BENNY RAY SMITH, PETITIONER,
v.
STATE OF FLORIDA, RESPONDENT

Fla. | 1988-08-18
No. 71372
EHRLICH, C.J., and OVERTON, McDonald, SHAW, BARKETT and GRIMES, JJ., concur.
529 So. 2d 1106 Florida Supreme Court (1988) Negative Treatment
Cited by 55 cases

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Holding

A plea agreement providing for a sentence less than the statutory maximum is an adequate reason for exceeding guidelines up to the agreed maximum, without stating reasons other than the fact of the agreement.


Headnotes

[1] A negotiated plea agreement is a valid reason upon which to base a departure from the presumptive guidelines sentence.

[2] A plea agreement providing for a sentence within a term less than the statutory maximum for a single charged offense is an adequate reason for exceeding guidelines up to…

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Facts & Procedural History

Smith was charged with armed robbery and pled guilty. He was sentenced to fifteen years incarceration pursuant to a negotiated plea agreement where he…

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Opinion of the Court
KOGAN, Justice.

KOGAN, Justice.

The First District Court of Appeal has certified the following question as one of great public importance:

IS A PLEA AGREEMENT, PROVIDING ONLY FOR A SENTENCE WITHIN A TERM LESS THAN THE STATUTORY MAXIMUM FOR A SINGLE CHARGED OFFENSE, AN ADEQUATE REASON FOR EXCEEDING GUIDELINES UP TO THE AGREED MAXIMUM WITHOUT STATING REASONS OTHER THAN THE FACT OF THE AGREEMENT?

Smith v. State, 513 So. 2d 197, 199 (Fla. 1st DCA 1987). We have jurisdiction. Art. V, section 3(b)(4), Fla. Const. We answer the certified question in the affirmative and approve the decision of the district court.

Smith was charged with and pled guilty to armed robbery. The guidelines range provided a sentence of four and one-half years to five and one-half years incarceration, but Smith was sentenced to fifteen years incarceration pursuant to a negotiated plea agreement. Under the terms of the agreement Smith agreed to be sentenced up to twenty years. The sole inducement of the agreement was that Smith would not receive the statutory maximum of life imprisonment in the event reasons existed for the trial court to exceed the presumptive guidelines sentence.

At Smith’s sentencing the trial court recited six reasons for departure, including Smith’s plea agreement.* On appeal the district court determined that five of the six reasons were not clear and convincing reasons for departure and remanded the case for resentencing. The court specifically found the plea agreement was not clear and convincing reason to depart because there was no evidence in the record before the court that Smith entered into such an agreement, nor was there evidence of the specific terms of the agreement.

At Smith’s resentencing statements were submitted by counsel for the state, by counsel for Smith, and by Smith himself regarding the existence and terms of the plea agreement. The trial court then determined a valid agreement existed and departed from the presumptive guidelines sentence on the basis of the agreement alone. Smith was sentenced to twelve years incarceration. The First District affirmed the sentence and certified to this Court the question of great public importance.

A negotiated plea agreement is a valid reason upon which to base a departure from the presumptive guidelines sentence. Quarterman v. State, 527 So. 2d 1380 (Fla.1988). The state negotiated with Smith based on the strength of the case it had against him. Smith’s codefendant had given testimony that placed Smith at the robbery scene wearing a mask and carrying a shotgun. Furthermore, the trial judge told Smith’s counsel that if Smith negotiated a plea, he would probably sentence Smith to fifteen but no more than twenty years incarceration if reasons existed to justify departure. However, if Smith went to trial the judge could impose a departure sentence of up to life imprisonment. Based on these factors, Smith’s counsel advised him it was in his best interest to enter a negotiated plea. Smith then agreed to accept any sentence up to a twenty year cap.

Although only one charge was involved in Smith’s plea agreement, the agreement still constitutes a clear and convincing reason for departure. It is clear from the record that Smith agreed to the plea to avoid the risk of a maximum sentence under the law. Obviously he and his attorney thought the chance of conviction for this offense was great. Nothing in the record indicates the plea was coerced or that Smith did not enter the plea freely and voluntarily, and knowingly and intelligently upon counseling by a competent attorney. We find no impropriety in allowing a defendant charged with only one offense to negotiate a plea agreement that provides a sentencing cap which is less than the statutory maximum in order to limit his exposure to jail time if the trial judge elects to depart from the recommended guidelines sentence. “The bargained term need not ... be an agreement for a single specified term in order to serve as a bargained provision which, if otherwise valid, is a proper predicate for disregarding a general guidelines restriction.” Geter v. State, 473 So. 2d 31, 32 (Fla. 1st DCA 1985). Once a plea agreement is negotiated which specifies the permissible sentence, the agreement is binding and is sufficient without any stated reasons to justify a departure from the presumptive sentence.

We find that Smith freely and voluntarily entered into the plea agreement after counsel advised him of the circumstances of his case. We answer the certified question in the affirmative and approve the decision of the district court.

IT IS SO ORDERED.

EHRLICH, C.J., and OVERTON, McDonald, SHAW, BARKETT and GRIMES, JJ., concur. *

In the First District's opinion the court refers to five reasons for departure, but six are listed. The same six reasons also appear in the trial court’s order.


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Citator

Cited By (26 total)

  • Franquiz v. State, 682 So. 2d 536 (Fla. 1996)
    …hat a plea agreement is the reason for a departure will not affect the validity of a departure sentence based upon a plea agreement as long as the plea agreement is established in the record. In Williams, we relied on our decision in Smith v. State, 529 So. 2d 1106 (Fla.1988), in which we held that a plea agreement to an upward departure from sentencing guidelines was sufficient without written reasons from the trial court justifying the departure. However, Williams and Smith are distinguishable from the insta…
  • State v. Williams, 667 So. 2d 191 (Fla. 1996)
    …PER CURIAM. We have for review Williams v. State, 653 So. 2d 407 (Fla. 2d DCA 1995), which expressly and directly conflicts with our opinion in Smith v. State, 529 So. 2d 1106 (Fla.1988). We have jurisdiction. Art. V, § 3(b)(3), Fla. Const. We quash Williams and hold that a departure sentence imposed pursuant to a valid plea agreement does not require written reasons, provided, of course, that the sentence does not exceed…
    1 / 3
  • Brown v. State, 538 So. 2d 523 (Fla. 3d DCA 1989)
    …ce as part of a valid plea bargain and cannot now complain about the sentence on appeal; it is, of course, conceded that the sentence imposed was below the statutory maximum set for the crimes on which the defendant stands convicted. Smith v. State, 529 So. 2d 1106, 1107 (Fla.1988); Quarterman v. State, 527 So. 2d 1380, 1382 (Fla.1988); Holland v. State, 508 So. 2d 5, 6 (Fla.1987). Second, no evidentiary showing was made below that the defendant had no counsel for the above-mentioned thirteen misdemeanor convi…

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