STATE OF FLORIDA, APPELLANT/CROSS-APPELLEE,
v.
MARIO ALBO LARA, APPELLEE/CROSS-APPELLANT

Fla. | 1991-05-09
No. 73888
SHAW, C.J., and OVERTON, McDonald, barkett, grimes, KOGAN and HARDING, JJ., concur.
581 So. 2d 1288 Florida Supreme Court (1991) Caution
Cited by 28 cases

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Synopsis

The Florida Supreme Court affirmed a trial court's grant of postconviction relief vacating Mario Lara's death sentence due to ineffective assistance of counsel at the penalty phase. The court found that defense counsel failed to present significant mitigating evidence regarding Lara's traumatic childhood and mental health condition, requiring a new sentencing hearing before a jury.


Holding

The court affirmed that counsel was ineffective at the penalty phase for failing to present significant and compelling mitigating evidence. The court found that had the detailed background and expert mental health testimony been presented, there was a reasonable probability the jury would have recommended a different sentence. The court affirmed the denial of guilt-phase ineffectiveness claims and remanded for a new penalty phase proceeding.


Headnotes

[1] Ineffective assistance of counsel at the penalty phase of a capital trial warrants a new sentencing hearing when counsel fails to present significant and compelling mitig…

[2] A defendant is entitled to a new sentencing hearing if trial counsel virtually ignored the penalty phase, failed to investigate the defendant's background, and did not pr…

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Key Quotes

“the court concludes that, because the defendant's trial counsel failed to present significant and compelling mitigating evidence at the penalty, phase of the original trial, the defendant is entitled to a new hearing before the jury and court on the penalty to be imposed.”

Trial court's holding on ineffective assistance of counsel at penalty phase

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Facts & Procedural History

Mario Albo Lara was convicted of first-degree murder of Grisel Fumero and second-degree murder and rape of his girlfriend Olga Elviro. The murders occ…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

The state appeals from an order of the trial judge granting Lara relief in a post-conviction proceeding under rule 3.850, Florida Rules of Criminal Procedure, by vacating Lara’s death sentence and directing a new sentencing hearing.

Mario Albo Lara, the appellee and mov-ant below, cross appeals the trial court’s denial of postconviction relief in the guilt phase of his trial. We have jurisdiction. Art. Y, § 3(b)(1), Fla. Const. We affirm the trial court’s order in all respects.

Lara was convicted of the first-degree murder of Grisel Fumero and the second-degree murder and rape of his girlfriend, Olga Elviro. These murders were precipitated by the fact that Lara was awaiting trial on charges of robbery and voluntary and involuntary sexual battery of Fumero’s thirteen-year-old sister, and Fumero was expected to testify against Lara at trial. Lara’s conviction and sentence of death were affirmed by this Court on direct appeal in Lara v. State, 464 So. 2d 1173 (Fla.1985).

A more detailed statement of the facts and circumstances of this incident is contained in that opinion. Lara filed a motion to vacate judgment and sentence pursuant to Florida Rule of Criminal Procedure 3.850 on numerous grounds but principally that his counsel was ineffective in both the guilt and penalty phases of his trial.

The trial judge who conducted the original trial held a four-day evidentiary hearing on the motion. In granting a new sentencing hearing, the trial judge noted that the jury’s recommendation of the death penalty was by a vote of eight to four. The judge articulated her reasons for granting relief as follows:

[T]he court concludes that, because the defendant’s trial counsel failed to present significant and compelling mitigating evidence at the penalty, phase of the original trial, the defendant is entitled to a new hearing before the jury and court on the penalty to be imposed.

The court finds that had there been presented to the jury for its consideration the evidence of the defendant’s brutal treatment by his father, the defendant’s bizarre behavior signalling serious mental disorientation, and prior hospitalization in Cuba for mental illness, there is a reasonable probability that the jury’s recommendation and therefore the sentence imposed by the Court would have been different. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). See Combs v. State, 525 So. 2d 858 (Fla.1988); Tedder v. State, 322 So. 2d 908 (Fla.1975).

At the evidentiary hearing, the defendant’s trial attorney, Stuart Adelstein, testified — and the court finds — that he was overwhelmed and panicked in handling his first capital case, spent ninety percent of his time working on the guilt-innocence phase of the trial, did not investigate in any detail the defendant’s background, and did not properly utilize expert witnesses regarding defendant’s psychological state. In short, the court finds that Mr. Adelstein virtually ignored the penalty phase of the trial.

At the penalty phase of the trial, Carmelina Lara, the defendant’s aunt, was the sole witness called by the defendant. Her entire testimony, including cross-examination by the State, can be found in seven pages in the transcript. See Trial Transcript 2088-2095. The aunt cursorily recounted that the defendant’s father treated him “very bad,” beat him a lot, left him unconscious on the floor, and thereby caused the defendant to be hospitalized.

In contrast, during these Rule 3.850 proceedings, the detailed testimony of eight “background” witnesses lasted several days and was, as well, qualitatively different from the testimony presented at the penalty phase of the original trial. For example, the testimony evoked vivid images of the defendant eating dirt because his father wouldn’t feed him and the other children; being punished by his father by being tied by his feet and hung upside down over a well; being left in the sugar cane fields alone for days; getting drunk beginning at the age of 8 or 9; hearing the voice of “Bermudez” (the devil); and hitting his head against the wall at school.

Likewise, although at trial defense counsel failed to present testimony of mental health experts regarding the defendant’s diminished mental capacity (no such witnesses testified before the jury, and only one, Dr. Cava, testified at the original sentencing hearing before the Court), during the present Rule 3.850 proceedings, such experts testified convincingly that the defendant had an extreme emotional disturbance and an impaired capacity to conform his conduct to the requirements of the law. Although the Court finds that this expert testimony is not sufficient to grant relief on the ground that the defendant was incompetent to stand trial or had a valid insanity defense, it is clear that the defendant’s trial counsel should have investigated and prepared these areas for presentation to the jury as evidence in mitigation at the penalty phase of the trial, State v. Michael, 530 So. 2d 929 (Fla.1988); Middleton v. Dugger, 849 F. 2d 491 (11th Cir.1988), and that, had such evidence been presented, the jury might well have recommended a penalty other than death. Clearly defense counsel’s actions were not based on any tactical decisions or strategy, despite the State’s contrary suggestion.

The trial court also rejected Lara’s challenges based on ineffective assistance of counsel in the guilt phase, holding that Lara’s claims that his counsel was ineffective and the trial was fundamentally unfair were without merit. The state concedes that the background and mental health testimony-presented at the 3.850 hearing was quantitatively and qualitatively superior to that presented by defense counsel at the penalty phase. The state also concedes that had this evidence been presented, Lara’s sentence may have been affected.

The state argues, however, that it was Lara and his family who prevented counsel from developing and presenting the evidence at trial. Since the failure to present this mitigating evidence is based on the defendant’s lack of cooperation and witnesses’ reluctance to cooperate, the state concludes that counsel should not be held to be ineffective. That argument conflicts directly with the trial court’s express findings that defense counsel “did not investigate in any detail the defendant’s background and did not properly utilize expert witnesses regarding defendant’s psychological state” and that “Mr. Adelstein virtually ignored the penalty phase of the trial.” We reject the state’s argument and find that this record clearly supports the trial court’s order. In his cross-appeal, Lara raises ten claims: (1) that he was denied effective assistance of counsel in the guilt phase; (2) that he was denied a fair trial when the trial court allowed the jurors to return home overnight after deliberations had begun; (3) that counsel was ineffective for failing to request a change of venue; (4) that counsel conducted ineffective voir dire; (5) that he was prejudiced by a denial of a continuance; (6) that counsel was ineffective for failing to adequately investigate, develop, prepare, and present mental health defenses at trial; (7) that the trial court placed an unreasonable and unconstitutional restriction on trial counsel in his closing argument; (8) that counsel was ineffective for failing to litigate the Williams

rule issue; (9) that counsel was ineffective for failing to investigate all possible grounds for the motion to suppress; and (10) that counsel was ineffective for failing to ask for curative instructions or a mistrial during the state’s closing argument. We find that the trial court correctly denied relief on these claims and properly applied the principles of Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), in denying relief on the ineffective-assistance-of-counsel claims. Accordingly, we affirm the trial court’s order in all respects and remand for a new penalty phase proceeding before a new jury, which we direct be held within ninety days from the time this opinion becomes final.

It is so ordered.

SHAW, C.J., and OVERTON, McDonald, barkett, grimes, KOGAN and HARDING, JJ., concur. . Williams v. State, 110 So. 2d 654 (Fla.), cert. denied, 361 U.S. 847, 80 S.Ct. 102, 4 L.Ed.2d 86 (1959).


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Citator

Cited By (13 total)

  • Sochor v. State, 883 So. 2d 766 (Fla. 2004)
    …150 times” (T. 154). The penalty phase jury was not presented with anything like this specific graphic testimony. Once again, it is quantitatively and qualitatively superior to that presented by defense counsel at the penalty phase.” State v. Lara, 581 So. 2d 1288, 1290 (Fla.1991). Again the State’s argument is misleading and not borne out by the record. Moreover the State’s assertions regarding Mr. Sochor’s intoxication on the night of the crime are fatally inconsistent. First of all, the State alleges that…
  • Rose v. State, 675 So. 2d 567 (Fla. 1996)
    ….Ed.2d 697 (1993); Mitchell v. State, 595 So. 2d 938, 942 (Fla.1992) (prejudice established by expert testimony identifying statutory and nonstatu-tory mitigation and evidence of brain damage, drug and alcohol abuse, and child abuse); State v. Lara, 581 So. 2d 1288, 1289 (Fla.1991) (prejudice established by evidence of statutory mitigating factors and abusive childhood). We also note that in rejecting Rose’s claim, the trial court misconstrued the effect of our prior opinion in this ease by stating: “[T]he Fl…
  • Asay v. State, 769 So. 2d 974 (Fla. 2000)
    …at 572; Hildwin v. Dugger, 654 So. 2d 107, 109 (Fla.1995) (“woefully inadequate” investigation failed to reveal a large amount of mitigating evidence, such as prior psychiatric hospitalizations and statutory mental health mitigators); State v. Lara, 581 So. 2d 1288, 1289 (Fla.1991) (finding counsel “virtually ignored” preparation for penalty phase). However, in those cases where counsel did conduct a reasonable investigation of mental health mitigation prior to trial and then made a strategic decision not to…

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