THE FLORIDA BAR, COMPLAINANT,
v.
ROBERT T. MILLER, RESPONDENT
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The Florida Supreme Court disciplined attorney Robert T. Miller for accepting a contingent beneficiary designation in a client's will without full disclosure or independent counsel for the client. The Court imposed a public reprimand and probation, finding serious misconduct despite Miller's forty-year unblemished record.
Miller violated Disciplinary Rule 1-102(A)(6) (conduct adversely reflecting on fitness to practice) and Disciplinary Rule 5-101(A) (accepting employment where professional judgment may be affected by personal interests without client consent after full disclosure). A public reprimand and probation are appropriate despite substantial mitigating factors.
[1] A lawyer preparing a will in which the lawyer is named as a beneficiary must ensure the client consults with independent counsel to avoid the appearance of impropriety.
[2] A lawyer's professional judgment may be considered affected by personal interests when accepting employment where the lawyer is named as a beneficiary in a client's will.
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Join FLexlaw to unlock all legal intelligence“A lawyer shall not prepare an instrument giving the lawyer or a person related to the lawyer as parent, child, sibling, or spouse any substantial gift from a client, including a testamentary gift, except where the client is related to the donee.”
Current Rule 4-1.8(c) establishing the governing standard for attorney conduct in this context
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Join FLexlaw to unlock all legal intelligenceMiller, a seventy-year-old attorney with nearly forty years of practice and no prior discipline, drafted a will for a long-time client at the client's…
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PER CURIAM.
We have for review an attorney discipline case brought by The Florida Bar against Robert T. Miller. We have jurisdiction under article V, section 15, Florida Constitution.
The Bar’s complaint alleged that many years ago Miller drafted a will for a man who later became his friend as well as a client. The man ultimately married a woman somewhat younger than himself. In 1986, he asked Miller to draft a new will to make her the beneficiary. At the client’s request, Miller was named the contingent beneficiary. The wife died first, and when the client died a year later, at age 99, Miller inherited $200,000.
The referee found Miller guilty of two violations under the prior Code of Professional Responsibility: engaging in conduct that reflects adversely on his fitness to practice law, Disciplinary Rule 1-102(A)(6), and accepting employment where the exercise of his professional judgment reasonably may have been affected by his own interests without the consent of the client after full disclosure, Disciplinary Rule 5-101(A). The findings of fact are undisputed. The referee, noting that Miller was seventy years of age and had no prior disciplinary record in nearly forty years of practice, recommended a private reprimand and a one-year probation.
The Bar argues, and we agree, that this case calls for a public reprimand. The misconduct is serious and, considering respondent’s long years of practice, hard to fathom. At the very least Miller should have advised his client to confer with another lawyer before signing the will so as to avoid the appearance of impropriety.
The current Rules of Professional Conduct state:
A lawyer shall not prepare an instrument giving the lawyer or a person related to the lawyer as parent, child, sibling, or spouse any substantial gift from a client, including a testamentary gift, except where the client is related to the donee.
Rule 4-1.8(c), Rules Regulating Fla. Bar. While these rules were not in effect when the will was prepared and signed, the prior Code, under the Ethical Considerations, spoke explicitly on this point. “Other than in exceptional circumstances, a lawyer should insist that an instrument in which his client desires to name him beneficially be prepared by another lawyer selected by the client.” Fla.Bar Code Prof.Resp., E.C. 5-5. While the ethical considerations were considered advisory, violations of them could form the basis for sanctions under the Disciplinary Rules. In any event, Miller should have been aware that his conduct was unwise and officially disapproved.
We recognize the abundant mitigating circumstances here. Miller apparently did not ever expect to become a beneficiary. He did not originate the idea of naming himself in the will and did not attempt to influence his client to do so. He had developed a close personal and professional relationship with his client. Most significantly, he had practiced law for nearly forty years with an unblemished record. Were it not for these factors, the discipline might be more severe.
We approve the referee’s report in all respects, including the recommendation of probation, except that we believe a public reprimand is the more appropriate sanction. Publication of this opinion shall serve as a public reprimand. The referee also found that Miller should pay costs of $1,011.90, for which sum let execution issue.
It is so ordered.
EHRLICH, C.J., and OVERTON, McDonald, shaw, barkett, GRIMES and KOGAN, JJ., concur.
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THE Florida BAR v. Anderson, 638 So. 2d 29 (Fla. 1994)…of this difference, our prior opinions reprimanding attorneys for engaging in this conduct do not dissuade us from imposing a suspension in this case. See, e.g., The Florida Bar v. Weidenbenner, 630 So. 2d 534 (Fla.1993); The Florida Bar v. Miller, 555 So. 2d 854 (Fla.1990). We approve the referee’s findings of fact, but we impose a suspension of ninety days. Based on the finding of Anderson’s lack of intent to benefit under the instruments he drafted and the fact that he was attempting to give effect to th…
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THE Florida BAR v. Rule, 601 So. 2d 1179 (Fla. 1992)…approximately three and one-half years at the time he drafted the will and had little experience in the field. We have imposed a lesser discipline in cases involving conflicts of interest in the drafting of wills. See, e.g., The Fla. Bar v. Miller, 555 So. 2d 854 (Fla.1990) (public reprimand and one-year probation for attorney who drafted will naming himself as contingent beneficiary and failed to advise his client to seek independent counsel); The Fla. Bar v. Jameison, 426 So. 2d 16 (Fla.1983) (ninety-day s…