JAMES O'NEAL, JR., PETITIONER,
v.
SUN BANK, N.A., ET AL., RESPONDENTS
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A debtor sought to invoke the Fifth Amendment privilege against self-incrimination to avoid answering interrogatories in aid of execution of judgment, claiming the information could be used in ongoing federal fraud investigations. The court held that where a party has reasonable grounds to believe answers could furnish a link in the chain of evidence for a potential crime, the privilege may be invoked in civil discovery, and quashed the trial court's order compelling responses.
The court granted the petition for writ of certiorari and quashed the discovery order, holding that the Fifth Amendment privilege may be invoked in civil discovery when the party has reasonable grounds to believe that direct answers could furnish a link in the chain of evidence needed to prove a crime against him.
[1] A party may invoke the Fifth Amendment privilege against self-incrimination in a civil action during discovery if there is a reasonable apprehension that direct answers w…
[2] The privilege against self-incrimination is liberally construed, requiring only a realistic possibility that an answer will be used against the witness.
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Join FLexlaw to unlock all legal intelligence“The privilege against self-incrimination is to be liberally construed and may be invoked where the party has a reasonable cause to apprehend danger from a direct answer.”
Establishes the broad protection afforded by the Fifth Amendment privilege and the low threshold for invoking it
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Join FLexlaw to unlock all legal intelligenceThe respondent served interrogatories on the petitioner seeking information about his assets and income in connection with execution of a judgment. Th…
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DAUKSCH, J.
Before us is a petition for writ of certiorari seeking to quash a discovery order requiring the petitioner to respond to interrogatories in aid of execution of a judgment despite the petitioner’s assertion of the Fifth Amendment privilege against self-incrimination. We grant the writ of certiorari and quash the order because the information sought could furnish a link in the chain of evidence required to convict the petitioner of a crime.
The respondent served the petitioner interrogatories in aid of execution of judgment pursuant to Florida Rule of Civil Procedure 1.560. The respondent sought information on the petitioner’s assets and income. The petitioner refused to answer these interrogatories asserting his Fifth Amendment privilege against self-incrimination based on ongoing fraud investigations by the federal government against the petitioner. The trial court ordered the petitioner to answer the interrogatories.
The constitutional privilege against self-incrimination is found in both the Fifth Amendment to the United States Constitution and Article I, section 9 of the Florida Constitution. The privilege against self-incrimination is to be liberally construed and may be invoked where the party has a reasonable cause to apprehend danger from a direct answer. See, Hoffman v. United States, 341 U.S. 479, 71 S.Ct. 814, 95 L.Ed. 1118 (1951). See also, Pillsbury Co. v. Conboy, 459 U.S. 248, 266 n. 1, 103 S.Ct. 608, 74 L.Ed.2d 430 (1983) (a witness need show only a realistic possibility that his answer will be used against him). The privilege may be invoked in a civil action during a discovery proceeding if the civil litigant has reasonable grounds to believe that direct answers to deposition or interrogatory would furnish a link in the chain of evidence needed to prove a crime against him. See, Burnette v. Stanton, 751 So. 2d 728 (Fla. 5th DCA 2000); Magid v. Winter, 654 So. 2d 1037 (Fla. 4th DCA 1995). A court may compel a litigant to answer questions only if it is perfectly clear that the litigant is mistaken in his apprehension and that the answers to the interrogatories cannot possibly have a tendency to incriminate. Burnette, 751 So. 2d 728; Magid, 654 So. 2d at 1039.
The petitioner has asserted proper grounds to invoke his Fifth Amendment privilege based on the ongoing federal fraud investigation. Information on his assets and income could reasonably lead to evidence which could aid in the prosecution of the petitioner. If compelled to answer these interrogatories, the petitioner would find himself on the horns of a dilemma. If he does not truthfully answer the interrogatories to protect himself from the fraud investigation, the petitioner could be subject to a charge of perjury. On the other hand, if he divulges the information he could help, aid and assist the potential federal prosecution.
Therefore, the order compelling the petitioner to answer the interrogatories is quashed.
PETITION GRANTED and ORDER QUASHED.
GRIFFIN and THOMPSON, JJ., concur.
Cases With Similar Vibessemantic neighbors from the corpus
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Pisciotti v. Stephens, 940 So. 2d 1217 (Fla. 4th DCA 2006)…ith brother’s professed intent to seek criminal prosecution, sister had reasonable grounds to fear that her deposition testimony could be used as a link in a chain of evidence against her in a later criminal proceeding. See O’Neal v. Sun Bank, N.A., 754 So. 2d 170, 171-72 (Fla. 5th DCA 2000) (holding Fifth Amendment properly invoked because “civil litigant has reasonable grounds to believe that direct answers to deposition ... would furnish a link in the chain of evidence and subject him to a perjury [*1221]…
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Lang v. Bush, 51 So. 3d 1254 (Fla. 5th DCA 2011)…PER CURIAM. We deny the Petition for Certiorari. We conclude that the trial court applied the correct legal standard. See O’Neal v. Sun Bank, N.A., 754 So. 2d 170, 172 (Fla. 5th DCA 2000) (Fifth Amendment may be invoked when deponent has “reasonable grounds to believe that direct answers to deposition or interrogatory would furnish a [*1255] link in the chain of evidence needed to prove a crime against him.”)…
Authorities Cited
- Hoffman v. United States, 341 U.S. 479 (U.S. 1951)
- Pillsbury Co. v. Conboy, 459 U.S. 248 (U.S. 1983)
- Magid v. Elliot C. Winter, 654 So. 2d 1037 (Fla. 4th DCA 1995)
- Burnette v. Stanton, 751 So. 2d 728 (Fla. 5th DCA 2000)