JOHN WAYNE UPTON, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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The court held that a defendant's knowing, voluntary, and intelligent waiver of the right to a jury trial must appear in the record, and a waiver signed only by the attorney is insufficient without the defendant's concurrence.
The appellant was tried without a jury based on a written waiver signed only by his attorney and the prosecutor. The record did not show the appellant…
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ALLEN, Judge.
The appellant challenges his convictions and sentences following a non-jury trial. Because the record does not demonstrate that the appellant made a knowing, voluntary, and intelligent waiver of his right to trial by jury, we reverse.
The record reveals that the appellant was tried without a jury pursuant to a written waiver signed only by his attorney and the prosecutor. A defendant’s knowing, voluntary, and intelligent waiver of jury trial must appear in the record. Tucker v. State, 559 So. 2d 218 (Fla.1990); Hurd v. State, 440 So. 2d 691, 693 (Fla. 1st DCA 1983). In this case, there is no indication that the appellant made a knowing, voluntary and intelligent waiver of his right to a jury trial. No inquiry was made of him as to whether he concurred in his attorney’s waiver or whether he understood what was meant by waiver of a jury trial. See id.; Tosta v. State, 352 So. 2d 526 (Fla. 4th DCA 1977), cert. denied, 366 So. 2d 885 (Fla.1978). We therefore reverse the appellant’s convictions and sentences and remand for further proceedings. However, we certify to the supreme court the following question of great public importance:
Does a lawyer’s written waiver of jury trial on behalf of his client validly waive the defendant’s right to a jury trial where there is no indication in the record that the defendant agreed to the written waiver or otherwise made a knowing, voluntary and intelligent waiver of his right to trial by jury?
REVERSED AND REMANDED.
WEBSTER, J., concurs.
LAWRENCE, J., concurs and dissents with written Opinion.
LAWRENCE, Judge,
concurring and dissenting.
Because I view the instant written waiver, signed by Upton’s lawyer, as adequate to waive the client’s right to jury trial, I dissent. Neither Tucker v. State, 559 So. 2d 218 (Fla.1990), nor Hurd v. State, 440 So. 2d 691 (Fla. 1st DCA 1983), requires reversal of Upton’s convictions and sentences. The Tucker court held, in response to a certified question, that a defendant’s oral waiver of a jury trial is valid where the defendant is represented by a lawyer, and a full explanation of the consequences is given by the trial judge. We merely held in Hurd that, where there is neither a written waiver nor an oral inquiry on the record, any asserted waiver is invalid. The instant record, by contrast, contains a written waiver signed by Upton’s lawyer. Florida Rule of Criminal Procedure 3.260 provides: “A defendant may in "writing waive a jury trial with the consent of the state.” Even if rule 3.260 required that the written waiver be executed personally by Upton, as opposed to his counsel, the Tucker court made it clear that technical compliance with the rule is not required:
Technical noncomplianee with a rule of procedure is permissible if there is no harm to the defendant. Hoffman v. State, 397 So. 2d 288, 290 (Fla.1981) (the rules of criminal procedure are not intended to furnish a procedural device to escape justice).
Tucker v. State, 559 So. 2d at 220.
We recently held in Parker v. State, 636 So. 2d 794 (Fla. 1st DCA 1994), that Tucker should not be interpreted as requiring the trial court to establish in open court that a waiver was freely and voluntarily made, when technical compliance with rule 3.260 was made. Moreover, we said that “if Parker’s waiver was not in fact freely and knowingly given, the appropriate mode of relief is by a Rule 3.850 motion for post-conviction relief.” Parker, 636 So. 2d at 795.
We should follow the rationale of our sister court in Dumas v. State, 439 So. 2d 246 (Fla. 3d DCA 1983) (en banc), review denied, 462 So. 2d 1105 (Fla.1985), and conclude that a presumption is raised that a waiver of jury trial is knowingly and intelligently made under the circumstances of the instant case. The burden then would shift to Upton to show facts to the contrary. This would be consistent with our decision in Parker, approving posteonviction relief as a remedy, and the rule requiring prejudice, as discussed in Tucker. Significantly, Upton has not alleged at any time that his waiver resulted in prejudice to him.
I agree that this issue is one of great public importance, and therefore join in certification of the question.
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State v. Upton, 658 So. 2d 86 (Fla. 1995)…ly waive the defendant’s right to a jury trial where there is no indication in the record that the defendant agreed to the written waiver or otherwise made a knowing, voluntary and intelligent waiver of his right to a trial by jury? Upton v. State, 644 So. 2d 181 (Fla. 1st DCA 1994). We have jurisdiction. Art. V, § 3(b)(4), Fla. Const. Upton was tried without a jury pursuant to the following written waiver: Now in the Court through undersigned counsel comes the defendant, John Wayne Upton and stipulates a…
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Peoples v. State, 251 So. 3d 291 (Fla. 1st DCA 2018)
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Collin Christie v. State, 737 So. 2d 1157 (Fla. 1st DCA 1999)…and (4) that he received illegal sentences. We affirm as to the two claims related to waiver of a jury trial. The claim that the trial court failed to conduct an adequate inquiry should have been raised on direct appeal. See, e.g., Upton v. State, 644 So. 2d 181 (Fla. 1st DCA 1994) (reversing a conviction on direct appeal because the trial court failed to conduct an adequate inquiry before accepting the defendant’s waiver of his right to a jury trial), aff'd, 658 So. 2d 86 (Fla.1995). The claim that trial c…
Authorities Cited
- Tucker v. State, 559 So. 2d 218 (Fla. 1990)
- Hoffman v. State, 397 So. 2d 288 (Fla. 1981)
- Dumas v. State, 439 So. 2d 246 (Fla. 3d DCA 1983)
- Tosta v. State, 352 So. 2d 526 (Fla. 4th DCA 1977)
- Dumas v. State, 462 So. 2d 1105 (Fla. 1985)
- Parker v. State, 636 So. 2d 794 (Fla. 1st DCA 1994)
- Hurd v. State, 440 So. 2d 691 (Fla. 1st DCA 1983)