J P MORGAN CHASE BANK, AS TRUSTEE FOR ETC., APPELLANT,
v.
LYNN A. COMBEE, A/K/A LYNN A. HOLMES COMBEE, ETC., APPELLEE

Fla. 1st DCA | 2004-08-30
No. 1D03-2950
BROWNING, J., concurs; WOLF, C.J., concurs in result without opinion.
883 So. 2d 330 Florida District Court of Appeal, First District (2004) Caution
Cited by 31 cases

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Synopsis

JPMorgan Chase Bank appealed a trial court's dismissal with prejudice of its complaint against Lynn Combee for failure to appear at a scheduled case management conference. The First District Court of Appeal affirmed the dismissal, finding that the bank's failure to provide a transcript of the evidential hearing prevented meaningful appellate review, and under the presumption of correctness accorded to trial court orders, the dismissal was justified.


Holding

The trial court's dismissal with prejudice was affirmed. Although dismissal with prejudice is a harsh sanction that should be used sparingly, the trial court's findings and judgment are entitled to a presumption of correctness on appeal. Because JPMorgan Chase failed to provide a transcript of the evidential hearing, the appellate court could not properly review what evidence or findings supported the dismissal, and thus must presume the dismissal was justified.


Headnotes

[1] A trial court has broad discretion to impose sanctions on litigants for their conduct before the court, and such sanctions are reviewed for an abuse of discretion.

[2] Dismissal with prejudice is a harsh sanction that should be used only sparingly.

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Key Quotes

“A trial court has broad discretion to impose sanctions on litigants for their conduct before the court. See Riley v. Assoc. Home Equity Servs., Inc., 850 So.2d 661, 662 (Fla. 1st DCA 2003). Thus, we review a trial court's imposition of sanctions for an abuse of discretion.”

Establishes the standard of review for sanctions imposed by trial courts

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Facts & Procedural History

JPMorgan Chase Bank received a court order scheduling a case management conference for February 19, 2003, which warned that failure to attend could re…

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Opinion of the Court
HAWKES, J.

HAWKES, J.

J P Morgan Chase Bank appeals the trial court’s order dismissing with prejudice its complaint against Appellee, Lynn Combee. We affirm.

A trial court has broad discretion to impose sanctions on litigants for their conduct before the court. See Riley v. Assoc. Home Equity Servs., Inc., 850 So. 2d 661, 662 (Fla. 1st DCA 2003). Thus, we review a trial court’s imposition of sanctions for an abuse of discretion. See id. Because dismissal with prejudice is a harsh sanction, it should be used only sparingly. See e.g., Queen v. Adams Mark Hotel, 728 So. 2d 804, 805 (Fla. 1st DCA 1999).

However, a trial court’s findings and judgment come to a reviewing court with a presumption of correctness, and cannot be disturbed absent a record demonstrating reversible error. See e.g., Applegate v. Barnett Bank of Tallahassee, 377 So. 2d 1150, 1152 (Fla.1979); Lafaille v. Lafaille, 837 So. 2d 601, 604 (Fla. 1st DCA 2003). The burden is on the appellant to demonstrate reversible error and present an adequate record for review. See e.g., Applegate, 377 So. 2d at 1152; Lafaille, 837 So. 2d at 604. Without an adequate record of the proceedings below, the appellate court cannot properly resolve factual issues to conclude the trial court’s judgment is not supported by evidence or an alternate theory. See Applegate, 377 So. 2d at 1152. Moreover, “[w]ithout knowing the factual context, neither can an appellate court reasonably conclude that the trial court so misconceived the law as to require reversal.” Id. The trial court’s decision “could well be supported by evidence ad duced at trial [or hearing] but not stated in the judge’s order or otherwise apparent in the incomplete record on appeal.” Id.

Here, the record indicates Morgan, a sophisticated party-plaintiff, received an order scheduling a case management conference for February 19, 2003. The order, in bold italicized language, stated that a failure to attend may result in dismissal of the case. Morgan attended that conference wherein the parties informed the court an agreement had been reached, but Morgan was unable to verify whether Combee completed the terms of the agreement as she claimed. Morgan, again, a sophisticated party-plaintiff, was informed that the court would reschedule the conference to be held within 60 days.

The order scheduling the second case management conference was identical to the first (i.e., contained the same warning of dismissal, and listed Morgan’s counsel as being copied), and scheduled the hearing for 64 days after the first hearing. Morgan failed to attend the second hearing and, in its motion for rehearing following receipt of the order of dismissal, argued it did not receive the order scheduling the second hearing. That the second order lists Morgan as being copied creates a rebuttable presumption that Morgan received the order. See Reich v. Dep’t of Health, 868 So. 2d 1275, 1276 (Fla. 1st DCA 2004). Morgan’s denial of receipt of the order does not automatically overcome this presumption, but it does create a question of fact to be resolved through an evidentiary hearing. See id.

A hearing was held. However, Morgan failed to provide this court with a transcript from that proceeding. Thus, we are without any information as to what steps Morgan may have taken to inquire about the scheduling of the case management conference, whether the court found Morgan had actual notice of the conference, whether a settlement was reached and later breached, any prejudice either party may have suffered, or any number of other findings the trial court may have made, or argument the parties may have presented.

In essence, we are left with only one question: Could anything that would justify the dismissal with prejudice have occurred in any of the case management conferences or during rehearing? The answer to that question is “Yes.” Because the trial court’s order of dismissal comes with a presumption of correctness, without an adequate record, we must presume, as did the court in Applegate, that it was based on evidence adduced at the hearing. Consequently, the trial court’s order of dismissal with prejudice is AFFIRMED.

BROWNING, J., concurs; WOLF, C.J., concurs in result without opinion.


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Citator

Cited By (22 total)

  • Snowden v. Wells Fargo Bank, 172 So. 3d 506 (Fla. 1st DCA 2015)
    …where the documentary evidence is insufficient.” Ham, 164 So. 3d at 718. Without a transcript of the plaintiffs case, we must presume that the trial court’s judgment was based “on evidence adduced at the hearing.” J.P. Morgan Chase Bank v. Combee, 883 So. 2d 330, 332 (Fla. 1st DCA 2004). “Without an adequate record of the proceedings below, this court cannot reasonably conclude that the trial court so misconceived the law as to require reversal.” Estes v. Sassano, 47 So. 3d 383, 385 (Fla. 1st DCA 2010). Lik…
  • Gayla Carter Estes v. Sassano, 47 So. 3d 383 (Fla. 1st DCA 2010)
    …l process, including the application of sanctions for serious abuses.” Tramel v. Bass, 672 So. 2d 78, 83 (Fla. 1st DCA 1996). “Because dismissal with prejudice is a harsh sanction, it should be used only sparingly.” J.P. Morgan Chase Bank v. Combee, 883 So. 2d 330, 331 (Fla. 1st DCA 2004). Estes has the burden to demonstrate an abuse of discretion by the trial court and to present an adequate record for appellate review. Id. Without an adequate record of the proceedings below, this court cannot reasonably co…
  • Edwards v. State, 139 So. 3d 981 (Fla. 1st DCA 2014)
    …enses that formed the basis for the plea occurred during a single criminal episode or whether the convictions were based on distinct acts. The burden of proof was Edwards’ to demonstrate error in this case. See, e.g., JP Morgan Chase Bank v. Combee, 883 So. 2d 330 (Fla. 1st DCA 2004). Because Edwards has failed to demonstrate from the record that his two aggravated battery charges were based on a single act, he has failed to meet his burden to support a finding of double jeopardy. See Hayes, 803 So. 2d at 699…

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