DUX
v.
DICKER KRIVOK STOLOFF
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Appellants Dux and Phillips appealed from a judgment awarding attorney's fees and costs against them as sanctions under Fla. Stat. § 57.105. The appellate court reversed, finding that the trial court failed to make the required written finding that counsel failed to act in good faith, and that costs are not recoverable under § 57.105.
The court reversed the fee judgment against Phillips because the trial court failed to make a required written finding of lack of good faith. The court also reversed the award of costs because § 57.105 permits only attorney's fees, not costs. The matter was remanded for the trial court to conduct an evidentiary hearing and make written findings on the good faith issue.
[1] A trial court must make an express written finding that a claim was frivolous when imposing liability for attorney's fees as a sanction.
[2] When imposing attorney's fees as a sanction against an attorney, a trial court must make an express written finding that the attorney was not acting in good faith based o…
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Join FLexlaw to unlock all legal intelligence“When a trial court imposes liability against counsel for a fee award entered under section 57.105, it 'must make [1] an express finding that the claim was frivolous and, ... [2] an express finding that the attorney was not acting in good faith based upon the representations of his client.'”
Establishes the mandatory requirements for imposing attorney's fees as sanctions under § 57.105
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Join FLexlaw to unlock all legal intelligenceThe trial court entered a final judgment imposing attorney's fees and costs as sanctions under § 57.105 against appellants Dux and Phillips. The judgm…
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a Florida Corporation
Appellee.
Opinion filed: DEC 21 2012
APPELLATE DIVISION (CIVIL): AY Case No.: 502012AP000010XXXXMB
Appeal from the County Court in and for Palm Beach County, Judge Sandra Bosso-Pardo
For Appellants: Alterraon Phillips, Esq., Cousins Law, a Professional Association, 319 Clematis Street, Suite 701, West Palm Beach, Florida 33401
For Appellee: James N. Krivok, Esq., Dicker, Krivok & Stoloff, P.A., 1818 Australian Avenue South, Suite 400, West Palm Beach, Florida 33409
Upon consideration of the Appellee's pending motion for rehearing and/or clarification, the Court grants the motion, withdraws its prior opinion issued November 1, 2012, and substitutes the following opinion.
Danielle Dux and Alterraon Phillips ("Appellants"), appealed to this Court from the entry of a final judgment for attorney's fees and costs as a sanction pursuant to § 57.105, Fla. Stat. (2010), in favor of Dicker, Krivok & Stoloff, P.A. ("Appellee"). This Court now addresses the dispositive issues on this appeal the county court's failure to find a lack of good faith and the award of costs to Appellee-and reverses the final judgment as to these issues.
Specifically, the trial court's written final judgment does not make a finding that Appellants failed to act in good faith. "When a trial court imposes liability against counsel for a fee award entered under section 57.105, it 'must make an express finding that the claim was frivolous and, ... an express finding that the attorney was not acting in good faith based upon the representations of his client." Ferdie v. Isaacson, 8 So. 3d 1246, 1250 (Fla. 4th DCA 2009) (emphasis in original.) It seems apparent that such a finding would have to be a written finding:
[i]n awarding fees pursuant to section 57.105, Florida Statutes, the trial court must make an express finding that the claim was frivolous and, where the trial court imposes liability for the fee award against counsel, an express finding that the attorney was not acting in good faith based upon the representations of his client. See, e.g., Valdes v. Lovaas, 784 So. 2d 474, 475 (Fla. 3d DCA 2001); Weatherby Assocs., Inc. v. Ballack, 783 So. 2d 1138, 1143 (Fla. 4th DCA 2001). No such finding is included in the orders appealed. We thus reverse the fee judgments to the extent that they require Perlman to pay half of such award and remand the matter to the trial court to either make the required finding regarding Perlman's lack of good faith reliance or deny the imposition of fees as to counsel.
Perlman v. Ameriquest Mort. Co., 987 So. 2d 1292 (Fla. 4th DCA 2008) (emphasis added); and see Santini v. Cleveland Clinic Florida, 65 So. 3d 22 (Fla. 4th DCA 2011). Although it is entirely possible that the trial court made this finding orally in the case at bar, this Court does not have a transcript of the hearing and a conservative interpretation of the language of Perlman would imply that such finding should have been made in the written order. For this reason, this Court now reverses and remands the final judgment as to Appellant Phillips, with instruction to the trial court to consider this issue at an evidentiary hearing and render its findings in a written order. Additionally, an award of costs is not permissible under § 57.105, Fla. Stat. (2010) because the statute does not permit an award of costs, only fees. The trial court clearly states in the final judgment at paragraph 19 that "[t]he Court further finds that DKS incurred reasonable costs for its expert witness in the sum of $1,457.50 and Court Reporter fees of $145.00 for which DKS is entitled to recovery of such amounts." However, "an award of costs is not allowed under § 57.105." Ferere v. Shure, 65 So. 3d 1141, 1145 (Fla. 4th DCA 2011). The Fourth District based this finding on the fact that "Section 57.105, Florida Statutes (2006) provides that the court shall award a reasonable attorney's fee to be paid to the prevailing party, but makes no mention of costs." Ferdie, 8 So. 3d at 1251.
Finally, Appellants move for fees and costs pursuant to Fla. R. App. P. 9.400(b), Fla. R. Civ. P. 1.442(g), Fla. Stat. 57.041, and Fla. Stat. 59.46. Clearly, the appellate rule provides for an award of fees pursuant to a specific articulable ground. While Appellants move for fees pursuant to civil rule of procedure 1.442(g) that provides for attorneys fees where there is a failure to propose a settlement agreement in good faith, this argument must fail where the contracting parties to the settlement agreement are not the same parties on appeal. Appellants also cite to § 59.46, Fla. Stat. which states that "any provision of a statute or of a contract entered into after October 1, 1977, providing the payment of attorney's fees to the prevailing party shall be construed to include the payment of attorney's fees to the prevailing party on appeal." Again, because there is no independent statutory provision that could otherwise properly grant attorney's fees to Appellants and because they are unable to seek attorney's fees pursuant to a contract, this Court denies Appellants' request for fees on appeal. Appellants may seek relief as to costs at the trial court level pursuant to a favorable ruling on the issue of good faith; however, that matter is not appropriate for this Court's review at this time.
Because this Court finds that the trial court did not make a finding that Appellant Phillips failed to act in good faith and because the trial court improperly awarded Appellee costs, the final judgment is REVERSED as to the award of costs. As to the award of attorney's fees against Appellate Phillips, the final judgment is REVERSED and REMANDED for further proceedings consistent with this opinion.
MCCARTHY, SASSER, AND HOY, JJ. concur.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Authorities Cited
- Weatherby Assocs., Inc. v. Ballack, 783 So. 2d 1138 (Fla. 4th DCA 2001)
- Roberta Santini, M.D. v. Cleveland Clinic Fla., 65 So. 3d 22 (Fla. 4th DCA 2011)
- Kerline Ferere v. William Shure, M.D., 65 So. 3d 1141 (Fla. 4th DCA 2011)
- Ainslee R. Ferdie, Law Offs. of Ainslee R. Ferdie, & Ferdie & Lones, Chartered v. Isaacson, 8 So. 3d 1246 (Fla. 4th DCA 2009)
- Nadia L. Valdes v. Dr. Gregory C. Lovaas, M.D., 784 So. 2d 474 (Fla. 3d DCA 2001)
- Perlman v. Ameriquest Mortg. Co., 987 So. 2d 1292 (Fla. 4th DCA 2008)