WALTER MALLARD, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. 4th DCA | 1997-09-24
No. 96-1384
FARMER, J., and FRUSCIANTE, JOHN A., Associate Judge, concur.
699 So. 2d 797 Florida District Court of Appeal, Fourth District (1997) Caution
Cited by 2 cases

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Synopsis

Walter Mallard appealed his convictions for grand theft and fleeing a police officer. The court affirmed the grand theft conviction but reversed the fleeing conviction because the trial court lacked subject matter jurisdiction to try the fleeing charge absent a formal charging document.


Holding

The trial court lacked subject matter jurisdiction to try appellant on the fleeing charge because no valid formal charging document (information or notice to appear) existed for that charge. A multi-purpose police form with a blank Notice to Appear section is insufficient to authorize prosecution.


Headnotes

[1] A trial court lacks subject matter jurisdiction to try a defendant on a charge for which no formal charging document exists.

[2] A multi-purpose police form is insufficient to serve as a Notice to Appear if it is not used as such and fails to convey necessary information to the defendant.

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Key Quotes

“[a] criminal prosecution presupposes the existence of a valid accusation charging a crime against the defendant. Such an accusation in some form is an essential requisite of jurisdiction which cannot be waived.”

Establishes the fundamental requirement for subject matter jurisdiction in criminal cases—a valid formal charging document is mandatory and cannot be waived.

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Facts & Procedural History

Appellant was arrested following an attempted flight from police in a stolen vehicle. The State filed a two-count information charging grand theft of …

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Opinion of the Court
STEVENSON, Judge.

STEVENSON, Judge.

Appellant, Walter Mallard, appeals his convictions for grand theft and fleeing a police officer. We affirm the grand theft conviction, but reverse the conviction for fleeing a police officer since, in the absence of a formal charging document relating to the fleeing offense, the trial court was without subject matter jurisdiction to try appellant on that charge.

Appellant was arrested for a host of offenses all stemming from his attempted flight from police in a stolen vehicle. A two-count information was subsequently filed charging appellant with grand theft of a motor vehicle and obstructing an officer without violence. However, the trial court also tried appellant on a third count, namely, the misdemeanor of fleeing or attempting to elude a police officer. See § 316.1935, Fla. Stat. (1995). Although this charge was not included in the information, the trial court decided that its inclusion on a police form, captioned “Arrest / Notice to Appear / Juvenile Referral Report,” was sufficient.

The form relied upon below appears to be a multi-purpose police document to be filled-in following an arrest. It contains sections that will not apply in every case, such as sections specifically designated for recording information on juvenile defendants and co-defendants. Another such section is labelled “Notice to Appear,” and provides spaces for the officer to set a time and place for the defendant to appear to answer the charge(s), as well as a space for the defendant to sign.

The trial court correctly noted that misdemeanors may be charged by Notices to Appear. See Fla. R.Crim. P. 3.125, 3.140(a)(2). Furthermore, the form utilized in this case could conceivably serve as a Notice to Appear when the requisite information is transcribed and acknowledged by the defendant. In this case, however, the “Notice to Appear” section of the form was left entirely blank. The document is not a sufficient Notice to Appear where, as here, the police plainly did not use it as such and where it fails to convey to the defendant the information necessary to answer the charges against him.

Although the State could have moved to orally amend the information at trial to include the charge of fleeing a police officer, see State v. Anderson, 537 So. 2d 1373 (Fla.1989), it did not do so. Therefore, in the absence of a document formally charging appellant with fleeing an officer, the trial court was without jurisdiction to try appellant on this charge. As the Second District explained in Caves v. State, 303 So. 2d 658, 659 (Fla. 2d DCA 1974),

[a] criminal prosecution presupposes the existence of a valid accusation charging a crime against the defendant. Such an accusation in some form is an essential requisite of jurisdiction which cannot be waived.

We, therefore, reverse appellant’s conviction for fleeing a police officer. AFFIRMED IN PART; REVERSED IN PART.

FARMER, J., and FRUSCIANTE, JOHN A., Associate Judge, concur.


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Citator

Cited By

  • Deel v. State, 750 So. 2d 112 (Fla. 5th DCA 1999)
    …e State v. Witcher, 737 So. 2d 584 (Fla. 1st DCA 1999) (traffic citation contained all the elements necessary to charge misdemeanor DUI under § 316.193(1) as it cited that statute and alleged a blood alcohol level of over .08). Cf. Mallard v. State, 699 So. 2d 797 (Fla. 4th DCA 1997) (charging instrument in the form of a notice to appear was not sufficient where it failed to convey to the defendant the information necessary to answer the misdemeanor charges against him). Accordingly, the circuit court correc…

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