JAMES MASSEY, PETITIONER,
v.
STATE OF FLORIDA, RESPONDENT
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The Florida Supreme Court held that failure to strictly comply with statutory notice requirements for habitual offender sentencing may constitute harmless error if the defendant had actual notice and suffered no prejudice. The court approved the District Court of Appeal's decision and disapproved Edwards v. State's contrary holding that non-compliance is always reversible error.
Failure to strictly comply with the statutory notice requirement may constitute harmless error if the defendant had actual notice of the state's intent and an opportunity to prepare a response, thus fulfilling the statute's purpose. The harmless error analysis applies under section 59.041, Florida Statutes, and remand for new sentencing is not required where no prejudice resulted from the technical violation.
[1] Failure to strictly comply with the statutory notice requirement for habitual felony offender sentencing may be harmless error if the defendant and their attorney had act…
[2] The purpose of statutory notice requirements for habitual felony offender sentencing is to inform the defendant and their attorney of the state's intent and allow for pre…
Previewing 2 of 5 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“The purpose of requiring a prior written notice is to advise of the state's intent and give the defendant and the defendant's attorney an opportunity to prepare for the hearing. This purpose was clearly accomplished because Massey and his attorney had actual notice in advance of the hearing.”
The court's rationale for why the statutory violation constituted harmless error given actual notice and opportunity to prepare.
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Join FLexlaw to unlock all legal intelligenceJames Massey was charged with burglary and grand theft. His original counsel withdrew before trial, and Massey represented himself. During trial, the …
The full statement of facts, procedural history, and disposition for this case are member content.
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GRIMES, Justice.
We review Massey v. State, 589 So. 2d 336 (Fla. 5th DCA 1991), because of its conflict with Edwards v. State, 576 So. 2d 441 (Fla. 4th DCA 1991). We have jurisdiction. Art. V, § 3(b)(3), Fla. Const. James Massey was charged with burglary of a dwelling and grand theft. Massey was originally represented by counsel. Shortly before trial, counsel withdrew and Massey represented himself. In open court during the trial, the state attorney an nounced that she was filing a notice of intent to have Massey sentenced as a habitual felony offender. She explained that she had not yet made a copy of the notice. It was apparent that the notice had been prepared earlier because the certificate of service contained the name of Massey’s previous attorney. After the jury found Massey guilty as charged, the trial judge stated:
I believe the state is filing notice of intent to habitualize, so we will need a hearing and a sentencing date, Madam Clerk, when you have the opportunity to provide such.
More than three months later, Massey wrote the trial judge a letter in which he stated that a week hence he was scheduled to come before the court for a hearing to be sentenced as a habitual offender. When the sentencing hearing occurred, Massey was once again represented by counsel. His counsel objected because she did not have a copy of the notice in her file, but she did not complain that Massey had not been furnished a copy. The trial judge pointed out that Massey and his attorney were well aware of the fact that the state was going to seek habitual offender status. Massey and his attorney then made extensive arguments seeking to obtain a sentence within the range of the sentencing guidelines. However, the court sentenced Massey as a habitual felony offender1 to consecutive sentences of fifteen years’ imprisonment for burglary of a dwelling and five years’ imprisonment for grand theft.
On appeal, Massey argued that his sentence must be reversed because the notice of the state’s intention to have him sentenced as a habitual offender had not been served upon him prior to sentencing as required by section 775.084(3)(b), Florida Statutes (1989). The district court of appeal recognized that there had not been strict compliance with the statute but held this to be harmless error because both Massey and his attorney had actual notice of the state’s intention to seek habitual felony offender status.
In support of his position, Massey relies upon Edwards v. State, 576 So. 2d 441, 442 (Fla. 4th DCA 1991), in which the court held that the failure to provide advance written notice of intent to seek habitual felony offender status is reversible error regardless of whether the defendant is harmed. There are other cases in which a contrary conclusion has been reached. In Roberts v. State, 559 So. 2d 289, 290-91 (Fla. 2d DCA), review dismissed, 564 So. 2d 488 (Fla.1990), the court held:
Defendant also contends that the enhancement of his sentence as an habitual offender pursuant to section 775.-084(3)(b), Florida Statutes (Supp.1988), was invalid due to the failure of the state to serve defendant personally with the requisite notice of enhancement. We do not agree. Defendant’s attorney was served with that notice, and there is no question that defendant had knowledge of the notice. While section 775.084(3) does, as defendant argues, state that such notice shall be served “on the defendant and his attorney,” that section gives the purpose of that requirement as being “so as to allow the preparation of a submission on behalf of the defendant” in response to the notice. In this case there was such a response prepared and made on behalf of defendant, thus the purpose of the statute was fulfilled. We do not conclude that the legislature intended to permit a defendant to avoid the application of the statute on the technical grounds raised here.
Accord Rowe v. State, 574 So. 2d 1107 (Fla. 2d DCA 1990), review denied, 576 So. 2d 290 (Fla.1991); Bradford v. State, 567 So. 2d 911 (Fla. 1st DCA 1990), review denied, 577 So. 2d 1325 (Fla.1991). Under the facts of this case, we believe that the court below reached the proper conclusion. The purpose of requiring a prior written notice is to advise of the state’s intent and give the defendant and the defendant’s attorney an opportunity to prepare for the hearing. This purpose was clearly accomplished because Massey and his attorney had actual notice in advance of the hearing. It is inconceivable that Massey was prejudiced by not having received the written notice.
The dissenting opinion decries the necessity for a case-by-case inquiry into whether the defendant is harmed by the state’s failure to comply with the statute. Yet, a case-by-case inquiry is exactly what the harmless error statute requires. Section 59.041, Florida Statutes (1989), mandates that:
No judgment shall be set aside or reversed ... by any court of the state ... for error as to any matter of ... procedure, unless in the opinion of the court ... the error complained of has resulted in a miscarriage of justice.
As noted by the court below, the issue in this case is not whether Massey must show harm in order to assert the lack of notice as error but rather whether the state, by affirmatively proving no harm, can bring this technical error within the harmless error rule. The state has clearly done so. To remand this case for a new sentencing would elevate form over substance.
We approve the decision of the court below and disapprove Edwards to the extent that it holds that there can never be a harmless error analysis upon the failure to strictly comply with the notice requirement of section 775.084(3)(b), Florida Statutes (1989). For the reasons expressed in footnote 1, we remand with directions that Massey’s record be corrected so as to make clear that he was sentenced as a habitual felony offender rather than a habitual violent felony offender. It is so ordered.
BARKETT, C.J., and OVERTON, McDonald, KOGAN and HARDING, JJ., concur. SHAW, J., dissents with an opinion.
. The day following sentencing, the court entered an order finding Massey to be a violent felony offender. This was obviously a mistake because (1) Massey was only sentenced in open court as an habitual felony offender; (2) the prior felonies upon which the sentence was predicated were not of the nature which would have permitted sentencing as an habitual violent felony offender; and (3) the actual sentences imposed were those authorized for sentencing as an habitual felony offender and did not contain the minimum mandatory requirement contemplated when a defendant is being sentenced as an habitual violent felony offender.
SHAW, Justice,
dissenting.
Section 775.084(3)(b), Florida Statutes (1989), provides:
Written notice shall be served on the defendant and his attorney a sufficient time prior to the entry of a plea or prior to the imposition of sentence so as to allow the preparation of a submission on behalf of the defendant.
Massey did not receive the written notice required by the statute and this issue was preserved below. The statute is clear and its burden is not onerous. Avoiding its mandate will require a case-by-case analysis of harmlessness. I would adhere to the plain meaning of the statute and remand for resentencing.
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Cited By (38 total)
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Ashley v. State, 614 So. 2d 486 (Fla. 1993)…the defendant and his attorney a sufficient time prior to the entry of a plea or prior to the imposition of sentence so as to allow the preparation of a submission on behalf of the defendant. § 775.084(3)(b), Fla.Stat. (1987). In Massey v. State, 609 So. 2d 598, 600 (Fla.1992), we stated that “[t]he purpose of requiring a prior written notice is to ... give the defendant and the defendant’s attorney an opportunity to prepare for the hearing.” This is so that a knowing and intelligent plea may be entered, a…
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Heggan v. State, 745 So. 2d 1066 (Fla. 3d DCA 1999)…HE COURT: Do you want to talk to your lawyer? I just want to make sure you understand that, and you have told your lawyer you want to go to trial? THE DEFENDANT: Yes, sir. (Emphasis added). The state’s arguments are well taken. In Massey v. State, 609 So. 2d 598 (Fla.1992), the Florida Supreme Court concluded that the failure to serve the defendant with an actual copy of the notice of intent did not violate the statute where the prosecutor, during trial, announced that she was filing the notice of intent to…
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Raphael Surinach v. State, 676 So. 2d 997 (Fla. 3d DCA 1996)…itten notice is to give the defendant the opportunity to prepare for the hearing “so that a knowing and intelligent plea may be entered, and in the case of sentencing, an argument against habitualization may be readied.” Id. at 490; Massey v. State, 609 So. 2d 598, 600 (Fla.1992). Here, by contrast, Surinach with the advice and assistance of counsel entered into a plea agreement to be sentenced as a habitual offender to a term of nine years.2 Under these facts, the absence of the written notice of intent to h…
Previewing 3 of 38 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Flowers v. State, 559 So. 2d 289 (Fla. 4th DCA 1990)
- Roberts v. State, 559 So. 2d 289 (Fla. 2d DCA 1990)
- Bradford v. State, 567 So. 2d 911 (Fla. 1st DCA 1990)
- Massey v. State, 589 So. 2d 336 (Fla. 5th DCA 1991)
- Rowe v. State, 574 So. 2d 1107 (Fla. 2d DCA 1990)
- Torance A. Edwards v. State, 576 So. 2d 441 (Fla. 4th DCA 1991)