SANDRA SCHULTZ, PETITIONER,
v.
MICHAEL SCHULTZ, RESPONDENT

Fla. 4th DCA | 2001-04-18
No. 4D00-3109
STONE and HAZOURI, JJ., concur.
783 So. 2d 329 Florida District Court of Appeal, Fourth District (2001) Positive Treatment
Cited by 12 cases

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Synopsis

The Florida Fourth District Court of Appeal granted a petition for writ of certiorari to quash an order disqualifying the wife's counsel in a dissolution of marriage proceeding. The disqualification was based on an appearance of conflict arising from a retired partner's brief appointment as an arbitrator in an unrelated shareholder suit involving the husband's company, which the partner had already withdrawn from before conducting hearings.


Holding

The trial court abused its discretion in disqualifying counsel. The disqualification was neither required by the Florida Rules of Professional Conduct nor supported by evidence that Porter received confidential information during his brief appointment as arbitrator.


Headnotes

[1] Disqualification of an attorney is an extraordinary remedy, and certiorari will lie to quash an order which improperly disqualifies counsel.

[2] A trial court’s decision on a motion for disqualification is reviewed for abuse of discretion, which is limited by applicable legal principles.

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Key Quotes

“Disqualification of an attorney is an extraordinary remedy, and certiorari will lie to quash an order which improperly disqualifies counsel.”

Establishes the high threshold for disqualification and the proper remedy for challenging such orders on appeal.

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Facts & Procedural History

Attorney Michael Gora represented the wife in a dissolution of marriage proceeding. A retired partner, James Porter, still associated with Gora's firm…

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Opinion of the Court
WARNER, C.J.

WARNER, C.J.

We grant the petition for writ of certiorari seeking review of an order disqualifying the wife’s counsel in a dissolution of marriage proceeding. We have jurisdiction. See Ocean Club Condo. Ass’n v. Estate of Daly, 504 So. 2d 1377 (Fla. 4th DCA 1987).

Attorney Michael Gora, counsel for the wife, was disqualified because a retired partner, James Porter, still associated with the firm, had been appointed to be an arbitrator in a case involving the husband and his company. However, before the partner had conducted any hearings on the merits of the dispute, the conflict was discovered and the retired partner withdrew as an arbitrator. The trial court determined that there might be an appearance of conflict.

Disqualification of an attorney is an extraordinary remedy, and certiorari will lie to quash an order which improperly disqualifies counsel. See In re Estate of Gory, 570 So. 2d 1381, 1382 (Fla. 4th DCA 1990). In Stewart v. Bee-Dee Neon & Signs, Inc., 751 So. 2d 196, 205 (Fla. 1st DCA 2000), the court described the relevant appellate standard of review as follows:

[A] trial court’s decision on a motion for disqualification is reviewed for abuse of discretion, that the trial court’s discretion is limited by the applicable legal principles, and that the appellate court will not substitute its judgment for the trial court’s express or implied findings of fact which are supported by competent substantial evidence.

Rule 4-1.12 of the Florida Rules of Professional Conduct applies to lawyers who formerly acted as arbitrators, and provides as follows:

(a) Representation of Private Client by Former Judge, Arbitrator, or Law Clerk. Except as stated in paragraph (d), a lawyer shall not represent anyone in connection with a matter in which the lawyer participated personally and substantially as a judge or other adjudicative officer, arbitrator, or law clerk to such a person, unless all parties to the proceeding consent after disclosure.

(c) Imputed Disqualification of Law Firm. If a lawyer is disqualified by subdivision (a), no lawyer in a firm with which that lawyer is associated may knowingly undertake or continue representation in the matter unless:

(1) The disqualified lawyer is screened from any participation in the matter and is directly apportioned no part of the fee therefrom; and (2) Written notice is promptly given to the appropriate tribunal to enable it to ascertain compliance with the provisions of this rule.

This rule does not disqualify Gora because the matter involved in arbitration was not the divorce, but was a shareholder suit against the husband and his company. However, even if the rule did apply, Gora complied with the rule by screening Porter from the divorce proceeding, and Porter resigned from being an arbitrator in the company matter. The husband asserts, however, that an appearance of conflict exists, citing to Koulisis v. Rivers, 730 So. 2d 289 (Fla. 4th DCA 1999). In that case, a law firm was disqualified after it hired a legal secretary from the opposing counsel’s firm, where the secretary had been primarily assigned to the case in litigation and was privy to confidential, material information, even though her new employer prevented her from working on the case, relying on Rule 4-1.10(b). In the instant case, however, the husband does not state in his response that the arbitrator received any confidential information. At the hearing, the husband’s attorney informed the court that the arbitrator had received many documents in the proceeding, but these appeared to be related to a jurisdictional issue. There was no representation that Porter had received any confidential information.

Because disqualification is not required by the Rules of Professional Conduct, nor does it appear that Porter received confidential information in his short appointment as an arbitrator in the stockholder proceeding, the trial court’s order of disqualification was an abuse of discretion.

We grant the petition.

STONE and HAZOURI, JJ., concur.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • …yed only in extremely limited circumstances. Kusch v. Ballard, 645 So. 2d 1035 (Fla. 4th DCA 1994). We review whether the trial court departed from the essential requirements of law in disqualifying the petitioner’s counsel. See Schultz v. Schultz, 783 So. 2d 329, 330 (Fla. 4th DCA 2001). Although the trial court’s discretion is limited by applicable legal principles, this court will not disturb the trial court’s findings of fact unless those findings are not supported by competent substantial evidence. Id.…
  • Cunningham v. Appel, 831 So. 2d 214 (Fla. 5th DCA 2002)
    …alification of a party’s chosen counsel is an extraordinary remedy and should be granted sparingly. E.g., Eggers v. Eggers, 776 So. 2d 1096 (Fla. 5th DCA 2001). See also Therriault v. Berghmans 788 So. 2d 1119 (Fla. 2d DCA 2001); Schultz v. Schultz, 783 So. 2d 329 (Fla. 4th DCA 2001); Vick v. Bailey, 777 So. 2d 1005 (Fla. 2d DCA 2000). Nonetheless, as explained in State Farm Mut. Auto. Ins. Co. v. K.A.W., 575 So. 2d 630 (Fla.1991), the legal system cannot function fairly and effectively if an attorney has an…
  • Matluck v. Matluck, 825 So. 2d 1071 (Fla. 4th DCA 2002)
    …squalification was not warranted. The court agreed that Criscuolo was required to be screened from the case, but ruled that the law firm need not be disqualified. In its order denying the motion to disqualify, the court relied on Schultz v. Schultz, 783 So. 2d 329 (Fla. 4th DCA 2001), and stated: The Court is satisfied, from the evidence presented and the proffers made, that reasonable and satisfactory efforts have been made to screen Donald Criscuolo from this case. Both Mr. Criscuolo and Mr. Franklin indic…

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