THE FLORIDA BAR, COMPLAINANT,
v.
GUILLERMO JOSE FARINAS, RESPONDENT
AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.
The Florida Bar sought review of a referee's recommendation to dismiss disciplinary charges against attorney Guillermo Farinas for arranging the improper notarization of client signatures. The Florida Supreme Court reversed, finding that Farinas violated multiple professional conduct rules by soliciting illegal notarization and imposed a public reprimand as discipline.
Farinas violated rules 3-4.3, 4-8.4(a), 4-8.4(c), and 4-8.4(d) of the Rules Regulating The Florida Bar by soliciting improper and illegal notarization. A public reprimand is the appropriate discipline, rejecting both the referee's recommendation of no discipline and the Bar's recommendation of a 60-day suspension.
[1] A lawyer violates rules of professional conduct by soliciting a notary to improperly and illegally notarize signatures when the signatories are not present before the not…
[2] A notary public must have reasonable proof of the identity of the person whose signature is being notarized, and that person must be in the presence of the notary public…
Previewing 2 of 6 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“such person [must] acknowledge to and before the notary the execution of the instrument.”
Clarifies the legal requirement that a person must personally appear before the notary at the time of acknowledgment, even if the document was signed elsewhere
Previewing 1 of 3 key quotes on this case — the court’s exact language, pinpointed for members.
Join FLexlaw to unlock all legal intelligenceFarinas represented clients the Blakelys in a business-related lawsuit. After the clients moved to North Carolina, Farinas instructed them to complete…
The full statement of facts, procedural history, and disposition for this case are member content.
Join FLexlaw to unlock all legal intelligence© FLexlaw, Inc. — AI-generated enrichments are proprietary. All rights reserved.
Explore caselaw by topic → Browse Conduct Involving Dishonesty, Fraud, Deceit, Or Misrepresentation cases and more on FLexlaw
PER CURIAM.
This is a lawyer disciplinary proceeding in which the Florida Bar seeks review of a referee’s report recommending that the Respondent, Guillermo J. Farinas, be found not guilty and that no disciplinary action be taken. We have jurisdiction. Art. V, § 15, Fla. Const. Given the uncontroverted facts of this case, we conclude that Farinas has violated the Rules Regulating The Florida Bar and should be disciplined and that a public reprimand is the appropriate sanction.
The referee made the following findings of fact. Farinas represented Larry and Deanna Blakely in a lawsuit arising out of their purchase of a business. During the course of that representation, the Blakelys moved to North Carolina. Subsequently, as instructed by Farinas, the Blakelys filled in and returned to Farinas a set of interrogatories. The Blakelys had signed the interrogatories, but the signatures had not been notarized as required. Upon discovering that the interrogatories had not been notarized, Farinas requested a notary to notarize the signatures. The Blakelys were not present before the notary when they signed the interrogatories.
Because the notarization was illegal under section 117.09(1), Florida Statutes (1989), the Bar charged Farinas with soliciting the notary to improperly and illegally notarize the Blakelys’ signatures in violation of rules 3-4.3 (engaging in conduct unlawful or contrary to honesty and justice), 4-8.4(a) (violating the Rules of Professional Conduct), 4-8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation), and 4-8.4(d) (engaging in conduct prejudicial to the administration of justice), Rules Regulating The Florida Bar. At the hearing on these charges, Farinas claimed that he recognized the Blakelys’ signatures as valid and that he was unaware that the signatures had to be witnessed by the notary when she notarized them.
The referee found Farinas not guilty and recommended that no disciplinary action be taken. In making these findings, he stated that the practice of finding a notary to notarize a client’s signature without the client’s being present seemed to be fairly common among members of the Bar, even if that practice was not ethical.
The Bar contests the referee’s recommendation and seeks a sixty-day suspension. The Bar argues that the referee’s recommendation is erroneous because Farina s conduct was improper and violated the Rules Regulating The Florida Bar. The Bar states that declining to discipline one attorney simply because other attorneys are engaging in similar misconduct is an inappropriate reason for recommending that Farinas be found not guilty and not subject to discipline. Moreover, the Bar asserts that Farinas encouraged the notary to break the law and that this is a serious offense. Although the Bar states that it does not seek to punish one attorney for the alleged misdeeds of others, it asserts that a sixty-day suspension and an assessment of costs against Farinas in the amount of $2,582.60 would be the appropriate sanction both to discipline Farinas and to discourage other attorneys from engaging in similar conduct.
Farinas, on the other hand, asks that we approve the referee’s recommendation because his conduct was lawful and reasonable under the facts of this case. Farinas contends that, although normally the procedure set forth in section 117.09(1) for notarization of documents must be followed, exceptions do exist. If a notary has satisfactory proof of the identity of the person whose signature is acknowledged, Farinas states that it is not necessary that such person sign in the notary’s presence. In support of this proposition, he cites Walker v. City of Jacksonville, 360 So. 2d 52 (Fla. 1st DCA 1978). Farinas additionally argues that even if the statute was violated, his acts were not unlawful. He states that, if any act was unlawful, it was the notary’s. Farinas asks that we affirm the referee’s recommendations and order the Bar to pay him $3,000 for reimbursement of attorney’s fees expended in this matter. The Walker case cited by Farinas involved a dispute regarding the validity of a deed. There, the notarized deed in dispute contained the signature of only one witness, and it was argued that the notary’s signature served to fulfill the requirement of two witnesses. In addressing this issue, the district court did state, as noted by Farinas, that it was not necessary to the validity of a notary’s acknowledgment that the instrument be signed before the notary. However, the court additionally stated “that such person [must] acknowledge to and before the notary the execution of the instrument.” 360 So. 2d at 53 (emphasis added). In other words, while the signee need not actually execute the document before the notary, the signee must personally appear before the notary at the time the signee acknowledges that he or she executed the document. Such reasoning clearly comports with section 117.09(1), which states:
Every notary public in the state shall require reasonable proof of the identity of the person whose signature is being notarized and such person must be in the presence of the notary public at the time the signature is notarized. Any notary public violating the above provision shall be guilty of a misdemeanor of the second degree.... It shall be no defense under this section that the notary public acted without intent to defraud.
(Emphasis added.) Based on the foregoing, we find Farinas’ argument that exceptions exist under the statute to be without merit.
Given the facts of this case, we conclude that the notary’s act was illegal under the statute. Similarly, the record clearly reflects that Farinas solicited the improper and illegal conduct of the notary public in violation of the Rules Regulating The Florida Bar. Consequently, we must disagree with the referee’s recommendation that Farinas be found not guilty. As the Bar pointedly argued, if an attorney’s conduct is unethical under the rules, it would be inappropriate for this Court to find the attorney not guilty on the basis that other attorneys are engaging in similar misconduct. We disagree, however, with the Bar’s recommendation that Farinas receive a sixty-day suspension. Under the circumstances, we find a public reprimand to be the appropriate discipline.
Accordingly, we find Farinas guilty of violating rules 3-4.3 (engaging in conduct unlawful or contrary to honesty and justice), 4-8.4(a) (violating the Rules of Professional Conduct), 4-8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation), and 4-8.4(d) (engaging in conduct prejudicial to the administration of justice). By this opinion, Guillermo J. Farinas is publicly reprimanded. Judgment for costs in the amount of $2,582.60 is hereby entered against Farinas, for which sum let execution issue.
It is so ordered.
BARKETT, C.J., and OVERTON, McDonald, shaw, grimes, kogan and HARDING, JJ., concur.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By
-
THE Florida BAR v. Brown, 790 So. 2d 1081 (Fla. 2001)…even if his conduct violated the campaign finance laws, such a violation would only have been a misdemeanor, and this Court has previously imposed public reprimands for attorneys who committed misdemeanor offenses. See, e.g., Florida Bar v. Farinas, 608 So. 2d 22 (Fla.1992) (lawyer’s commission of misdemeanor of soliciting illegal conduct, of notary warranted public reprimand). Farinas involved an attorney who asked a notary to notarize his clients’ interrogatories outside of his clients’ presence. We find t…
-
Griem v. Zabala, 744 So. 2d 1139 (Fla. 3d DCA 1999)…lorida Statutes (1995), provides that a notary public may not notarize a signature if the “person whose signature is being notarized is not in the presence of the notary public at the time the signature is notarized.” See The Florida Bar v. Farinas, 608 So. 2d 22, 23 (Fla.1992) (acknowledging execution and appearing personally before a notary only requirement to notarizing for signee); Walker v. City of Jacksonville, 360 So. 2d 52, 53 (Fla. 1st DCA 1978) (notary must know person whose execution is acknowledg…
-
State v. Sailer, 645 So. 2d 1114 (Fla. 3d DCA 1994)…at 945. The words challenged by defendant — falsely, fraudulently and acknowledgment — are terms of common usage, and can be given their plain and ordinary meaning. Florida courts have addressed section 117.09 previously. The Florida Bar v. Farinas, 608 So. 2d 22 (Fla.1992); Randall v. State, 491 So. 2d 1256 (Fla. 3d DCA 1986); Walker v. City of Jacksonville, 360 So. 2d 52 [*1116] (Fla. 1st DCA 1978). The Farinas court relied on the holding in Walker to state that the signatory must acknowledge before the no…
Previewing 3 of 4 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- M. Lucius Walker et ux. v. City OF Jacksonville, 360 So. 2d 52 (Fla. 1st DCA 1978)