CURLEE
v.
COMMISSIONER OF SOCIAL SECURITY
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The court held that the ALJ failed to adequately explain the supportability of a medical opinion, requiring reversal and remand.
[1] Under the Social Security Administration's regulations, an Administrative Law Judge (ALJ) must consider five factors when evaluating the persuasiveness of a medical opini…
[2] An ALJ must discuss the supportability and consistency factors when evaluating a medical opinion, but is not obligated to explain how the other three factors were evaluated. …
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Join FLexlaw to unlock all legal intelligencePlaintiff sought disability benefits, which were denied by the ALJ. The ALJ found a key medical opinion unpersuasive. Plaintiff appealed, arguing the …
The full statement of facts, procedural history, and disposition for this case are member content.
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The Plaintiff seeks judicial review of the Commissioner’s denial of her claim for Disability Insurance Benefits (DIB). For the reasons discussed below, the Commissioner’s decision is reversed, and the case is remanded.
I.
The Plaintiff was born in 1967, has a high school education, and has past relevant work experience as an x-ray technician. (R. 63, 70, 242, 301). In March 2020, the Plaintiff applied for DIB, alleging disability as of October 2016 due to lupus, seizures, anemia, a right wrist injury, and a torn ligament. (R. 63–64, 202–03, 300). The Social Security Administration (SSA) denied the Plaintiff’s DIB application both initially and on reconsideration. (R. 108, 118). At the Plaintiff’s request, an Administrative Law Judge (ALJ) conducted a hearing on the matter in November 2021. (R. 34–60, 131). The Plaintiff was represented by counsel at that proceeding and testified on her own behalf. (R. 38–50).
A vocational expert (VE) also testified. (R. 50–58). In a decision issued in January 2022, the ALJ determined that the Plaintiff (1) had not engaged in any substantial gainful activity since her alleged onset date in October 2016 through her date last insured in December 2021; (2) had the severe impairments of anemia, degenerative disc disease, and systemic lupus erythematosus (SLE);1 (3) did not, however, have an impairment or combination of impairments that met or medically equaled any of the listings;2 (4) had the residual functional capacity (RFC) to perform light work subject to various limitations;3 and (5) based upon the VE’s testimony, could perform her past relevant work as an x-ray technician. (R. 12– 28). In light of these findings, the ALJ concluded that the Plaintiff was not disabled.
(R. 28).
II.
The Social Security Act defines disability as the “inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment . . . which has lasted or can be expected to last for a continuous period of not less than [twelve] months.” 42 U.S.C. § 423(d)(1)(A); see also 20 C.F.R. § 404.1505(a).4 A physical or mental impairment under the Act “results from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. § 423(d)(3).
To determine whether a claimant is disabled, the Social Security Regulations (Regulations) prescribe “a five-step, sequential evaluation process.” Carter v. Comm’r of Soc. Sec., 726 F. App’x 737, 739 (11th Cir. 2018) (per curiam) (citing 20 C.F.R. § 404.1520(a)(4)).5 Under this process, an ALJ must assess whether the claimant: (1) is performing substantial gainful activity; (2) has a severe impairment; (3) has a severe impairment that meets or equals any of the listings; (4) has the RFC to engage in her past relevant work; and (5) can perform other occupations in the national economy
III.
The Plaintiff raises six challenges on appeal: (1) the ALJ did not properly evaluate the medical opinion rendered by one of her physicians, Dr. Rajan Sareen; (2) the ALJ’s RFC determination did not correctly account for the Plaintiff’s mild limitations in maintaining concentration, persistence, and pace or in adapting or managing herself; (3) the ALJ did not sufficiently consider the Plaintiff’s right wrist impairment; (4) the ALJ erred in finding that the Plaintiff could perform work with specific vocational preparation (SVP)6 levels of 2 and 7; (5) the ALJ did not appropriately assess the Plaintiff’s epilepsy; and (6) the ALJ failed to recognize that he reopened the Plaintiff’s prior disability claim upon reconsidering evidence presented in the Plaintiff’s first disability application, which the Commissioner denied and the Plaintiff did not appeal. (Doc. 15 at 1–2, 13–29; Doc. 18).7 After careful review of the
2021) (citation omitted). Of these factors, supportability and consistency are the most important. 20 C.F.R. § 404.1520c(b)(2); Nixon, 2021 WL 4146295, at *3 (citation omitted). Supportability addresses the extent to which a medical source has articulated record evidence buttressing his own opinion, while consistency deals with whether a medical source’s opinion conforms to other evidence in the record. 20 C.F.R. § 404.1520c(c)(1)–(2); Barber v. Comm’r of Soc. Sec., 2021 WL 3857562, at *3 (M.D. Fla. Aug. 30, 2021) (citation omitted). The amended Regulations require an ALJ to discuss supportability and consistency but do not obligate him to explain how he evaluated the other three factors. 20 C.F.R. § 404.1520c(b)(2); Freyhagen v. Comm’r of Soc. Sec. Admin., 2019 WL 4686800, at *2 (M.D. Fla. Sept. 26, 2019) (citation omitted). In the end, the amended Regulations—like their predecessors—do not preclude an ALJ from rejecting any medical opinion if the evidence dictates a contrary finding. Freyhagen, 2019 WL 4686800, at *2 (citing Wainwright v. Comm’r of Soc. Sec. Admin., 2007
WL 708971, at *2 (11th Cir. 2007) (per curiam); Syrock v. Heckler, 764 F. 2d 834, 835 (11th Cir. 1985) (per curiam)). In this case, Dr. Sareen performed an examination of the Plaintiff in September 2021. (R. 968–71). As a result of that examination, Dr. Sareen determined that the Plaintiff had, inter alia, normal cranial nerves, normal coordination, but “decreased sensory” in her right thigh; “normal motor, normal deep tendon reflexes and plantar reflexes;” normal spine curvature with no deformity but positive for tenderness and para-vertebral spasm; swelling and tenderness in her joints, hands, and lower spine but no redness or deformity; 100% grip strength on her left side but only 75% on her right side; decreased dexterity, as well as decreased range of motion in multiple joints; and straight leg raising capacity at 90% and 75% in the sitting and supine positions, respectively. (R. 969). Dr. Sareen also found that the Plaintiff’s gait was normal and that there was no medical necessity for her to employ an assistive device. (R. 970).
Dr. Sareen ultimately assessed the Plaintiff as suffering from anxiety, depression, seizure disorder, chronic back pain, and multiple joint pain; tenderness and decreased range of motion in a number of joints; intermittent chest and abdominal pain, the former of which was sharp; and a history of Raynaud’s syndrome,8 Sjögren’s syndrome,9 SLE, and occasional grand mal seizures. (R. 970–71).
Contemporaneously with his examination, Dr. Sareen completed a Medical Source Statement, in which he opined that the Plaintiff was confined to occasionally lifting less than ten pounds due to an injured right wrist; standing and/or walking for less than two hours in an eight-hour workday due to back pain; and sitting for less than
Id. (internal record citations omitted). The Plaintiff now argues that the ALJ’s analysis of Dr. Sareen’s opinion did not adequately address the supportability factor as required by the Regulations. (Doc. 15 at 27; Doc. 18 at 2). The Court agrees.
The Court begins by acknowledging that, as the above excerpt demonstrates, the ALJ seemingly satisfied the consistency requirement by explaining that a lumbar spine radiographic study of the Plaintiff revealed only mild abnormalities, that a July 2021 examination of her largely resulted in normal findings, and that “[t]he record [was] devoid of any evidence [that she underwent] mental health treatment.” (R. 26).
On the issue of supportability, however, the ALJ never took into account Dr. Sareen’s own examination findings and how that evidence did or did not cohere with his opinion. See 20 C.F.R. § 404.1520c(c)(1) (supportability requires an assessment of the evidence “presented by” the opining source). Without such an explanation, the Court cannot discern whether substantial evidence buttresses the ALJ’s conclusion that Dr. Sareen’s assessments were unpersuasive. See Hanna v. Astrue, 395 F. App’x 634, 636 (11th Cir. 2010) (per curiam) (“The ALJ must state the grounds for his decision with clarity to enable [the court] to conduct meaningful review.”); Brown v. Comm’r of Soc. Sec., 2021 WL 2917562, at *4 (M.D. Fla. July 12, 2021) (noting that when evaluating medical opinions under the new Regulations, the ALJ must “explain his decision, particularly with respect to supportability and consistency”) (citation omitted); Walker v. Kijakazi, 2022 WL 3686707, at *5 (N.D. Fla. July 25, 2022) (stating that an ALJ’s articulation of consistency and supportability must allow the court to undertake a “meaningful review” of whether the ALJ’s reasoning was properly substantiated by the record) (internal quotation marks and citation omitted), report and recommendation adopted, 2022 WL 3684609 (N.D. Fla. Aug. 25, 2022); Spaar v. Kijakazi, 2021 WL 6498838, at *4 (S.D. Ga. Dec. 28, 2021) (“The ALJ is completely silent on the
‘supportability’ of [the medical] opinion, which is plainly an error[.]”), report and recommendation adopted, 2022 WL 141613 (S.D. Ga. Jan. 14, 2022). As a result, reversal and remand is required. See Brown, 2021 WL 2917562, at *4 (finding that an ALJ’s failure to explain his analysis of the supportability and consistency factors
“requires reversal and remand”) (collecting cases); Spaar, 2021 WL 6498838, at *4 (deeming an ALJ’s silence on the issue of supportability as necessitating remand). In an attempt to remedy this deficiency, the Commissioner argues that “it is clear from the ALJ’s discussion of the record and [his] rationale that he . . . considered [the supportability and consistency] factors.” (Doc. 17 at 8). But the Commissioner cites only to examples of the ALJ’s reliance on evidence from other sources, which speaks to the consistency, not the supportability, of Dr. Sareen’s opinion. Id. The Commissioner also contends that the “[R]egulations do not require the ALJ to use any ‘magic language’ or follow a particular formula when addressing the supportability and consistency factors.” Id. This contention misses the point. The question here is not whether the ALJ adorned his finding with certain verbiage but whether he adequately evaluated the degree to which Dr. Sareen identified record evidence buttressing his own opinion. See Pierson v. Comm’r of Soc. Sec., 2020 WL 1957597, at *6 (M.D. Fla. Apr.8, 2020) (“[T]he new [R]egulations require an explanation, even if the ALJ (and the Commissioner) believe an explanation is superfluous.”), report and recommendation adopted, 2020 WL 1955341 (M.D. Fla. Apr. 23, 2020). For the reasons set forth above, the ALJ did not do so here. The ALJ’s decision suffers from another related problem as well. In determining the Plaintiff’s RFC, the ALJ noted that the Plaintiff was the subject of a number of in-person examinations, “[t]he most recent of [which was performed by] a specialist in arthritis . . . on August 12, 2021.” (R. 23). The ALJ explained that this specialist “found no swelling, tenderness, or limitations in any of [the Plaintiff’s] joints from the shoulders to [the] hips to [the] knees to [the] ankles.” (R. 23). Dr. Sareen,
however, evaluated the Plaintiff even more recently, in September 2021, and described the Plaintiff as experiencing swelling, tenderness, and a decreased range of motion. See (R. 969); see also (R. 971) (stating that the Plaintiff “ha[d] tenderness and decreased [range of motion] in multiple joints”). The Court cannot say whether the ALJ took into account these findings and discounted them, or overlooked them altogether. And to the extent the results of these examinations were inconsistent with each other, it was incumbent upon the ALJ to consider the evidence and to resolve any such discrepancies. See Watson v. Heckler, 738 F. 2d 1169, 1172 (11th Cir. 1984) (per curiam) (discussing how an ALJ must resolve conflicting medical evidence); Sowards v. Comm’r of Soc. Sec., 2014 WL 688053, at *3 (M.D. Fla. Feb. 21, 2014) (“It is for the ALJ, not the [c]ourt, to resolve conflicts in the evidence, especially the medical opinion evidence.”). Based upon the foregoing, the Court need not address the Plaintiff’s remaining challenges. See McClurkin v. Soc. Sec. Admin., 625 F. App’x 960, 963 n.3 (11th Cir. 2015) (per curiam) (deeming that there was no need to analyze any additional issues because the case was reversed due to other dispositive errors); Demenech v. Sec’y of Dep’t of Health & Hum. Servs., 913 F. 2d 882, 884 (11th Cir. 1990) (per curiam) (declining to discuss the claimant’s remaining arguments due to the conclusions reached in remanding the action); Jackson v. Bowen, 801 F. 2d 1291, 1294 n.2 (11th Cir. 1986) (per curiam) (stating that where remand is required, it may be unnecessary to review other claims raised) (citations omitted). On remand, however, the ALJ must consider all of the record evidence in accordance with the governing case law and the applicable regulatory provisions in determining the Plaintiff’s impairments. Diorio v. Heckler, 721 F. 2d 726, 729 (11th Cir. 1983) (noting that the ALJ must evaluate the whole record on remand).
IV.
In light of all the above, it is hereby ORDERED: 1. The Commissioner’s decision is reversed, and the case is remanded for further proceedings before the Commissioner consistent with this Order. 2. The Clerk of Court is directed to enter Judgment in the Plaintiff’s favor and to close the case.
3. The Court reserves jurisdiction on the matter of costs pending a further motion. SO ORDERED in Tampa, Florida, this 28th day of September 2023.
(hielo PF Just.
HONORABLE CHRISTOPHER P. TUITE
United States Magistrate Judge Copies to: Counsel of record
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- Biestek v. Berryhill, 139 S. Ct. 1148 (U.S. 2019)
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