STEPHEN HERRINGTON, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. 4th DCA | 1993-06-23
No. 92-1654
GLICKSTEIN, C.J., and ANSTEAD, LETTS, HERSEY, GUNTHER, WARNER, POLEN, and FARMER, JJ., concur., STONE, J., dissents with opinion with which DELL, J., concurs.
622 So. 2d 1339 Florida District Court of Appeal, Fourth District (1993) Positive Treatment
Cited by 40 cases

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Synopsis

Defendant Herrington appealed his habitual offender sentence, arguing the trial court failed to make required findings of fact under Florida Statutes § 775.084(1)(a). The court held that the failure to make findings is harmless error when evidence of prior convictions is unrefuted and unquestioned, and affirmed the 1991 habitual offender sentence while reversing sentences for 1989 and 1990 charges.


Holding

The court held that a trial court's failure to make findings of fact regarding prior convictions qualifying a defendant as a habitual offender is harmless error where the evidence of such convictions is unrefuted and unquestioned. The court also held that retroactive habitual offender sentencing for probation violations on earlier charges is erroneous.


Headnotes

[1] A trial court's failure to make findings of fact required by section 775.084(1)(a) 1 & 2, Florida Statutes, is harmless error when the evidence of prior convictions quali…

[2] A trial court's failure to make findings of fact that prior felony convictions were not pardoned or set aside is harmless error when there is unrefuted evidence of the pr…

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Key Quotes

“where, as here, the evidence of prior convictions which qualify the defendant as an habitual offender is unrefuted and unquestioned, the trial court's failure to make findings of fact as to those convictions is harmless error”

States the court's holding on the central issue regarding harmless error analysis for missing findings of fact

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Facts & Procedural History

Herrington was charged with multiple burglaries and theft offenses in 1989, 1990, and 1991. He pleaded guilty in each instance. In the 1991 sentencing…

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Opinion of the Court
KLEIN, Judge.

KLEIN, Judge.

Defendant appeals his sentence as an habitual offender because the court failed to make findings of fact required by section 775.084(1)(a) 1 & 2, Florida Statutes (1991). We conclude that the court’s failure to make these findings is harmless error, and resolve a conflict between two of our opinions, Robinson v. State, 614 So. 2d 21 (Fla. 4th DCA1993), and Carbone v. State, 615 So. 2d 282, 285 (Fla. 4th DCA1993).

Defendant, charged in 1989 with seventeen counts of burglary, petty theft, or grand theft, agreed to a plea in which he was sentenced to one year in jail and fifteen years’ probation. In 1990 defendant was charged with additional burglaries and grand thefts. He pled guilty and was sentenced to five years followed by probation. In 1991 defendant was charged with eight more counts of burglaries and grand thefts, and again pled guilty.

The state sought habitual offender classification on the 1991 charges. At the sentencing hearing a fingerprint examiner testified that the defendant’s fingerprints matched those from the 1989 and 1990 cases, and defendant did not contest the fact that those were his convictions. The trial court sentenced him as an habitual offender on the 1991 charges, but did not make findings of fact.

Section 775.084(1)(a) 1, 2, 3 & 4, Florida Statutes (1991), provides that the court may extend the term of imprisonment for a defendant, as an habitual felony offender, if it finds that: (1) defendant has prior convictions of certain felonies, (2) the convictions for prior felonies occurred within a specific period of time related to commission of the latest felony, (3) the convictions were not pardoned, and (4) the convictions were not set aside. The statute requires findings of fact.

In State v. Rucker, 613 So. 2d 460 (Fla.1993), the Florida Supreme Court held that a trial court’s failure to make findings of fact as to section 775.084(1)(a) 3 & 4 (that the prior felony convictions had not been pardoned or set aside) was harmless error, where there was unrefuted evidence of the prior convictions as required by section 775.084(1)(a) 1 & 2. It is not clear from Rucker whether the harmless error analysis can be applicable to the 1 and 2 requirements, since Rucker involved the failure to make findings only as to the 3 and 4 requirements. One panel of this court concluded that the absence of any findings precludes the harmless error analysis of Rucker, {Robinson), while another panel concluded that the failure to make “the findings” required by the statute is harmless under Rucker (Carbone).

We conclude that where, as here, the evidence of prior convictions which qualify the defendant as an habitual offender is unrefuted and unquestioned, the trial court’s failure to make findings of fact as to those convictions is harmless error. The First District has also come to the same conclusion in Tarver v. State, 617 So. 2d 336 (Fla. 1st DCA1993). In Tarver, the First District noted apparent conflict with our opinion in Robinson. We hereby recede from that decision.

We recognize that there are arguable differences between the 1 and 2 requirements and the 3 and 4 requirements. Our supreme court, in Eutsey v. State, 383 So. 2d 219 (Fla.1980), held that the defendant has the burden of asserting a pardon or set aside (3 and 4), likening them to affirmative defenses. Where the 1 and 2 requirements of the statute (prior convictions) are undisputed, however, we can see no reason why the harmless error analysis of Rucker should not be applied.

We come to our conclusion with some reluctance because it is arguable that we have eviscerated the fact finding requirements which the legislature mandated in the statute. But for Rucker we would reverse this sentence; however, in light of it, we are persuaded that a reversal of an habitual offender sentence for lack of findings of fact, where the prior convictions are undisputed, would be a needless waste of time and expense.

We do not, by this opinion, condone trial judges ignoring the clear fact finding requirements of the habitual offender statute. Although it is harmless error under the facts in this case, it is nevertheless error, and could well require reversal if there were any question about the prior convictions. We therefore express the hope that trial courts will make the findings of fact in every case.

Defendant also argues that the trial court erred in retroactively sentencing him as an habitual offender for the 1989 and 1990 charges because he violated his probation in those cases. The state concedes this error based on Scott v. State, 550 So. 2d 111 (Fla. 4th DCA1989).

We therefore affirm defendant’s habitual offender sentence for the 1991 charges, but reverse the habitual offender sentences for the 1989 and 1990 charges, and remand for resentencing on the 1989 and 1990 charges.

GLICKSTEIN, C.J., and ANSTEAD, LETTS, HERSEY, GUNTHER, WARNER, POLEN, and FARMER, JJ., concur. STONE, J., dissents with opinion with which DELL, J., concurs.

Dissent
STONE, Judge,

STONE, Judge,

dissenting.

I would not recede from Robinson, and would reverse Appellant’s sentence for failure to make the required habitual offender findings. The harmless error analysis authorized by, and applied in, Rucker is limited to subsections 3 and 4 of section 775.-084(l)(a), Florida Statutes.

ON REHEARING EN BANC

We deny rehearing but certify the following question as one of great public importance:

WHETHER A TRIAL COURT’S FAILURE TO MAKE THE REQUISITE STATUTORY FINDINGS UNDER SECTION 775.084(l)(a) 1 AND 2 IS SUBJECT TO THE SAME HARMLESS ERROR ANALYSIS CONTAINED IN STATE v. RUCKER, 613 So. 2d 460 (Fla. 1993) WHERE THE EVIDENCE OF THE PRIOR CONVICTIONS WHICH QUALIFY A DEFENDANT AS A HABITUAL OFFENDER IS UNREBUT-TED.

DELL, C.J., and ANSTEAD, HERSEY, GLICKSTEIN, GUNTHER, STONE, WARNER, POLEN and FARMER, JJ., concur.


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Citator

Cited By (20 total)

  • Herrington v. State, 643 So. 2d 1078 (Fla. 1994)
    …HARDING, Justice.' We have for review Herrington v. State, 622 So. 2d 1339 (Fla. 4th DCA 1993), where the district certified this question as one of great public importance: WHETHER A TRIAL COURT’S FAILURE TO MAKE THE REQUISITE STATUTORY FINDINGS UNDER SECTION 775.084(l)(a)l AND 2 IS SUBJECT TO THE SAME HARMLESS ERROR ANA…
    1 / 2
  • Nickerson v. State, 635 So. 2d 106 (Fla. 4th DCA 1994)
    …PER CURIAM. We affirm but again certify the same question of great public importance certified in our opinion in Herrington v. State, 622 So. 2d 1339 (Fla. 4th DCA 1993), review granted, 632 So. 2d 1026 (Fla.1994). ANSTEAD, HERSEY and FARMER, JJ., concur.…
  • Dacosta v. State, 625 So. 2d 1317 (Fla. 4th DCA 1993)
    …ce as a habitual offender, under count I, notwithstanding the court’s failure to make the requisite statutory findings, under section 775.041(l)(a)l. and 2., Florida Statutes (1991), which the record reflects was harmless error. Herrington v. State, 622 So. 2d 1339, (Fla. 4th DCA 1993) (en banc). We certify to the supreme court the same question certified in Herrington. AFFIRMED IN PART, REVERSED IN PART AND REMANDED FOR MODIFICATION OF SENTENCE. DELL, C.J., and STONE and WARNER, JJ., concur.…

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