CURTIS ROGERS, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. 4th DCA | 2007-08-29
No. 4D06-1220
STONE and POLEN, JJ., concur.
964 So. 2d 221 Florida District Court of Appeal, Fourth District (2007) Positive Treatment
Cited by 9 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

Curtis Rogers was charged with burglary after testifying that he entered a home thinking it was empty and had no intent to commit theft. On direct examination, Rogers stated he pleaded guilty to 13 prior felonies because he was guilty, implying his innocence in the current case. The trial court allowed the prosecutor to cross-examine Rogers about whether his guilty pleas were motivated by receiving lighter sentences. The Fourth District Court of Appeal affirmed, holding that Rogers opened the door to limited cross-examination on his reasons for pleading guilty by using those prior convictions as evidence of his current innocence.


Holding

The trial court properly limited the cross-examination to the parameters established in Ross v. State. The defendant's testimony that he pleaded guilty to prior charges because he was guilty opened the door to cross-examination into the defendant's reasons for those pleas, but only to the extent necessary to test the credibility of this implied assertion of innocence. The prosecutor was permitted to elicit that Rogers received lighter sentences through guilty pleas, but the court did not allow questions about the nature of the prior convictions.


Headnotes

[1] A criminal defendant who testifies that he pleaded guilty to prior charges because he was guilty opens the door to limited cross-examination regarding the circumstances o…

[2] A defendant's testimony that he pleaded guilty to prior offenses because he was guilty implies an assertion of innocence on current charges, allowing the state to test th…

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Key Quotes

“A defendant's testimony that he pled guilty in prior cases because he was guilty implies that he elected to go to trial in the case at hand because he was not guilty.”

Explains the logical inference created when a defendant uses prior guilty pleas to suggest current innocence, which opens the door to cross-examination about the credibility of that implied assertion.

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Facts & Procedural History

Curtis Rogers was charged with burglary of a dwelling. Rogers testified that he entered the home without consent, believing no one was home, to rest a…

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Opinion of the Court
GROSS, J.

GROSS, J.

We confront the same issue that we considered in Ross v. State, 913 So. 2d 1184, 1187 (Fla. 4th DCA 2005) — “[H]ow wide did [a criminal defendant] ‘open the door’ when he testified that he pled guilty to prior charges because he was guilty.” (Emphasis in original). We hold that the trial judge properly limited the cross-examination and affirm.

Charged with burglary of a dwelling, Curtis Rogers’s trial strategy was to contend that he was guilty only of trespass.

Rogers testified at trial. He admitted that he entered the home without the consent of the owners. He explained that he thought no one was home, so he went inside because he was tired, to “chill,” sit, rest a little, and sleep.

Once inside, Rogers went into the den and rested for a while. Then, he walked around the house. First, he pushed open a locked door and went into a girl’s bedroom. He looked in the dresser and threw stuff all over the floor, explaining that he was jealous. He saw jewelry but did not take any of it because there was “no reason to.” Rogers then went into another locked bedroom where he saw a plasma television and a DVD player. He looked in the dresser drawers because he was just “curious.”

Next, Rogers went into the bathroom to look at himself in the mirror. When he entered the last bedroom, he noticed a person there, panicked, and ran out of the house without taking anything.

Defense counsel asked Rogers if he had ever been convicted of a felony. Rogers indicated that he had 13 felony convictions. Responding to his lawyer’s question, Rogers stated that he had pleaded no contest in all of the prior cases. Defense counsel then asked Rogers why he had entered pleas in the prior cases. Rogers testified that he had pled out in those cases because he was guilty.

On cross-examination, the prosecutor sought to explore Rogers’s motive for pleading no contest to the 13 felonies. After considering the defense objection, the trial court allowed this question and answer:

Q. (By the prosecutor) Mr. Rogers, back to your 13 prior felony convictions, Mr. Rogers, it is fair to say, isn’t it, by your pleading guilty to those 13 prior felonies, you had received a much lesser sentence by pleading guilty than you could have ultimately received?

A. Yes.

Rogers argues that he is entitled to a new trial based upon this exchange.

Generally, under section 90.610, Florida Statutes (2006), impeachment by prior convictions is “restricted to determining if the witness has previously been convicted of a crime, and if so, how many times.” Ross, 913 So. 2d at 1186 (citing Fotopoulos v. State, 608 So. 2d 784, 791 (Fla.1992)); see also Fulton v. State, 335 So. 2d 280, 284 (Fla.1976); Brown v. State, 787 So. 2d 136, 138 (Fla. 4th DCA 2001). Typically, “the prosecutor is not allowed to delve into the nature of a defendant’s prior convictions or the circumstances surrounding them.” Ross, 913 So. 2d at 1186 (citing Green v. State, 720 So. 2d 1150 (Fla. 4th DCA 1998)); Banks v. State, 655 So. 2d 1224 (Fla. 4th DCA 1995). This limitation applies even when the defendant first brings out a conviction on direct examination. Ross, 913 So. 2d at 1187; see Sneed v. State, 397 So. 2d 931 (Fla. 5th DCA 1981).

An exception to the general rule exists when a defendant engages in “spin control” by characterizing the prior convictions in a way favorable to his case at trial. Under those narrow circumstances, where a defendant has so opened the door, the state is entitled to inquire further regarding the convictions to attempt to dispel any misleading impression. Ross, 913 So. 2d at 1187; Fotopoulos, 608 So. 2d at 791; McCrae v. State, 395 So. 2d 1145, 1151 (Fla.1980). “The ‘opening the door’ concept is based on considerations of fairness and the truth-seeking function of a trial, where cross-examination reveals the whole story of a transaction only partly explained in direct examination.” Bozeman v. State, 698 So. 2d 629, 631 (Fla. 4th DCA 1997).

Lawhorne v. State, 500 So. 2d 519 (Fla.1986), approved the use of “anticipatory rehabilitation.” This strategy allows a defendant to present evidence of his prior convictions on direct examination and “take the wind out of the sails” or to “soften the blow” of anticipated attacks on his credibility. The supreme court “also recognized the defendant’s right to offer testimony about the circumstances of his prior convictions, including a statement that his prior convictions were adjudicated upon pleas of guilty rather than upon trial verdicts.” Ross, 913 So. 2d at 1187 (citing Lawhorne, 500 So. 2d at 523). A defendant’s testimony that he pled guilty in prior cases because he was guilty implies that he elected to go to trial in the case at hand because he was not guilty. See Ross, 913 So. 2d at 1187; Bowles v. State, 849 So. 2d 465, 466 (Fla. 4th DCA 2003); Ziermann v. State, 696 So. 2d 491, 492 (Fla. 4th DCA 1997).

In Ross, the defendant testified on direct examination that he had prior felony convictions. 913 So. 2d at 1186. He explained that he pleaded guilty to those felonies, rather than go to trial, because he was guilty of the charges. Id. The trial court found that defendant’s testimony opened the door to extensive cross-examination on the circumstances surrounding his guilty pleas. Id. Over defense objection, the trial court allowed the prosecutor to elicit that the defendant faced five years in prison on possession of cocaine charges and received only eighteen months after his guilty plea. Id. The prosecutor further established that the defendant had been charged with both robbery and theft in the State of Georgia, and that the state had dropped the theft charge in exchange for his guilty plea of robbery. Id.

In Ross, this court held that the defendant’s testimony did not open the door to such extensive cross-examination concerning the details of his prior convictions. Recognizing that the defendant’s explanation that he pleaded guilty to the earlier charges was “nothing more than an implied assertion of innocence on his current charges,” we explained that a prosecutor must not wander “too far afield” by exposing the jury to “specific information about a defendant’s prior record.” Id. at 1187-88.

In this case, the trial judge properly confined the cross-examination to the parameters of Ross. The court did not permit questions about the nature of Rogers’s pri-or convictions. The question was of the type anticipated by Lawhome, where the defendant’s response “opened the door to some extent to the state’s inquiry” into the defendant’s reasons for pleading guilty. 500 So. 2d at 523. Once Rogers attempted to use the prior convictions to establish that he was not guilty of burglary, the state was permitted to test the credibility of this approach by providing an alternative reason for the earlier guilty pleas.

Affirmed.

STONE and POLEN, JJ., concur.


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Citator

Cited By

  • …ea of “intentional dishonesty.” Cf. Wilcox v. State, 143 So. 3d 359, 373 (Fla. 2014) (noting that prosecutor may refute “false impression” witness gives about conviction (citing Fotopoulos v. State, 608 So. 2d 784, 791 (Fla.1992))); Rogers v. State, 964 So. 2d 221, 223 (Fla. 4th DCA 2007) (discussing circumstances when prosecutor may bring out details about crime). Thus, if counsel had done what Jackson claims should have been done, the jury would likely have heard not only ameliorating circumstances but also…
  • Martino v. State, 964 So. 2d 906 (Fla. 4th DCA 2007)
    …panel as the present case — affirmed a criminal conviction where the accused argued the trial court reversibly erred by allowing the state to cross-examine the defendant at trial concerning the defendant’s prior criminal record. See Rogers v. State, 964 So. 2d 221 (Fla. 4th DCA 2007). In Rogers, the defendant testified on direct that he had pled no contest in his thirteen prior felony convictions “because he was guilty.” Obviously, the intent works to create the inference that he went to trial in this case be…
  • Everton Baker v. State, 102 So. 3d 756 (Fla. 4th DCA 2012)
    …s or her prior convictions in a favorable light at trial, the defendant is considered to have “opened the door” and the state is “entitled to inquire further regarding the convictions to attempt to dispel any misleading impression.” Rogers v. State, 964 So. 2d 221, 223 (Fla. 4th DCA 2007); see also Ross v. State, 913 So. 2d 1184, 1187 (Fla. 4th DCA 2005). Baker’s testimony regarding his bad experiences with the police based on what he perceived to be “profiling,” while perhaps truthful, did not present a com…

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