IRIQUE JOSEPH, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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Joseph sought to withdraw his no-contest plea to second-degree murder, claiming inadequate plea colloquy. The Florida Fourth District Court of Appeal reversed the trial court's denial, holding that the court failed to conduct an adequate inquiry under Florida Rule of Criminal Procedure 3.172(c) regarding Joseph's understanding of the plea's consequences, despite evidence that Joseph understood the strength of the state's case and the plea agreement itself.
The court held that reversal is required because the trial court failed to conduct an adequate inquiry under Rule 3.172(c) into Joseph's understanding of the plea's consequences, despite evidence showing Joseph understood the evidence against him and made an informed decision. The matter must be remanded to allow Joseph to withdraw his plea and proceed to trial.
[1] A trial court must conduct an adequate inquiry under Rule 3.172(c), Florida Rules of Criminal Procedure, to ensure a defendant understands the consequences of a plea befo…
[2] A defendant's claim of misadvice of counsel can be grounds for withdrawing a plea, even if the defendant initially stated the plea was voluntary.
Previewing 2 of 5 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“the voluntariness of a plea depends on whether the defendant is aware of the direct consequences of the plea and those consequences listed in Florida Rule of Criminal Procedure 3.172”
Establishes the legal standard for determining whether a plea is voluntary and entered with sufficient understanding of consequences.
Previewing 1 of 3 key quotes on this case — the court’s exact language, pinpointed for members.
Join FLexlaw to unlock all legal intelligenceJoseph was indicted for first-degree murder, which carried a potential sentence of life without parole. The state offered a twelve-year plea to second…
The full statement of facts, procedural history, and disposition for this case are member content.
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SHAHOOD, J.
We reverse the trial court’s denial of appellant’s motion to withdraw his plea based on an inadequate plea colloquy. Appellant was indicted for first degree murder. If convicted, appellant faced life in prison without the possibility for parole. Appellant was first represented by the Public Defender’s Office and then by court-appointed counsel. During that time, the state presented several plea offers, ranging from thirty years to twelve years, which appellant rejected. Just pri-or to the jurors being seated for trial, defense counsel announced on the record that the state had offered appellant a plea which he declined.
The state offered appellant a twelve-year sentence on a lesser charge of murder in the second degree. The court asked appellant if he understood that if he was convicted at trial, the only possible sentence was life without the possibility for parole. Appellant stated that he understood. He then asked to speak with his father. After a recess, defense counsel announced that appellant wanted to enter a plea of no contest to the lesser included offense of second degree murder for a twelve-year prison sentence.
Appellant was sworn and the court heard a factual basis for the plea. The prosecutor stated that the evidence at trial would show that appellant coaxed the victim behind a house and shot him in the head. In the year following the victim’s death, witnesses came forward to say that they saw appellant shoot the victim. Defense counsel made it clear that appellant would contest those facts at trial, but for purposes of the plea, accepted them as a factual basis.
The court then queried appellant, including whether he discussed the case with his counsel, whether appellant was satisfied with counsel’s services, whether he understood what was occurring and that by entering a plea of no contest he was giving up his right to trial, whether he understood the plea, whether everything was true to which he signed his name; appellant responded yes to all questions posed. The state then asked: “You had a long discussion with your father off of the record here. This decision — you made the decision after consulting with your family and your attorney, correct?” Appellant responded: ‘Yes sir.”
The court then accepted appellant’s plea and stated: “Mr. Joseph, your plea of no contest is made freely, voluntarily and intelligently, after you have had the advice and counsel of Mr. Bauer. Mr. Bauer is competent to be your lawyer. You are satisfied with his services. There is a factual basis for your plea. Your plea is accepted.” Appellant agreed to waive the presentence investigation and the court sentenced appellant to twelve years in prison.
Approximately two weeks later, defense counsel moved to withdraw appellant’s plea on the grounds that appellant did not understand the terms of the plea and, therefore, did not enter the plea knowingly and voluntarily. Shortly after being sentenced appellant contacted defense counsel wanting to withdraw his plea. Appellant filed a pro se motion to withdraw based on misadvice of counsel. In his motion, he claimed that he was prepared to go to trial when defense counsel advised him that guilt could be established through the testimony of witnesses that had previously testified and helped convict an associate of appellant’s in another case.
At an evidentiary hearing, appellant’s initial counsel from the Public Defender’s Office and his court-appointed counsel testified. Appellant claimed that his attorneys did not do anything in his case and kept pushing him to take a plea, which he rejected several times. Appellant claimed that prior to trial, defense counsel wanted appellant to take the plea for twelve years because he was going to be convicted. Ap pellant claimed he still wanted to go trial, but after speaking with his father, he agreed to the plea. Appellant claimed that his lawyer “scared me up” and “forced” him to take the plea. While admitting that he signed the plea form, appellant claimed he did not understand what a plea of no contest meant. Appellant stated that he did not really listen to the judge when asked questions after taking the plea and that although he told the judge that he read the plea form or had it read to him, he just signed the form and saw where it indicated a sentence of twelve years.
Appellant’s counsel testified that he read the plea agreement to appellant and that appellant signed it. Appellant’s counsel further stated that “Mr. Joseph wanted to have a trial there was no doubt about it.” Appellant then answered questions posed by the trial court stating that he understood the plea offer and read the plea form.
The court denied the motion on the grounds that appellant’s counsel had fully prepared the case for trial, that appellant was advised of the strength of the state’s case, the maximum penalties he could receive on the murder charge and its lessers, both with and without a firearm, and that appellant understood what he was doing when he entered into the negotiated plea. The court went on to find that appellant stated under oath that he understood the plea and voluntarily entered into it.
Rule 3.172(c), Florida Rules of Criminal Procedure, sets forth certain consequences that can result with the entry of a plea that a trial court should inquire into with a defendant in order to determine the voluntariness of a plea. See State v. Partlow, 840 So. 2d 1040, 1042 (Fla.2003)(the voluntariness of a plea depends on whether the defendant is aware of the direct consequences of the plea and those consequences listed in Florida Rule of Criminal Procedure 3.172); Lopez v. State, 536 So. 2d 226, 228-29 (Fla.1988)(a guilty plea must be entered voluntarily by one who is competent to know the consequences of the plea and the court must carefully inquire into the voluntariness of the plea). The failure to follow any of the procedures in the rule shall not render a plea void absent a showing of prejudice. See Fla. R.Crim. P. 3.172(i).
In Koenig v. State, 597 So. 2d 256, 258 (Fla.1992), the Florida Supreme Court held that a plea of no contest was deficient where the court failed to inquire into the defendant’s understanding of the plea so that the record contained an affirmative showing that the plea was intelligent and voluntary. Before the plea hearing, defendant signed a form which described in detail the rights he was waiving. In response to the court’s inquiry, defendant stated that he discussed it with his attorney. However, there was nothing in the record to demonstrate that the defendant understood the waiver of rights form he signed or what his attorney told him about it. See id.
In Jones v. State, 885 So. 2d 449 (Fla. 1st DCA 2004), the defendant pleaded no contest without an agreement to the charges, and without the trial court providing any additional information to the defendant before the entry of the plea. In reversing, the First District held that under Koenig, due process requires a court accepting a guilty plea to carefully inquire into the defendant’s understanding of the plea, and that the absence of a rule 3.172(c) inquiry by the court compels remand. See id. at 452. The court noted that even if defendant had been shown a form describing in detail the rights he was waiving, which he had not, his reading level and mental capacity might well have precluded his understanding the contents of the form. See id. at 453. While the evidence adduced at the evidentiary hearing demonstrates that appellant knew the evidence against him and made a decision to accept the plea in his best interest, reversal is required because the trial court failed to conduct an adequate inquiry under rule 3.172(c), Florida Rules of Criminal Procedure. Accordingly, this matter must be reversed and remanded to allow appellant to withdraw his plea and proceed to trial.
REVERSED AND REMANDED.
KLEIN, J., concurs.
TAYLOR, J., concurs specially with opinion.
TAYLOR, J.,
concurring specially.
I concur in the majority’s decision to reverse the trial court’s denial of appellant’s motion to withdraw his plea. However, I do so because of the trial court’s failure to ask appellant during the plea colloquy whether anyone had threatened or coerced him into entering his no contest plea’to second degree murder. Appellant had rejected the state’s plea offers numerous times and persisted in his decision to go to trial, even as jury selection was about to begin. Further, during the change-of-plea hearing later that day, appellant’s attorney advised the court that appellant still maintained his innocence notwithstanding the factual basis for the plea. Under these, circumstances, the trial court should have inquired whether anyone was forcing appellant to enter his plea to assure that his plea was voluntary. See, e.g., Sanders v. State, 662 So. 2d 1372 (Fla. 1st DCA 1995) (reversing trial court’s refusal to permit the defendant to withdraw her plea where the court failed to fully develop factual matters relevant to whether defendant was coerced and threatened by the co-defendant into pleading no contest).
In my view, the transcript of the plea hearing shows that the trial court carefully and thoroughly inquired into appellant’s understanding of the plea and its consequences. Based on appellant’s responses, the court could properly find that appellant’s plea was knowingly and intelligently entered. However, because the record fails to refute appellant’s claim that his plea was not voluntarily and freely made, reversal for a trial is required.
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Citator
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State v. S.S., 40 So. 3d 6 (Fla. 4th DCA 2010)…onexistent. Because the juvenile established that she would not have entered the plea had she been properly advised, the requisite prejudice existed to render the judgment void. See, e.g., Koenig v. State, 597 So. 2d 256 (Fla.1992); Joseph v. State, 904 So. 2d 577 (Fla. 4th DCA 2005). Additionally, the trial court specifically found the juvenile’s motion was timely, and made within the one year of discovering that her record was ineligible for expunction. We find State v. D.A.G., 995 So. 2d 601 (Fla. 1st DGA…
Authorities Cited
- Koenig v. State, 597 So. 2d 256 (Fla. 1992)
- State v. Partlow, 840 So. 2d 1040 (Fla. 2003)
- Lopez v. State, 536 So. 2d 226 (Fla. 1988)
- Sanders v. State, 662 So. 2d 1372 (Fla. 1st DCA 1995)
- Tavaris Jones v. State, 885 So. 2d 449 (Fla. 1st DCA 2004)