EDWARD KING, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. 1st DCA | 1996-12-19
No. 95-2524
WEBSTER, J. and SHIVERS, Senior Judge, concur.
684 So. 2d 1388 Florida District Court of Appeal, First District (1996) Caution
Cited by 21 cases

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Holding

The court held that the trial court erred in excluding testimony regarding the defendant's belief in the check's validity, as it was offered to show lack of guilty knowledge and not for the truth of the matter asserted.


Headnotes

[1] Testimony concerning an out-of-court statement is admissible when offered to show its effect on the listener's state of mind or to demonstrate the listener's lack of know…

[2] An out-of-court statement offered to show a defendant's lack of guilty knowledge or scienter is not hearsay if the defendant's belief regarding the validity of an instrum…

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Facts & Procedural History

Appellant was convicted of uttering a forged instrument after attempting to cash a check from a stolen checkbook. He claimed he was given the check by…

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Opinion of the Court
MICKLE, Judge.

MICKLE, Judge.

Appellant challenges his conviction and sentence for one count of uttering a forged instrument. Of the two issues raised on appeal, one has merit. We agree with appellant that the trial court reversibly erred in excluding alleged exculpatory evidence relating to the issue of whether appellant had guilty knowledge that the cheek he was passing was a forgery. We reverse and remand for a new trial.

Appellant was charged with uttering a forged check. The relevant facts adduced at trial are as follows. On the morning of January 6, 1995, the victim discovered that her purse was missing from the inside of her automobile. She telephoned the Jacksonville Navy Federal Credit Union to place a stop payment on the remaining checks contained in her checkbook. Later on that same date, a credit union drive-up teller reported to the police that appellant had attempted to negotiate one of the victim’s credit union cheeks, made payable by the victim to one Sterling Turner. The victim testified that she had not executed the check and that she did not know an individual named Sterling Turner. Testifying on his own behalf at trial, appellant claimed that on the date in question he drove an individual named Sterling Turner to the Jacksonville Navy Credit Federal Credit Union so that Turner could cash a check. While waiting in the drive-up teller line, Turner handed appellant the check and his identification card and exited the vehicle to use the restroom. Appellant arrived at the teller’s window before Turner returned to the car, and he submitted the check along with Turner’s identification card. Appellant was detained and arrested shortly thereafter. The 'police discovered the victim’s purse in the trunk of appellant’s ear. Appellant averred that he was unaware of the purse in the trunk and that he had no idea that he was passing a forged check. When asked by defense counsel whether he knew how Turner had come into possession of the check, appellant responded, “No, I do not. Only what he told me.” When defense counsel then asked appellant how he thought Turner had obtained the cheek, the prosecutor objected on hearsay grounds. The objection was sustained. Defense then proffered appellant’s testimony that Turner had told him that he had obtained the check in payment for a stereo that he had sold that day. Appellant averred he had no reason to believe that Turner did not have a lawful right to the check.

The jury, which was not permitted to hear the proffered evidence, found appellant guilty of uttering a forged check. Appellant challenges the trial court’s exclusion, as hearsay, of his testimony purporting to explain why he reasonably believed that the check he was uttering was valid.

If testimony is offered for a purpose other than to prove the truth of the matter asserted, it is by definition not hearsay. State v. Baird, 572 So. 2d 904 (Fla.1990); § 90.801, Fla.Stat. (1993). The hearsay rule' does not prevent a witness from testifying as to what he has heard. It is rather a restriction on the proof of fact through extrajudicial statements. Id. Merely because an out-of-court statement is inadmissible to prove the truth of the matter asserted does not mean it is inadmissible for another purpose. Id. However, an out-of-court statement which is offered for a purpose other than proving the truth of its contents is admissible only when the purpose for which the statement is being offered is a material issue in the case. Id. at 907.

Pursuant to § 831.02, Fla.Stat. (1993), the elements of the offense of uttering a false or forged instrument are: knowledge on the part of the accused that the instrument is false, and the intent to injure or defraud another by the assertion that the instrument is true. In the instant case, appellant argues that the excluded testimony was offered to show an absence of scienter on his part, to-wit: lack of knowledge that the check was forged. Appellant asserts that he never contested that the check was stolen and forged. He argues that his defense was that he believed Sterling Turner had a right to the check.

In Sibley v. State, 636 So. 2d 893 (Fla. 5th DCA 1994), the defendant was convicted on two counts of dealing in stolen property. He testified at trial that he received the property (jewelry belonging to an individual named Sanchez) from an individual named Michael Smyth. At trial he was asked by counsel whether he was given any reason to believe that Smyth was the rightful owner of the property. When he answered that Smyth indicated he was the rightful owner of the jewelry, the state objected on the basis of hearsay. The judge sustained the objection. On appeal, the court reversed, holding that the defendant’s testimony did not constitute hearsay. The court stated:

The issue at trial was not whether Smyth was in fact the rightful owner of the jewelry at the time he delivered it to Sibley — it was clear that he as not — but whether Sibley knew that Smyth had given him stolen property. Smyth’s representation of ownership to Sibley, whether true or false, clearly was not hearsay. The fact at issue was Sibley’s knowledge, and what he was told by Smyth was obviously germane to that issue. The ruling by the trial judge precluded the jury from hearing the explicit statement of Smyth to Sibley in regard to ownership, as opposed to some nebulous ‘indication’ of ownership.

Id. at 893. The court then concluded that the error was not harmless given that Smyth’s statements were essential to the defendant’s theory of defense and were probative of defendant’s claim that he had sold the jewelry without knowledge or reason to believe it was stolen and tended to disprove the existence of an essential element of the charged offenses. Id. at 893. See also Duncan v. State, 616 So. 2d 140 (Fla. 1st DCA 1993)(in prosecution for theft by receiving stolen property, defendant’s testimony with regard to the reason given by the person who sold him the property for a low price was relevant nonhearsay offered to overcome the presumption of guilty knowledge arising from possession of recently stolen property); E.B. v. State, 531 So. 2d 1053 (Fla. 3d DCA 1988)(testimony concerning out-of-court statements made by school administrators advising defendant that his life was in danger was not hearsay and was admissible to show its effect on defendant’s state of mind).

Applying the foregoing case law, we agree with appellant that the trial court erred in ruling the proffered out-of-court statement to be hearsay. The statement was not being offered to prove the truth of the matter asserted, that is, that the check was payment for a stereo that Turner had sold earlier that day. Rather, the statement was offered to demonstrate that appellant, having been told by Turner that the check was payment for a stereo, had no reason to doubt the validity of the check.

The issue then becomes whether the trial court’s error is harmless. In this regard, the dispositive question is whether, viewing the disputed issue in the context of the entire trial, we are able to say beyond a reasonable doubt that the erroneous exclusion of this evidence did not contribute to the jury’s verdict or, alternatively stated, that there is no possibility that the error contributed to the conviction. Sibley v. State; E.B. v. State; State v. DiGuilio, 491 So. 2d 1129 (Fla.1986). Applying this harmless error analysis to the instant facts, we must agree with appellant that Sterling Turner’s out-of-court statement was essential to appellant’s theory of defense. Specifically, the statement was probative of appellant’s claim that he had no reason to doubt the validity of the check and tended to disprove the existence of an essential element of the charged offense. As such, we conclude that the error in excluding this evidence cannot be deemed harmless.

Appellant’s second issue is without merit and we affirm without discussion.

REVERSED and REMANDED for a new trial.

WEBSTER, J. and SHIVERS, Senior Judge, concur.


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Citator

Cited By (11 total)

  • McCRAY v. State, 919 So. 2d 647 (Fla. 1st DCA 2006)
    …. 2d 432, 446-47 (Fla.2002) (holding that third-party statements are admissible to impeach witness when they are not offered to prove the truth of the matter asserted). Thus, the trial court erred in excluding this proffered evidence. King v. State, 684 So. 2d 1388 (Fla. 1st DCA 1996). Although Appellee does not assert harmless error in its brief, we must address that issue. Goodwin v. State, 751 So. 2d.537, 545 (Fla.1999) (“The solemn obligation of the Court to perform an independent harmless error review ..…
  • Cotton v. State, 763 So. 2d 437 (Fla. 4th DCA 2000)
    …532 So. 2d 75 (Fla. 3d DCA 1988). Appellant cites numerous cases in arguing that his out-of-court statement to the police should have been admitted as non-hearsay “state-of-mind” evidence. However, none of these cases apply here. In King v. State, 684 So. 2d 1388 (Fla. 1st DCA 1996), the challenged out-of-court statement was not made by the defendant but by a third party to the defendant and was offered to prove the defendant’s state-of-mind, i.e., that the defendant had no reason to know that the check he p…
  • Alfaro v. State, 837 So. 2d 429 (Fla. 4th DCA 2002)
    …been only one witness was not hearsay, and was admissible not to show truth of statement but rather to show that having heard the statement, defendant could have formed a motive for murdering one of two prosecution wit [*433] nesses); King v. State, 684 So. 2d 1388 (Fla. 1st DCA 1996)(holding that an out-of-court statement by a third party, offered to show that the defendant had no reason to believe that the check he passed was forged, was not inadmissible hearsay). This statement would have been used to dispr…

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