1986); United States v. Markowski, 772, F. 2d 358, 362-63 (7th Cir.1985), cert. denied, 475 U.S. 1018, 106 S.Ct. 1202, 89 L.Ed.2d 316 (1986).
It is indeed a close question as to whether Mr. Young has preserved adequately all the arguments he now makes before us. Our review of the record, however, reveals that the instruction conference was conducted in a rather unstructured and informal manner.
Therefore, in order to ensure that Mr. Young’s rights are fully protected, we shall address the merits.
In reviewing the giving of an instruction for reversible error, we must evaluate the instructions not in isolation but taken as a whole. United States v. Marshall, 985 F. 2d 901, 907 (7th Cir.1993) (citing United States v. Durades, 929 F. 2d 1160, 1167 (7th Cir.1991)), cert. denied, — U.S. -, 113 S.Ct. 2445, 124 L.Ed.2d 662 (1993). ‘“As long as the instructions treat the issue fairly and adequately, they will not be interfered with on appeal.’ ” United States v. Sims, 895 F. 2d 326, 329 (7th Cir.1990) (quoting United States v. Machi, 811 F. 2d 991, 1005 (7th Cir.1987)); accord United States v. Hoffman, 957 F. 2d 296 (7th Cir.1992), cert. denied, — U.S. -, 112 S.Ct. 2315, 119 L.Ed.2d 235 (1992).
The district court has significant latitude in choosing the exact wording of an instruction, and may reject proffered instructions where the court’s instructions cover the essential points. Durades, 929 F. 2d at 1167; United States v. Xheka, 704 F. 2d 974, 987 (7th Cir.), cert. denied, 464 U.S. 993, 104 S.Ct. 486, 78 L.Ed.2d 682 (1983).
Applying these principles to the present case, we conclude that giving Instruction 37, while certainly not always necessary, was within the discretion of the district court and was not reversible error.
The district court stated succinctly that the sole purpose of the instruction was to inform the jurors that it is perfectly appropriate for the United States Attorney to enter into plea agreements, and that the jurors should draw no inferences from the exercise of this discretion. We perceive nothing “laudatory” about this instruction, especially because the next sentence of the instruction warned the jury that testimony given pursuant to a plea agreement should be considered with caution and great care. We also note that the accomplice witnesses were examined and cross-examined extensively about their plea agreements and their possible motives to testify falsely. See United States v. Braxton, 877 F. 2d 556, 565 (7th Cir.1989) (cross-examination of accomplice as to motive for testifying can substitute for cautionary instruction on accomplice testimony); United States v. McCabe, 720 F. 2d 951, 957 (7th Cir.1983) (same).
B.
1.
Mr. Young’s first challenge to his sentence places in issue the constitutionality of the sentencing scheme of 21 U.S.C. § 841(b).
First, Mr. Young asserts that the scheme is arbitrary and irrational because it rests upon the unfounded presumption that one marijuana plant produces one kilogram of marijuana.
Second, he maintains that the sentencing scheme is not rationally related to the goal Congress sought to achieve by enacting § 841(b).
Lastly, Mr. Young argues that § 841(b) is unconstitutional because a prose cutor can more than double a sentence by-choosing to charge a defendant with growing plants rather than with possession of the actual fruit of the plants. He points out that, if he had been prosecuted on the basis of the actual weight of the marijuana rather than the number of plants, he would have received a much lower sentence. Relying on the reasoning in United States v. Murphy, 786 F.Supp. 1105, 1107 (D.Conn.1992) (now vacated by United States v. Murphy, 979 F. 2d 287 (2d Cir.1992)), Mr. Young asks this court to declare the sentencing scheme of 21 U.S.C. § 841(b) unconstitutional.
We review a question of law de novo. United States v. Boula, 932 F. 2d 651, 655 (7th Cir.1991). Mr. Young’s first two arguments are precluded by our decisions in United States v. Webb, 945 F. 2d 967 (7th Cir.1991), cert. denied, — U.S. -, 112 S.Ct. 1228, 117 L.Ed.2d 463 (1992), and United States v. Haynes, 969 F. 2d 569 (7th Cir.1992). We stated in Webb:
Believing “that the federal government’s most intense focus ought to be on major traffickers” in illegal drugs, Congress, “after consulting with a number of DEA agents and prosecutors about the distribution patterns for these various drugs ... selected quantities of drugs which if possessed by an individual would likely be indicative of operating at such a high level.” H.R.Rep. No. 845, 99th Cong., 2d Sess., 11-12 (1986).
Webb, 945 F. 2d at 968 (quoting United States v. Rose, 881 F. 2d 386, 389 (7th Cir.1989)). More recently, this court has stated:
The equivalency provision is certainly not based upon a determination that one marijuana plant yields one kilogram of consumable product, for the actual yield is nowhere near that high_ Rather, it reflects Congress’ judgment that an individual who grows 150 plants is just as culpable as one who has distributed 150 kilograms of marijuana.
Haynes, 969 F. 2d at 571. The reasoning in Webb and Haynes establishes that, by choosing the fiftieth plant as the cut-off, Congress determined that growing marijuana on such a scale was evidence of greater culpability because it demonstrates that an individual is a high-level participant in the marketplace. Haynes, 969 F. 2d at 572; Webb, 945 F. 2d at 969. In choosing to punish more severely those involved in creating the supply, Congress simply has “taken a supply-side approach to our nation’s marijuana problem.” Haynes, 969 F. 2d at 573. Therefore, Mr. Young’s first and second arguments must fail.
Mr. Young’s third objection — that a prosecutor can double a sentence by charging a defendant with growing a certain number of plants — is precluded by the reasoning in Haynes. In Haynes, we held that, when a drug operation is halted after the marijuana plants have been reduced to a measurable weight of marijuana, the prosecutor may properly use the number of plants, not the weight of their fruits, in charging an offender. Haynes, 969 F. 2d at 572. This result was justified by the clear language of the Sentencing Guidelines, which states that the actual number of plants shall be used “in the case of an offense involving ... 50 or more marijuana plants.” U.S.S.G. § 2D1.1(c) (emphasis added).
Because Haynes was the grower and harvester of marijuana plants, his offense necessarily “involved” fifty or more marijuana plants, making the prosecutor’s focus on the number of plants correct. Likewise, the clear language of 21 U.S.C. § 841(b)(l)(A)(vii) imposes a sentence for a violation involving 1,000 or more marijuana plants, regardless of weight. Mr. Young was found guilty of conspiracy to manufacture and to distribute marijuana that involved an amount of marijuana in excess of 1,000 plants. Although Mr. Young did not personally engage in growing the marijuana, he was a member of a conspiracy that did engage in growing it.
Therefore, Mr. Young’s offense, like Haynes’, necessarily “involved” 1,000 marijuana plants. The prosecutor’s reliance on the number of plants was appropriate.
2.
Mr. Young next submits that, in determining the number of plants for which he could be held responsible at sentencing, the district court was obliged to determine, as a threshold matter, the number of plants that he could have reasonably foreseen as part of the conspiracy. In short, Mr. Young contends that this court’s holding in United States v. Edwards, 945 F. 2d 1387 (7th Cir.1991), cert. denied sub nom. Martin v. United States, — U.S. -, 112 S.Ct. 1590, 118 L.Ed.2d 308 (1992), is applicable. In Edwards, we held that, under the Sentencing Guidelines, a district court ought to calculate the base offense level according to the quantity of drugs that the defendant could reasonably have foreseen to be part of the conspiracy. Id. at 1391; see U.S.S.G. § 1B1.3, Application Note (Nov.1989).
We noted that, in making this assessment, “the district judge may be guided by conspiracy law in considering which conduct is relevant for sentencing purposes.” Edwards, 945 F. 2d at 1392. We further noted that, because the standards embodied in the Guidelines roughly approximate those detailed by the Supreme Court in Pinkerton v. United States, 328 U.S. 640, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946), the analysis of that case would be helpful in determining the applicable conduct. Edwards, 945 F. 2d at 1392. Under Pinkerton, a defendant is responsible for the acts of his co-conspirators if those acts were: 1) reasonably foreseeable to the defendant and 2) were in furtherance of the conspiracy. Pinkerton, 328 U.S. at 647-48, 66 S.Ct. at 1184-85. In Edwards, we emphasized that, in applying the Pinkerton analysis
conduct of co-conspirators — even past conduct — can be considered “reasonably foreseeable” to a particular defendant if that defendant has demonstrated a substantial degree of commitment to the conspiracy’s objectives, either through his words or his conduct. Of particular importance in determining the level of commitment on the part of an individual defendant is the scope of the agreement between that defendant and his co-conspirators.
945 F. 2d at 1393-94.
This case requires that we decide whether the analysis of Edwards, fashioned in the context of the Sentencing Guidelines, is also applicable to cases in which the sentence is governed not by the Guidelines but by the statutory mandate. This circuit has not had the occasion to confront this issue.
However, two other circuits have ruled on the matter. In both instances, the court determined that the foreseeability analysis employed in the Guidelines context is also applicable in the statutory context. See United States v. Martinez, 987 F. 2d 920, 923-26 (2d Cir.1993); United States v. Rogers, 982 F. 2d 1241, 1246 (8th Cir.1993) (citing Jones), cert. denied, — U.S. -, 113 S.Ct. 3017, 125 L.Ed.2d 706 (1993); United States v. Jones, 965 F. 2d 1507, 1517 (8th Cir.1992), cert. denied, - U.S. -, 113 S.Ct. 346, 121 L.Ed.2d 261 (1992).
Judge Altimari’s discussion of the issue in his opinion for the Second Circuit in Martinez is especially instructive. Surveying the legislative history of the current statutes, he noted that there is no indication that Congress intended to abandon the theory of conspiratorial liability that has descended from Pinkerton. See Martinez, 987 F. 2d at 925. He also noted that it would indeed be difficult to assume that Congress intended to employ under the statute a sentencing scheme that is so completely at odds with the measured approach clearly required by the Guidelines.
We are unable to discern any reason to depart from the reasoned approach of our colleagues in the other circuits. "The view they have taken preserves the traditional approach to co-conspirator liability, an approach well-established in our criminal law. It also permits the administration of the statute in a way that does no violence to the approach of the Sentencing Guidelines. Accordingly, we join the other circuits that have confronted the issue in holding that, in imposing a sentence for conspiracy under the mandatory provisions of section 841(b), the district court must determine the quantity of drugs that the defendant could reasonably have foreseen.
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Authorities Cited (34 total)
- Pinkerton v. United States, 328 U.S. 640 (U.S. 1946)
- United States v. Sadik Xheka and Beha Xheka, 704 F.2d 974 (7th Cir. 1983)
- United States v. Jackson, 569 F.2d 1003 (7th Cir. 1978)
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- Cnty. of Rockland v. U. S. Nuclear Regulatory Comm'n, 464 U.S. 993 (U.S. 1983)
- United States v. Edwards, 945 F.2d 1387 (7th Cir. 1991)
- United States v. Kehm, 799 F.2d 354 (7th Cir. 1986)
- Morgan v. Jackson, 437 U.S. 907 (U.S. 1978)
- Jackson v. United States, 437 U.S. 907 (U.S. 1978)
- United States v. MacHi, 811 F.2d 991 (7th Cir. 1987)