D.R., A CHILD, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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D.R., a juvenile charged with aggravated battery, appeals after the trial court refused to conduct a Richardson hearing to evaluate alleged discovery violations when the state attempted to elicit testimony about a prior police statement that had not been disclosed to the defense. The appellate court reversed, holding that the trial court's failure to conduct the Richardson inquiry constitutes per se reversible error.
The trial court's failure to conduct the Richardson hearing constitutes per se reversible error to which no harmless error exception applies. The court reversed the commitment order and remanded for a new hearing because the trial court was unable to determine whether the discovery violation prejudiced the defendant or what sanctions should be imposed without conducting the required inquiry.
[1] A trial court must conduct an adequate inquiry into the circumstances surrounding a discovery violation to determine if the noncompliance resulted in harm or prejudice to…
[2] A Richardson hearing is required to determine whether a discovery violation prevented the defendant from properly preparing for trial.
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Join FLexlaw to unlock all legal intelligence“an alleged violation of discovery rules by the state requires a trial court to make 'an adequate inquiry into the surrounding circumstances' in an effort to determine whether the noncompliance resulted in harm or prejudice to the defendant.”
Establishes the foundational Richardson inquiry requirement for discovery violations
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Join FLexlaw to unlock all legal intelligenceD.R. was charged by petition with aggravated battery for shooting Arthur Dotson in the head on August 29, 1990. During the adjudicatory hearing, Dotso…
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PER CURIAM.
D.R. was charged by petition with aggravated battery for allegedly shooting one Arthur Dotson in the head on August 29, 1990. During an adjudicatory hearing, the victim testified for the state and stated that D.R. shot him in the back of the head. The assistant state attorney asked Dotson if he remembered giving a statement to an officer or detective after the incident occurred. Defense counsel objected and argued that this statement had never been disclosed to the defendant.
At first, the trial court let the victim testify only as to the fact of giving the statement. Later, however, the state started to elicit the substance of the statement. Defense counsel renewed his objection and then requested a Richardson hearing. The court overruled the objection and refused to conduct the hearing. D.R. was subsequently placed in an H.R.S. Commitment Program. This appeal follows.
In Richardson v. State, 246 So. 2d 771, 775 (Fla.1971), the Florida Supreme Court held that an alleged violation of discovery rules by the state requires a trial court to make “an adequate inquiry into the surrounding circumstances” in an effort to determine whether the noncompliance resulted in harm or prejudice to the defendant. Quoting from Ramirez v. State, 241 So. 2d 744 (Fla. 4th DCA 1970), the court directed that such an inquiry should “undoubtedly cover at least such questions as whether the state’s violation was inadvertent or wilful, whether the violation was trivial or substantial, and most importantly, what effect, if any, did it have upon the ability of the defendant to properly prepare for trial.”
The court later elaborated on the extent of the Richardson inquiry:
The purpose of a Richardson inquiry is to ferret out procedural, rather than substantive, prejudice. In deciding whether this type of prejudice exists in a given case, a trial judge must be cognizant of two separate but interrelated aspects. First, the judge must decide whether the discovery violation prevented the defendant from properly preparing for trial. Wilcox v. State, 367 So. 2d 1020, 1023 (Fla. 1979). Without a Richardson inquiry, a court is in no position to make an accurate judgment as to whether the evidence could have been excluded before trial, or whether it was subject to rebuttal, or whether it had no bearing on the defense at all. Id.
The second aspect of procedural prejudice deals with the proper sanction to invoke for a discovery violation. Sanctions range from just calling a recess, to an order to comply, to exclusion of evidence, or even declaring a mistrial. Absent a Richardson hearing, a court is left to speculate as to the proper course to pursue. Id.
The circuit court in this case failed to conduct the Richardson hearing. Thus, it was in no position to make an accurate judgment as to whether the evidence prejudiced the defendant. See Smith v. State, 500 So. 2d 125 (Fla.1986). In Smith, the supreme court reasoned that “[o]ne cannot determine whether the state’s transgression of the discovery rules has prejudiced the defendant (or has been harmless) without giving the defendant the opportunity to speak to the question.” In addition, because there was no Richardson inquiry, the lower court was unable to determine what sanctions, if any, should be imposed against the state. See Donahue v. State, 464 So. 2d 609, 611 (Fla. 4th DCA 1985) (“The requirement to hold a Richardson hearing reinforces the discovery rules and encourages full compliance. It would be counterproductive to disregard the cause of a discovery violation.”).
The state contends on appeal that the defendant was aware of the existence of the statement Dotson gave to the police because it was mentioned during a waiver hearing less than one month before trial. It also points out the substantial evidence against the defendant. The state then argues that any error was harmless.
The state’s arguments must fail. The fact that the existence of the statement was previously revealed to the defendant does not mean that the state complied with the discovery rules. According to Rule 3.220(b)(1)(ii), Florida Rules of Criminal Procedure, the state had an affirmative duty to (1) disclose to defense counsel the existence of Dotson’s statement; and (2) allow him to inspect, copy, test and photograph the statement. This the state failed to do. Whether the existence of the statement was later revealed at the waiver hearing does not alter the Richardson inquiry requirements when a discovery violation has been alleged.
The fact that there was substantial evidence pointing to the defendant’s guilt is also unavailing. The Florida Supreme Court has held that failure to conduct a Richardson hearing is per se reversible error. Brown v. State, 515 So. 2d 211 (Fla. 1987); see also State v. Kerr, 562 So. 2d 840 (Fla. 4th DCA 1990).
Moreover, the supreme court has resisted attempts to apply harmless error review to Richardson violations. See Cumbie v. State, 345 So. 2d 1061, 1062 (Fla.1977) (“No appellate court can be certain that errors of this type are harmless.”); see also Smith v. State, 500 So. 2d 125 (Fla.1987) (failure to conduct Richardson inquiry not subject to harmless error review).1 In Brey v. State, 382 So. 2d 395, 398 (Fla. 4th DCA 1980), this court was presented with a record which revealed “the existence of overwhelming evidence against the defendant.” However, the court rejected a harmless error analysis, stating that the Florida Supreme Court “has in effect held that the harmless error rule cannot be applied to Richardson errors and that such errors are reversible as a matter of law.” Id. at 399. Accord Walker v. State, 573 So. 2d 1075 (Fla. 4th DCA 1991) (“A trial court’s failure to hold a complete inquiry is a per se reversible error to which there is no harmless error exception.”).
Because the trial court failed to conduct the Richardson hearing, the Order of Commitment to HRS must be REVERSED and the cause REMANDED for a new hearing.
GLICKSTEIN, C.J., and POLEN and FARMER, JJ., concur. . A recent Florida Supreme Court case dealing with the Richardson hearing, Brazell v. State, 570 So. 2d 919 (Fla.1990), held that “before it can be said that reversible error has automatically occurred because no inquiries were made, there must be a clear showing of the need for a Richardson hearing." This decision does not change the outcome in the present case. Defense counsel here alerted the trial court to a possible discovery violation, objected to the testimony, and specifically requested a Richardson hearing. The circumstances indicated a clear showing of the need for a Richardson hearing to resolve the dispute. Compare Longo v. State, 580 So. 2d 212 (Fla. 4th DCA 1991) (no Richardson violation where defense counsel failed to object and no discovery violation was alleged).
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Sears v. State, 656 So. 2d 595 (Fla. 1st DCA 1995)…as brought to the court’s attention, the trial judge was required to conduct an inquiry, rule on whether a violation occurred, and determine whether the evidence was admissible. See Lowery v. State, 610 So. 2d 657 (Fla. 1st DCA 1992); D.R. v. State, 588 So. 2d 327 (Fla. 4th DCA 1991). Appellant argues that the trial court’s failure to conduct a Richardson hearing amounts to per se reversible error once the violation was brought to the court’s attention. Until very recently, this would have been the appropriat…
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Brown v. State, 165 So. 3d 726 (Fla. 4th DCA 2015)…violation.” Kucher v. State, 758 So. 2d 1165, 1166 (Fla. 2d DCA 2000). Moreover, “[t]he fact that the existence of the statement was previously revealed to the defendant does not mean that the state complied with the discovery rules.” D.R. v. State, 588 So. 2d 327, 328 (Fla. 4th DCA 1991) (finding error in trial court’s refusal to hold a Richardson hearing and rejecting State’s argument that there was no discovery violation because statement had been disclosed a month earlier during a hearing). In the face o…
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State v. McFADDEN, 50 So. 3d 1131 (Fla. 2010)…. State, 246 So. 2d 771, 775 (Fla.1971) (quoting Ramirez v. State, 241 So. 2d 744, 747 (Fla. 4th DCA 1970)); see also Sears v. State, 656 So. 2d 595, 596 (Fla. 1st DCA 1995) (citing Lowery v. State, 610 So. 2d 657 (Fla. 1st DCA 1992); D.R. v. State, 588 So. 2d 327 (Fla. 4th DCA 1991)). In holding that a harmless error analysis applies to the failure to conduct an adequate Richardson hearing, this Court noted that in the vast majority of cases, it is likely that an appellate court will be unable to determine f…
Previewing 3 of 5 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (13 total)
- Richardson v. State, 246 So. 2d 771 (Fla. 1971)
- Cumbie v. State, 345 So. 2d 1061 (Fla. 1977)
- Smith v. State, 500 So. 2d 125 (Fla. 1986)
- Ramirez v. State, 241 So. 2d 744 (Fla. 4th DCA 1970)
- Cooper v. State, 367 So. 2d 1020 (Fla. 1979)
- Wilcox v. State, 367 So. 2d 1020 (Fla. 1979)
- Brown v. State, 515 So. 2d 211 (Fla. 1987)
- Brazell v. State, 570 So. 2d 919 (Fla. 1990)
- Brey v. State, 382 So. 2d 395 (Fla. 4th DCA 1980)
- Donahue v. State, 464 So. 2d 609 (Fla. 4th DCA 1985)