DAN VAN TRAN,
v.
DEUTSCHE BANK NATIONAL TRUST COMPANY, ETC., ET AL.,
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The appellate court affirmed the denial of a motion to set aside a foreclosure judgment. The appellant argued the judgment was void because the plaintiff bank was never formally substituted into the lawsuit, but the court found the appellant received due process and the judgment was at most voidable and time-barred.
No, the judgment was not void. The appellant was afforded due process, and at best, the judgment was voidable and the motion for relief was time-barred.
[1] A judgment is void if it is entered in the absence of the court's jurisdiction over the subject matter or the person.
[2] Errors or irregularities in proceedings, short of illegal deprivation of the opportunity to be heard, will not render a judgment void if the court is legally organized an…
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Join FLexlaw to unlock all legal intelligence““If a judgment is ‘void’ then under rule 1.540(b) it can be attacked at any time, but if it is only ‘voidable’ then it must be attacked within a year of entry of the judgment.””
Explains the critical legal distinction between void and voidable judgments for the purpose of relief from judgment.
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Join FLexlaw to unlock all legal intelligenceOneWest Bank initiated a foreclosure suit. A default was entered against appellant Dan Van Tran. The court granted a motion to substitute Deutsche Ban…
The full statement of facts, procedural history, and disposition for this case are member content.
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MILLER, J.
Appellant, Dan Van Tran, challenges the denial of a motion for relief from a final judgment of foreclosure rendered in favor of appellee, Deutsche Bank National Trust Company.1 See Fla. R. Civ. Pro. 1.540(b). We have jurisdiction. See Fla. R. App. P. 9.130(a)(5).
On appeal, Van Tran raises numerous claims of error, only one of which merits discussion. Van Tran contends Deutsche Bank was never formally substituted into the lawsuit as a party, hence the underlying judgment is void. Discerning no error, we affirm.
PROCEDURAL HISTORY After acquiring ownership and possession of a promissory note and mortgage executed by Hector Borges to a predecessor lender, OneWest Bank, FSB, initiated suit against Borges, Van Tran and others, seeking to foreclose upon property located in Hialeah, Florida. Although Borges answered the complaint and asserted a myriad
of affirmative defenses, Van Tran failed to file a responsive pleading.
Consequently, the clerk entered a default against Van Tran. OneWest then filed a motion seeking to substitute Deutsche Bank as the proper party plaintiff.
The lower court granted the motion, ordering both the requested substitution and a corresponding amendment to the style of the case.
However, no amended complaint reflecting the change was ever submitted. Several months later, the court issued a non-jury trial order, notifying all parties of an impending trial date. On the morning of trial, Van Tran failed to appear, but filed an emergency motion for continuance through newly retained counsel. Despite the filing, the trial proceeded forward. After receiving evidence, the court entered final judgment in favor of Deutsche Bank and ordered a sale of the relevant property. Some years later, Van Tran sought relief from the judgment, contending that because the complaint was never formally amended to reflect Deutsche Bank as the party plaintiff, the ensuing judgment was void. The lower tribunal denied the motion and the instant appeal ensued.
STANDARD OF REVIEW “This Court generally reviews a trial court’s ruling on a rule 1.540(b) motion for relief from judgment for abuse of discretion.” Deutsche Bank Nat’l Tr. Co. v. Nat’l Tr. Co. v. Garcia del Busto, 254 So. 3d 1050, 1052 (Fla. 3d DCA 2018)
(citation omitted).
Nevertheless, “if a judgment previously entered is void, the trial court must vacate the judgment.” Lamoise Grp., LLC v. Edgewater S. Beach Condo. Ass’n, Inc., 278 So. 3d 796, 798 (Fla. 3d DCA 2019) (citation omitted). “As a trial court’s ruling on whether a judgment is void presents a question of law, an appellate court reviews the trial court’s ruling de novo.” Nationstar Mortg., LLC v. Diaz, 227 So. 3d 726, 729 (Fla. 3d DCA 2017) (citation omitted).
LEGAL ANALYSIS Our courts have long differentiated between “void” and “voidable” judgments. “If a judgment is ‘void’ then under rule 1.540(b) it can be attacked at any time, but if it is only ‘voidable’ then it must be attacked within a year of entry of the judgment.” Condo. Ass’n of La Mer Estates, Inc. v. Bank of N.Y. Mellon Corp., 137 So. 3d 396, 398 (Fla. 4th DCA 2014).
Generally, “[t]o authorize the assertion that a judgment is void, it must have emanated from . . . a court of general jurisdiction, where the parties are not actually or by legal construction before the court and subject to its jurisdiction,” Malone v. Meres, 91 Fla. 709, 731, 109 So. 677, 685 (1926), or “in the proceedings leading up to the judgment, there is ‘[a] violation of the due process guarantee of notice and an opportunity to be heard.’”2 Shiver v. Wharton, 9 So. 3d 687, 690 (Fla. 4th DCA
2009) (alteration in original) (citation omitted); see also Miller v. Preefer,1 So. 3d 1278, 1282 (Fla. 4th DCA 2009) (“A void judgment is one entered in the absence of the court’s jurisdiction over the subject matter or the person.”) (citations omitted).
In contrast, where the “court is legally organized and has jurisdiction of the subject matter and the adverse parties are given an opportunity to be heard, then errors, irregularities, or wrongdoing in proceedings, short of illegal deprivation of opportunity to be heard, will not render the judgment void.” Krueger v. Ponton, 6 So. 3d 1258, 1261 (Fla. 5th DCA 2009) (citing Phenion Dev. Grp., Inc. v. Love, 940 So. 2d 1179 (Fla. 5th DCA 2006)).
Such a distinction is of paramount significance given the “‘deeprooted policy in favor of the repose of judgments,’ . . . the interest in finality,” and the concern in the stability of property titles. District of Columbia v. Stokes, 785 A. 2d 666, 671 (D.C. 2001) (citation omitted).
In the instant case, placing considerable stress upon the failure to rigorously observe the formalities of amending the pleading, Van Tran seeks refuge in a carefully crafted line of jurisprudence nullifying those judgments obtained in violation of due process. It is true that some authority exists for the proposition a pleading may be so patently defective as to leave an ensuing judgment void. See
void, and this even prior to reversal.” Vallely v. N. Fire & Marine Ins. Co., 254 U.S. 348, 353-54, 41 S. Ct. 116, 117, 65 L. Ed. 297 (1920) superseded by rule on other grounds as recognized in United Student Aid Funds, Inc. v. Espinosa, 559 U.S. 260, 130 S. Ct. 1367, 176 L. Ed. 2d 158 (2010).
Cornman v. Wilder, 113 Fla. 164, 167, 151 So. 419, 420 (1933) (“The deficiency decree against Wright, Warlow & Co. was unauthorized and void because there was no basis in the pleading or evidence for such a decree.”). Further, it is axiomatic that “a trial court may not render judgment in favor of a nonparty,” as such action would extend beyond its authority. Hiltsley v. Ryder, 738 P. 2d 1024, 1025 (Utah 1987).
Nonetheless, under the factual scenario presented here, we conclude Van Tran was fully afforded due process.
Firstly, despite duly furnished notice, Van Tran did not object to the substitution motion.
Secondly, although the order setting the cause for non-jury trial reflected Deutsche Bank as the substituted party plaintiff, Van Tran did not raise the instant purported procedural infirmity in his emergency motion for continuance.
Thirdly, and finally, Van Tran chose not to defend suit, and Deutsche Bank proceeded at trial as the proper party plaintiff. We remain cognizant that “[t]he rule is well settled that mere leave to amend does not of itself operate as an amendment, or raise any presumption that an amendment was made, as a party may have leave to amend and not choose to amend.” Clack v. Clack, 41 P. 2d 32, 36 (Mont. 1935) (quoting 49 Cyclopedia of Law and Procedure 548).
Nonetheless, “the weight of authority is that, if leave to amend is granted and the cause tried as though the amendment had been made, even
though it is best that actual amendment be made, the necessity for making it is obviated.” Id. (citation omitted).
Thus, here, while, “[i]t is true that the complaint was not formally amended to substitute the name[] of [Deutsche Bank] for [OneWest,] . . . the identical result was obtained by the pretrial order which did substitute them.” White v. Indem. Ins. Co. of N. Am., 54 Cal. Rptr. 630, 632 (Cal. Ct. App. 1966); see also Esterkyn v. Van Hedge Fund Advisors, Inc., 108 F. Supp. 2d 876, 880 (M.D. Tenn. 1999) (“In the motion to amend the style of the case, . . . the plaintiff essentially is moving to amend its complaint to effect a substitution of parties.”). Indeed, the final judgment, furnished to all parties, including Van Tran, reflected the substitution.3 Accordingly, we conclude that the status of party plaintiff was conferred upon Deutsche Bank by virtue of the unopposed substitution order.
Consequently, at best, the judgment was voidable, and the ensuing collateral attack was time-barred.4 Co., 95 So. 3d 1021, 1024 (Fla. 2d DCA 2012) (“Even if Deutsche Bank lacked standing when it filed suit, the final judgment is merely voidable, not void.”)
(citation omitted); Phadael v. Deutsche Bank Tr. Co. Ams., 83 So. 3d 893, 895 (Fla. 4th DCA 2012) (“Even where a judgment is entered in favor of a plaintiff that lacks standing, the judgment is merely voidable, not void.”) (citing Jones-Bishop v. Estate of Sweeney, 27 So. 3d 176, 177 (Fla. 5th DCA 2010)). Affirmed.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Authorities Cited (13 total)
- Malone v. Meres, 109 So. 677 (Fla. 1926)
- Vallely in Bankr. of N. Fire & Marine Ins. Co. v. N. Fire & Marine Ins. Co., 254 U.S. 348 (U.S. 1920)
- Phadael v. Deutsche Bank Tr. Co. Americas, 83 So. 3d 893 (Fla. 4th DCA 2012)
- United Student Aid Funds, Inc. v. Espinosa, 559 U.S. 260 (U.S. 2010)
- Shiver v. Wharton, 9 So. 3d 687 (Fla. 4th DCA 2009)
- Harris v. Hardeman, 14 How. 334 (U.S. 1852)
- Rivas v. Prof'l Prot. & Investigations Agency, Inc. (Fla. 3d DCA 2023)
- Condo. Ass'n OF LA MER Ests., Inc. v. The Bank OF NEW York Mellon Corp., 137 So. 3d 396 (Fla. 4th DCA 2014)
- Dage v. Deutsche Bank Nat'l Tr. Co., 95 So. 3d 1021 (Fla. 2d DCA 2012)
- Saundra D. Jones-Bishop v. Est. OF Catherine B. Sweeney, 27 So. 3d 176 (Fla. 5th DCA 2010)