ROBERT D. HEINEY, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.
Robert Heiney, a death row inmate, challenged his death sentence through a Rule 3.850 motion claiming ineffective assistance of counsel at sentencing. The Florida Supreme Court held that counsel's failure to investigate and present mitigating evidence constituted deficient performance that prejudiced Heiney, vacating his death sentence and remanding for resentencing.
The court held that Heiney was prejudiced by counsel's failure to investigate and present mitigating evidence. The nonstatutory mitigating factors that could have been discovered would have established a reasonable basis to uphold the jury's life recommendation and potentially provided the trial judge with grounds to reject the jury override. Therefore, the death sentence was vacated.
[1] Ineffective assistance of counsel during the penalty phase occurs when counsel fails to investigate, develop, and present available mitigating evidence that would have le…
[2] A defendant seeking to prove ineffective assistance of counsel must demonstrate that counsel's performance was deficient and that such deficiency prejudiced the defense.
Previewing 2 of 6 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“the facts suggesting a sentence of death should be so clear and convincing that virtually no reasonable person could differ”
Establishes the standard for when a trial judge may override a jury recommendation of life imprisonment
Previewing 1 of 3 key quotes on this case — the court’s exact language, pinpointed for members.
Join FLexlaw to unlock all legal intelligenceHeiney was convicted in 1978 of first-degree murder and robbery. At sentencing, the jury recommended life imprisonment, but the judge overrode the rec…
The full statement of facts, procedural history, and disposition for this case are member content.
Join FLexlaw to unlock all legal intelligence© FLexlaw, Inc. — AI-generated enrichments are proprietary. All rights reserved.
Explore caselaw by topic → Browse Strategic Decisions Of Counsel cases and more on FLexlaw
PER CURIAM.
Robert D. Heiney, a prisoner under sentence of death, appeals from the circuit court’s denial of his petition under Florida Rule of Criminal Procedure 3.850. We have jurisdiction pursuant to article V, section 3(b)(1) of the Florida Constitution.
Heiney was convicted in 1978 of first-degree murder and robbery. At his original sentencing, the jury recommended a sentence of life, but the judge overrode the recommendation and sentenced Heiney to death. This Court affirmed the conviction and sentence on direct appeal. Heiney v. State, 447 So. 2d 210 (Fla.), cert. denied, 469 U.S. 920, 105 S.Ct. 303, 83 L.Ed.2d 237 (1984). After Heiney's death warrant was signed, the circuit court summarily denied all relief without a hearing on a motion Heiney had previously filed under rule 3.850. However, this Court stayed Hei-ney’s pending execution so that he could appeal the summary denial of his 3.850 motion. On appeal, this Court remanded the case to the circuit court for an evidentiary hearing on the issue of ineffective assistance of counsel at Heiney’s original sentencing. Heiney v. Duqqer, 558 So. 2d 398 (Fla.1990).
At the 3.850 evidentiary hearing, the circuit court found that Heiney’s counsel was deficient at the sentencing phase of the trial. The original sentencing court found three aggravating factors existed. Regarding mitigation, the court only considered statutory mitigating factors and found none to exist. At the 3.850 hearing, Hei-ney argued that there were nonstatutory mitigating factors which could have and should have been investigated, discovered, and presented by his lawyer at the sentencing proceeding. The circuit court agreed and found that substantial nonstatutory mitigation was, in fact, present. Further, the court found that Heiney’s original counsel, in totally failing to investigate potential mitigating factors, acted measurably below the standard established for reasonably competent counsel at the penalty phase. However, the court concluded that there was no reasonable probability that the outcome of the penalty proceeding would have been different had the mitigating factors been presented because those mitigating factors could not outweigh the aggravating factors found by the original trial court. Thus, the circuit court found that Heiney was not prejudiced by the deficient performance and denied relief.
To show ineffective assistance of counsel, a defendant must show that counsel’s performance was deficient and that the deficient performance prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). As noted above, the circuit court found that, at Heiney’s original sentencing, counsel’s performance was deficient but the deficient performance did not prejudice Heiney. On appeal, Heiney argues that the circuit court erred in determining that he was not prejudiced.
In Tedder v. State, 322 So. 2d 908, 910 (Fla.1975), this Court held that, for a trial judge to override a jury recommendation of life, “the facts suggesting a sentence of death should be so clear and convincing that virtually no reasonable person could differ.” An override is improper if there is a reasonable basis in the record to support the jury’s recommendation. Ferry v. State, 507 So. 2d 1373, 1376 (Fla.1987). “In some instances, the presence of valid mitigating circumstances discernible from the record may be the decisive factor when determining whether a reasonable basis exists for the life recommendation. If it can be determined that the life recommendation was based on valid mitigating factors, then an override may be improper.” Stevens v. State, 552 So. 2d 1082, 1085 (Fla.1989) (citations omitted). The issue we must address in the instant case is whether the mitigating evidence which existed and could have been presented at Heiney’s sentencing raises a reasonable probability that, absent the lawyer’s deficient performance, the outcome of the penalty proceeding would have been different.
The 3.850 court found that, had Heiney’s counsel made a proper background investigation, the following mitigating circumstances would have been discovered: (1) Heiney was a chronic substance abuser and may have been affected by alcohol and other drugs at the time of the offense; (2) Heiney suffers and has been diagnosed as having a borderline personality disorder; (3)Heiney was chronically abused physically and emotionally as a child; and (4) the combination of these factors could have resulted in a person who has a very difficult time coping with any extremely stressful situation. Additionally, the court found that there was evidence of brain damage but that the evidence was not sufficient to establish that fact.
These nonstatutory mitigating factors could establish a reasonable basis to uphold a jury’s life recommendation. Holsworth v. State, 522 So. 2d 348, 353-55 (Fla.1988); Hansborough v. State, 509 So. 2d 1081, 1086-87 (Fla.1987); Amazon v. State, 487 So. 2d 8, 13 (Fla.), cert. denied, 479 U.S. 914, 107 S.Ct. 314, 93 L.Ed.2d 288 (1986); Buckrem v. State, 355 So. 2d 111, 113-14 (Fla.1978). Had these factors been discovered and presented to the court at Heiney’s original sentencing, the jury override might have been improper. See Tedder. Clearly, counsel’s failure to investigate and present mitigating evidence prejudiced Heiney.
The State argues that the defense lawyer decided not to present any mitigation at Heiney’s sentencing for “strategic” reasons and, therefore, his actions are not subject to review under Strickland,1 We disagree. Heiney’s lawyer in this ease did not make decisions regarding mitigation for tactical reasons. Heiney’s lawyer did not even know that mitigating evidence existed. This is so because counsel did not attempt to develop a case in mitigation.
In Stevens v. State, the defendant was convicted of murder and was sentenced to death despite a jury recommendation of life. 552 So. 2d at 1083. During the sentencing phase, the defense lawyer did not conduct or arrange for an investigation into the defendant’s background. Had he done so, substantial mitigation would have been discovered. Also, the lawyer did not present mitigating evidence nor did he make any arguments on the defendant’s behalf to the trial judge. Id. at 1085.
Regarding the lawyer’s performance, this Court concluded,
[T]he failure to investigate [the defendant’s] background, the failure to present mitigating evidence during the penalty phase, [and] the failure to argue on [the defendant’s] behalf ... was not the result of a reasoned professional judgment. Trial counsel essentially abandoned the representation of his client during sentencing.... At the very least, any evidence presented and any plausible arguments made to the trial court could have provided the trial court with a basis to follow the jury’s recommendation of a life sentence.... [T]rial counsel’s inaction in the penalty phase of the trial amounted to a substantial and serious deficiency measurably below the standard for competent counsel.
Id. at 1087. Our reasoning in Stevens is applicable to the instant case.
The 3.850 court was correct in holding that the performance of Heiney’s counsel was deficient. However, the court erred in determining as a matter of law that Heiney was not prejudiced by that deficient performance. It is clear that mitigating evidence existed at the time of Heiney’s trial which might have provided the trial judge with a reasonable basis to uphold the jury’s life recommendation. As in Stevens, we vacate Heiney’s sentence of death and remand for a resentencing hearing. It is unnecessary to conduct the hearing before a jury because Heiney is entitled to the benefit of the previous jury’s life recommendation.
It is so ordered.
oyerton, McDonald, shaw, GRIMES and HARDING, JJ., concur. KOGAN, J., concurring in part and dissenting in part with an opinion, in which BARKETT, C.J., concurs.
. The State also contends that Heiney is barred from bringing an ineffective assistance of counsel claim because, during the proceedings, Hei-ney acted as co-counsel. Bundy v. State, 497 So. 2d 1209 (Fla.1986). We reject this contention because it is not supported by the record.
KOGAN, Judge,
concurring in part and dissenting in part.
I agree that Heiney’s death sentence must be vacated because he was clearly prejudiced by counsel’s failure to investigate and present potential mitigating circumstances. However, I would remand for the imposition of a life sentence rather than merely for resentencing before the trial judge.
The judge in this proceeding found that, had Heiney’s counsel investigated to determine the existence of mitigating circumstances, he would have discovered: 1) Hei-ney was a chronic substance abuser and may have been affected by alcohol and other drugs at the time of the offense; 2) Heiney suffers and has been diagnosed as having a borderline personality disorder; 3) Heiney was chronically abused physically and emotionally as a child; and 4) the combination of these factors could have resulted in a person who has a very difficult time coping with any extremely stressful situation. There is no question that these non-statutory mitigating factors provide a reasonable basis to support the jury’s original life recommendation, the benefit of which Heiney is entitled to on resentencing. Buford v. State, 570 So. 2d 923, 924 (Fla.1990); Stevens v. State, 552 So. 2d 1082, 1088 (1989). In all probability the mitigating evidence presented during the rule 3.850 hearing will be incorporated into the record on remand or, if not, the same or similar evidence will be presented. See McCrae v. State, 582 So. 2d 613, 615 n. 1 (Fla.1991) (testimony presented during rule 3.850 hearing incorporated into record on remand). In light of this evidence it is clear to me that if death is again imposed, the override sentence will not be upheld. Cf. Stevens v. State, 613 So. 2d 402 (Fla.1992); McCrae. Therefore in the interest of judicial economy, I would remand with instructions to impose a life sentence.
BARKETT, C.J., concurs.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By (15 total)
-
Rutherford v. State, 727 So. 2d 216 (Fla. 1998)…ee id. at 571. We found under the facts of that case that trial counsel’s mitigation decisions were “neither informed nor strategic,” and that “there was no investigation of options or meaningful choice.” Id. at 572-73. Likewise, in Heiney v. State, 620 So. 2d 171, 173 (Fla.1993), this Court rejected the State’s argument that trial counsel’s decision not to present any mitigation was “strategic,” holding that counsel “did not make decisions, regarding mitigation for tactical reasons. [Counsel] did not even kn…
-
Asay v. State, 769 So. 2d 974 (Fla. 2000)…ve assistance for failing to present mental health mitigation. Compare Rose, 675 So. 2d at 571 (defendant had previously been characterized as schizoid and suffered from organic brain damage and a longstanding personality disorder); Heiney v. State, 620 So. 2d 171, 173 (Fla.1993) (defendant diagnosed with borderline personality disorder); Phillips v. State, 608 So. 2d 778, 783 (Fla.1992) (defendant had a schizoid personality and was passive-aggressive); Lara, 581 So. 2d at 1289 (the defendant’s bizarre behavi…
-
Torres-Arboleda v. Dugger, 636 So. 2d 1321 (Fla. 1994)…have been different.” Strickland, 466 U.S. at 694, 104 S.Ct. at 2068. This mitigating evidence, which existed at time of trial, “might have provided the trial judge with a reasonable basis to uphold the jury’s life recommendation.” Heiney v. State, 620 So. 2d 171, 174 (Fla.1993). Had these factors been discovered and presented to the court at Torres-Arboleda’s original sentencing, there would have been a reasonable basis in the record to support the jury’s recommendation and the jury override would have been…
Previewing 3 of 15 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (19 total)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984)
- Tedder v. State, 322 So. 2d 908 (Fla. 1975)
- Commissioner of Internal Revenue v. Est. of Church, 335 U.S. 632 (U.S. 1949)
- Heiney v. State, 447 So. 2d 210 (Fla. 1984)
- Hansbrough v. State, 509 So. 2d 1081 (Fla. 1987)
- Ira Martin Amazon v. State, 487 So. 2d 8 (Fla. 1986)
- Ferry v. State, 507 So. 2d 1373 (Fla. 1987)
- Garrison v. Hudson, 469 U.S. 920 (U.S. 1984)
- Perry v. Lockhart, 469 U.S. 920 (U.S. 1984)
- Stevens v. State, 552 So. 2d 1082 (Fla. 1989)