HENRY LEE SANDERS, PETITIONER,
v.
STATE OF FLORIDA, RESPONDENT

Fla. | 1987-07-16
No. 69626
MCDONALD, C.J., and OVERTON, EHRLICH, SHAW, BARKETT and KOGAN, JJ., concur.
510 So. 2d 296 Florida Supreme Court (1987) Negative Treatment
Cited by 48 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

The Florida Supreme Court addressed whether a trial judge can depart downward from sentencing guidelines when a defendant has no prior convictions or arrests, and the judge believes the defendant should receive a sentence similar to a co-perpetrator who received a plea bargain. The court held that while the absence of prior convictions or arrests alone cannot justify a downward departure, the judge's desire to ensure equal punishment for co-defendants with similar culpability can be a valid basis for such a departure.


Holding

Yes, a trial judge can depart downward from sentencing guidelines to ensure equal punishment for co-defendants with similar culpability, even if the defendant has no prior convictions or arrests. However, the absence of prior convictions or arrests alone is not a valid basis for downward departure.


Headnotes

[1] The absence of prior convictions cannot serve as a basis for a downward departure from sentencing guidelines.

[2] The absence of prior arrests cannot serve as a basis for a downward departure from sentencing guidelines.

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Key Quotes

“CAN THE TRIAL JUDGE DEPART DOWNWARD FROM THE GUIDELINES IF THE DEFENDANT HAS NO PRIOR CONVICTIONS OR ARRESTS AND IF THE JUDGE BELIEVES THE DEFENDANT SHOULD NOT RECEIVE A SENTENCE MORE SEVERE THAN A CO-PERPETRATOR OF THE SAME CRIME WHO HAS BEEN THE RECIPIENT OF A PLEA BARGAIN?”

The certified question presented to the Florida Supreme Court.

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Facts & Procedural History

Henry Lee Sanders and two co-defendants were charged with robbery. Under the sentencing guidelines, Sanders faced 12-30 months. A co-defendant, Batema…

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Opinion of the Court
GRIMES, Justice.

GRIMES, Justice.

In State v. Sanders, 512 So. 2d 204, 205 (Fla. 4th DCA 1986), the following question was certified to us as one of great public importance: CAN THE TRIAL JUDGE DEPART DOWNWARD FROM THE GUIDELINES IF THE DEFENDANT HAS NO PRIOR CONVICTIONS OR ARRESTS AND IF THE JUDGE BELIEVES THE DEFENDANT SHOULD NOT RECEIVE A SENTENCE MORE SEVERE THAN A CO-PERPETRATOR OF THE SAME CRIME WHO HAS BEEN THE RECIPIENT OF A PLEA BARGAIN?

We have jurisdiction pursuant to article V, section 3(b)(4), Florida Constitution.

Sanders was charged along with two co-defendants with two counts of robbery. Under the guidelines, the recommended sentence for Sanders if he was convicted of these crimes was twelve to thirty months. Bateman, one of the codefendants, had pled guilty pursuant to a plea bargain and received two years probation conditioned upon five months in the county jail for which he received full credit for the time served.

Sanders offered to plead guilty if the court would sentence him in a manner similar to Bateman. His counsel represented that the case involved a purse snatch robbery of two women who had been knocked to the ground. The victims were unable to identify anyone, but several witnesses gave descriptions which led to the stopping of a car occupied by Sanders, Bateman and a woman who ultimately became the third codefendant. Witnesses had said one of the two robbers was wearing a red shirt and one of them was a female. When the car was stopped, Sanders, the driver, was wearing khaki-colored clothes while Bate-man was wearing a red shirt. Bateman had money in his pocket in exactly the amount and denominations described as being stolen, whereas Sanders had less than two dollars in his pocket. Bateman also gave inconsistent statements concerning his whereabouts on the day in question, and at one point wrote a letter to the public defender admitting his guilt and stating that Sanders “didn’t do anything.”

Counsel stated that she believed that Bateman had a prior criminal record, although not a serious one, and that he was supposed to cooperate with the state in Sanders’ case. She surmised that the state had offered Bateman a plea bargain because of identification problems. While the physical descriptions given by the witnesses matched Bateman, one of them picked Sanders’ photo out of a photo lineup. Apparently, no one could positively identify Bateman. The assistant state attorney, who was substituting for other counsel on the day of the hearing, did not rebut defense counsel’s representations, but he did object to any sentence below the guidelines recommendation. The court accepted Sanders’ plea and gave him the same sentence as that received by Bateman. The guidelines scoresheet listed the following reasons for departure:

Defendant, age 32, has no prior arrests or record. Codefendant Bateman was given same sentence as part of plea agreement with state. Court believes both defendants should be treated similarly in this case.

The district court of appeal expressed its approval of the sentence but nevertheless reversed it as an impermissible downward departure under existing case law.

We agree with the district court that the lack of prior convictions cannot be a basis for a downward departure. The sentencing guidelines are designed to reflect prior convictions by adding additional points and thereby increasing the length of the recommended sentence. A sentence which is recommended for a defendant without prior convictions is just that; it presupposes that he has never before been convicted of a crime. Hence, the absence of prior convictions cannot be a basis for departing under the recommended sentence.

Essentially, the lack of prior arrests stands on the same footing. The guidelines themselves preclude the scoring of arrests, thereby reflecting the philosophy that arrests, standing alone, should have no weight. To permit the lack of arrests to justify a downward departure would have the effect of penalizing those who had been arrested but not convicted. However, we find that the judge was justified in taking into consideration the effect of Bateman’s plea bargain. As a general principle, defendants should not be treated differently on the same or similar facts. Slater v. State, 316 So. 2d 539 (Fla.1975).

In essence, the judge accepted the unrefuted representations that Bateman was at least, if not more, culpable than Sanders. In an effort to provide equality of punishment for two persons who participated in committing the same crime, the court lowered Sanders’ sentence so as to be equivalent to that which Bateman received. We recognize that upward departures cannot be justified solely in order to match the sentence of a codefendant. Von Carter v. State, 468 So. 2d 276 (Fla. 1st DCA), remanded on other grounds, 478 So. 2d 1071 (Fla.1985); Thomas v. State, 461 So. 2d 274 (Fla. 5th DCA 1985).

We conclude, however, that this can be a valid basis for downward departure, although we caution that each case must be decided entirely on its own facts and circumstances.

We reject the state’s argument that our ruling means that any time the state offers a defendant a plea bargain which is below the guidelines recommendation, this will set a ceiling upon all codefendants’ sentences. In the first place, there is no requirement for a departure below the guidelines unless the judge feels it is justified. Moreover, the relative culpability of code-fendants in each case will be different. Therefore, the judge would only be justified in departing downward to meet a code-fendant’s sentence if the record established beyond a reasonable doubt that the culpability of the defendant was no greater than that of the codefendant.

It is evident that the judge reduced Sanders’ sentence to provide parity with Bateman’s sentence. On this record, we are able to conclude beyond a reasonable doubt that the judge would have imposed the same sentence without consideration of the lack of prior convictions and arrests. Albritton v. State, 476 So. 2d 158 (Fla.1985).

To the extent indicated in our opinion, we answer the certified question in the affirmative, quash the decision of the district court of appeal and uphold Sanders’ sentence.

It is so ordered.

MCDONALD, C.J., and OVERTON, EHRLICH, SHAW, BARKETT and KOGAN, JJ., concur.


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Citator

Cited By (24 total)

  • State v. Sachs, 526 So. 2d 48 (Fla. 1988)
    …BARKETT, Justice. We have for review State v. Sachs, 507 So. 2d 708 (Fla. 2d DCA 1987), based on certified conflict with State v. Sanders, 512 So. 2d 204 (Fla. 4th DCA 1986), aff'd in pertinent part, 510 So. 2d 296 (Fla.1987), State v. Taylor, 482 So. 2d 578 (Fla. 5th DCA 1986), and State v. Holcomb, 481 So. 2d 1263 (Fla. 3d DCA 1986). We have jurisdiction. Art. V, § 3(b)(4), Fla. Const. We quash the decision of the Second District and remand for further proce…
    1 / 3
  • Felts v. State, 537 So. 2d 995 (Fla. 1st DCA 1988)
    …ndment took effect, but that the supreme court, which had the opportunity to discuss the law’s constitutionality and retroac-tivity, did not consider the issue ripe for adjudication. . Reichman v. State, 511 So. 2d 995 (Fla.1987); Sanders v. State, 510 So. 2d 296 (Fla.1987). .Appellant contends that chapter 87-110 “abolished the right to effective appeal and created a presumption of correctness of a guidelines departure,” so that to apply the amendment to his case, which was already in the "pipeline” when i…
  • State v. Davis, 537 So. 2d 192 (Fla. 2d DCA 1989)
    …pporting departure. We find this to be a valid reason under the circumstances of this case. See State v. Myers, 515 So. 2d 333 (Fla. 3d DCA 1987). The second reason, the lack of any prior significant criminal history, is not valid. Sanders v. State, 510 So. 2d 296 (Fla.1987). The third reason, the appellee’s cooperation with the police, is valid. See Moore v. State, 498 So. 2d 1003 (Fla. 2d DCA 1986). Appellee gave the police information resulting in the arrest of three co-defendants, and in solving numerous…

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