BELL
v.
CROSS
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A party seeking to seal court documents must demonstrate good cause, balancing the public's right of access against legitimate privacy interests, and alternatives like redaction must be considered.
Defendants moved to seal a Rule 11 motion for sanctions and its exhibits, citing HIPAA concerns regarding protected health information. The Relator op…
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BEFORE THE COURT are Defendants’ Motion to Seal Documents Under L.R. 109 (Dkt. 132), and Relator Bell’s Opposition (Dkt. 135). Upon consideration, the motion is GRANTED in part and DENIED in part. Defendants move to file under seal a Rule 11 motion for sanctions and its exhibits, which “discuss the precise periods of time specific patients were resident at Cross Gardens during the period of the Relator’s employment with Cross Gardens, and whether the costs of their residence and treatment at Cross Gardens were, at various points, covered by Medicare, Medicaid, or some other payment system.” (Dkt. 132 at 1-2). Defendants assert this information constitutes protected health information under the Health Insurance Portability and Accountability Act of 1996 (HIPAA). (Id. at 2). They further assert that “due to the individualized nature of the Relator’s claims and the PHI at issue, the means provided in HIPAA for ‘de-identifying’ PHI (and thus making it generally disclosable under HIPAA) render Defendants’ Rule 11 Motion unclear and difficult to understand.” (Id. at 2). Bell responds that, rather than sealing the motion and exhibits, Defendants should redact the protected health information in the documents filed on the public docket and submit unredacted versions for in camera review. (Dkt. 135 at 1-2). Upon consideration, the Court agrees that Defendants must file a redacted version of the motion on the public docket. The exhibit that contains protected health information may be filed under seal.
Trial courts have the inherent authority and discretion to seal records. Nixon v. Warner Commc’ns, Inc., 435 U.S. 589, 598 (1978). Decisions on motions to seal must balance the public’s common law right of access against the interests favoring confidentiality. Id. at 599. The common law right of access is implicated by any pretrial motion that requires judicial resolution of the merits and can be overcome only by a showing of “good cause.”1 Chicago Tribune Co. v. Bridgestone/Firestone, Inc., 263 F. 3d 1304, 1310-12 (11th Cir. 2001); see also Romero v. Drummond Co., Inc., 480 F. 3d 1234, 1245 (11th Cir. 2007). The “good cause” standard requires the trial court to “balance the respective interests of the parties.” Chicago Tribune, 263 F. 3d at 1313. Whether good cause exists depends on the nature and character of the information in question. Romero, 480 F. 3d at 1246. In balancing the public’s right of access to court documents against a party’s interest in keeping the information confidential, courts consider whether allowing access would impair court functions or harm legitimate privacy interests, the degree of and likelihood of injury if made public, the reliability of the information, whether there will be an opportunity to respond to the information, whether the information concerns public officials or public concerns, and the availability of a less onerous alternative to sealing the documents.
Defendants’ motion for sanctions. In sum, filing a redacted motion maintains the confidentiality of the protected health information while serving the public’s interest in access to judicial records. In contrast to a redacted motion for sanctions, allowing public access to the exhibit that contains patient information would harm legitimate privacy interests. And due to the purported nature of the exhibit, there is no less onerous alternative to sealing the document. The exhibit may be filed under seal. Defendants also seek to file under seal the cover letter demonstrating service of the motion in accord with Rule 11, asserting that “it would be out of place and cumbersome for one exhibit to a motion to be filed in the public record while the motion itself and the other exhibit have been filed under seal.” (Dkt. 132 at 4). This is inconsistent with the local rules, which require Defendants to explain the reason that sealing each item is “necessary.” The asserted basis is inadequate to warrant filing the cover letter under seal.
Accordingly, given the respective interests of the parties and the nature and character of the information in question, Defendants have established good cause to seal the exhibit containing protected health information, and the motion is due to be GRANTED in part. The request to file the motion for sanctions and cover letter exhibit under seal is DENIED. Defendants may file a redacted version of the motion for sanctions.
DONE AND ORDERED this 21st day of May, 2020.
/s/ James D. Whittemore
JAMES D. WHITTEMORE
United States District Judge
Copies to: Counsel of record
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Citator
Authorities Cited
- Nixon v. Warner Commc'ns, Inc., 435 U.S. 589 (U.S. 1978)
- Romero v. Drummond Co., Inc., 480 F.3d 1234 (11th Cir. 2007)