DANNIE STANFORD HOLDEN, JR., APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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In this Anders appeal, Appellant Holden challenged the trial court's denial of his motion to suppress his confession and the admission of child victim hearsay statements after pleading nolo contendere to attempted sexual battery and resisting an officer. The First District affirmed, holding that neither reserved issue was dispositive because the State did not stipulate to their dispositive nature and the record contained overwhelming evidence supporting conviction regardless of the outcome.
A defendant who pleads nolo contendere may only preserve the right to appeal prior dispositive orders if the State stipulates that the issues are dispositive. Here, the State did not stipulate, and both reserved issues were not dispositive because the record contained overwhelming evidence that the State could have proceeded to trial regardless of the outcome of the appeals on those issues.
[1] A defendant who pleads nolo contendere may only appeal issues that are dispositive of the case, unless the State stipulates to the dispositive nature of the issue.
[2] A trial court must determine whether an issue reserved for appeal is dispositive when a defendant enters a nolo contendere plea.
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Join FLexlaw to unlock all legal intelligence“A defendant who pleads nolo contendere may expressly reserve the right to appeal a prior dispositive order of the lower tribunal.”
Establishes the legal framework for what issues a nolo contendere defendant may preserve for appeal
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Join FLexlaw to unlock all legal intelligenceAppellant entered a plea of nolo contendere to the lesser included charge of attempted sexual battery and resisting an officer without violence. He so…
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In this Anders1 appeal, Appellant entered a plea of nolo contendere to the lesser included charge of attempted sexual battery and resisting an officer without violence. Appellant sought to preserve for appeal the review of the trial court’s denial of his motion to suppress his confession and the trial court’s determination on the admissibility of the child victim’s out-of-court statements to a Child Protective Team (“CPT”) forensic interviewer and the doctor who performed the forensic medical evaluation.
Having pled nolo contendere, Appellant is limited as to the issues that he can raise on direct appeal. Robinson v. State, 373 So.2d 898, 902 (Fla.1979). A defendant who pleads nolo contendere may expressly reserve the right to appeal a prior dispositive order of the lower tribunal. Fla. R.App. P. 9.140(b)(2)(A)(i). A trial court is obligated to determine the dispositive nature of an issue reserved for appeal. See Everett v. State, 535 So.2d 667 (Fla. 2d DCA 1988). Here, the State did not stipulate, and the trial judge erroneously declined to determine that these issues are dispositive, deferring the determination to this court.
We have reviewed the entire record before us and conclude that the two issues reserved for appeal are not disposi-tive. As to the first issue, Appellant’s confession, we note that a defendant who has pled no contest may not preserve as an issue the trial court’s failure to suppress a confession, absent a stipulation by the State that the issue is dispositive of the case. Brown v. State, 376 So.2d 382, 385 (Fla.1979); Leisure v. State, 429 So.2d 434 (Fla. 1st DCA 1983). Here the State at sentencing commented that it did not care if Appellant appealed, concurring with the trial court’s statement that it was not sure that the issue was dispositive and noting that Appellant could “reserve his rights to appeal whatever matters the law allows him to appeal.” We do not consider this a stipulation. Because the State did not stipulate that Appellant’s confession was dispositive, we need not reach the merits of this issue.
As to the second issue, the admissibility of child hearsay statements, we find that the record on appeal contains overwhelming evidence that the State could have proceeded to trial, regardless of whether Appellant successfully argued on appeal that the child hearsay statements were inadmissible. See Williams v. State, — So.3d -, 2012 WL 1109129 (Fla. 1st DCA April 4, 2012) (“An issue is disposi-tive only when it is clear that there will be no trial, regardless of the outcome of the appeal.”) Here, there was testimony from the child victim and an eyewitness who walked in and saw Appellant and the child victim engaged in sexual conduct. Accord*904ingly, we affirm Appellant’s judgment and sentence.
AFFIRMED.
BENTON, C.J., concurs in the judgment with opinion; SWANSON, J., dissents with opinion.
concurring in the judgment.
It is important that the defendant understand what the consequences of his or her plea are, including what can and cannot be reviewed on direct appeal, at the time the plea is entered. As we recently explained in Williams v. State, — So.3d -, 2012 WL 1109129 (Fla. 1st DCA Apr. 4, 2012), following supreme court precedent on the point, see Brown v. State, 876 So.2d 382, 384 (Fla.1979) and State v. Ashby, 245 So.2d 225, 228 (Fla.1971):
A defendant who pleads no contest may expressly reserve the right to appeal a prior dispositive order of the lower tribunal. Fla. R.App. P. 9.140(b)(2)(A)(i). An issue is dispositive only when it is clear that there will be no trial, regardless of the outcome of the appeal. Fuller v. State, 748 So.2d 292, 294 (Fla. 4th DCA 1999).
Williams, — So.3d at -. See also Morgan v. State, 486 So.2d 1356, 1357 (Fla. 1st DCA 1986) (“[W]e cannot reach that issue because the trial court’s rulings are not dispositive.”). Whether a ruling is dispositive is a question for the trial court, and not for us, in the first instance, because it is imperative that the defendant’s plea be voluntary and intelligent.
Here, as in Williams, “the record is not inconsistent with the view that appellant’s plea was induced by assurances that [certain] issues would be addressed on direct appeal.” — So.3d at -. (Benton, C.J., concurring). Here, as in Williams, however, no relief is available on the present appeal from a conviction predicated on a plea that was not intelligent, in the absence of a motion to withdraw the plea in the trial court. See Leonard v. State, 760 So.2d 114, 119 (Fla.2000) (“A summary disposition ... will advance the interests of judicial economy and fulfill the purposes of the Criminal Appeals Reform Act by efficiently disposing of appeals where the defendant pleaded ... nolo contendere and the appeal ... does not present ... a legally dispositive issue that was expressly reserved for appellate review pursuant to section 924.051(4).”). Possibly without counsel, appellant is left to avail himself of “Florida Rule of Criminal Procedure 3.850 [which] contemplates collateral relief from convictions predicated on pleas that are not voluntary and intelligent. Fla. R.Crim. P. 3.850(a)(1) and (5).” Williams, — So.3d at - (Benton, C.J., concurring).
dissenting.
I respectfully dissent.
In this case, Appellant entered a plea of no contest and sought to preserve for appeal his motion to suppress a purported confession as well as the trial court’s ruling on the admissibility of child hearsay. When a trial court receives a plea pursuant to Florida Rule of Criminal Procedure 3.172, and the defendant seeks to reserve a question of law for appeal, it is well settled that the trial court is obligated to determine the dispositive nature of the question or questions. Everett v. State, 535 So.2d 667 (Fla. 2d DCA 1988). The majority has concluded, in essence, as a matter of judicial economy and based upon review of the entire record, to affirm. There is authority for such action. Rust v. State, 742 So.2d 471 (Fla. 2d DCA 1999).
Nonetheless, without a ruling from the trial court as to whether the above two issues were dispositive, I am of the opinion this case should be remanded to the trial court for appropriate findings.
*905As discussed in Judge Benton’s concurring opinion, one could reasonably conclude Appellant’s plea was induced by a belief that the trial court rulings on the confession and child hearsay issues would be addressed on appeal. Remand, as contemplated by this dissent, would result in further proceedings where the defendant had the benefit of counsel. At that point, the defendant would at least have the opportunity to further consider, with the benefit of counsel, whether to file a motion for relief from judgment. Fla. R.Crim. P. 3.850(A)(5). Given the totality of this record, I conclude the Appellant should be given that opportunity.
BENTON, C.J.,
concurring in the judgment.
It is important that the defendant understand what the consequences of his or her plea are, including what can and cannot be reviewed on direct appeal, at the time the plea is entered. As we recently explained in Williams v. State, — So. 3d -, 2012 WL 1109129 (Fla. 1st DCA Apr. 4, 2012), following supreme court precedent on the point, see Brown v. State, 876 So. 2d 382, 384 (Fla.1979) and State v. Ashby, 245 So. 2d 225, 228 (Fla.1971):
A defendant who pleads no contest may expressly reserve the right to appeal a prior dispositive order of the lower tribunal. Fla. R.App. P. 9.140(b)(2)(A)(i). An issue is dispositive only when it is clear that there will be no trial, regardless of the outcome of the appeal. Fuller v. State, 748 So. 2d 292, 294 (Fla. 4th DCA 1999).
Williams, — So. 3d at -. See also Morgan v. State, 486 So. 2d 1356, 1357 (Fla. 1st DCA 1986) (“[W]e cannot reach that issue because the trial court’s rulings are not dispositive.”). Whether a ruling is dispositive is a question for the trial court, and not for us, in the first instance, because it is imperative that the defendant’s plea be voluntary and intelligent.
Here, as in Williams, “the record is not inconsistent with the view that appellant’s plea was induced by assurances that [certain] issues would be addressed on direct appeal.” — So. 3d at -. (Benton, C.J., concurring). Here, as in Williams, however, no relief is available on the present appeal from a conviction predicated on a plea that was not intelligent, in the absence of a motion to withdraw the plea in the trial court. See Leonard v. State, 760 So. 2d 114, 119 (Fla.2000) (“A summary disposition ... will advance the interests of judicial economy and fulfill the purposes of the Criminal Appeals Reform Act by efficiently disposing of appeals where the defendant pleaded ... nolo contendere and the appeal ... does not present ... a legally dispositive issue that was expressly reserved for appellate review pursuant to section 924.051(4).”). Possibly without counsel, appellant is left to avail himself of “Florida Rule of Criminal Procedure 3.850 [which] contemplates collateral relief from convictions predicated on pleas that are not voluntary and intelligent. Fla. R.Crim. P. 3.850(a)(1) and (5).” Williams, — So. 3d at - (Benton, C.J., concurring).
SWANSON, J.,
dissenting.
I respectfully dissent.
In this case, Appellant entered a plea of no contest and sought to preserve for appeal his motion to suppress a purported confession as well as the trial court’s ruling on the admissibility of child hearsay. When a trial court receives a plea pursuant to Florida Rule of Criminal Procedure 3.172, and the defendant seeks to reserve a question of law for appeal, it is well settled that the trial court is obligated to determine the dispositive nature of the question or questions. Everett v. State, 535 So. 2d 667 (Fla. 2d DCA 1988). The majority has concluded, in essence, as a matter of judicial economy and based upon review of the entire record, to affirm. There is authority for such action. Rust v. State, 742 So. 2d 471 (Fla. 2d DCA 1999).
Nonetheless, without a ruling from the trial court as to whether the above two issues were dispositive, I am of the opinion this case should be remanded to the trial court for appropriate findings. As discussed in Judge Benton’s concurring opinion, one could reasonably conclude Appellant’s plea was induced by a belief that the trial court rulings on the confession and child hearsay issues would be addressed on appeal. Remand, as contemplated by this dissent, would result in further proceedings where the defendant had the benefit of counsel. At that point, the defendant would at least have the opportunity to further consider, with the benefit of counsel, whether to file a motion for relief from judgment. Fla. R.Crim. P. 3.850(A)(5). Given the totality of this record, I conclude the Appellant should be given that opportunity.
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Damanta Jamar Murphy v. State, 149 So. 3d 1163 (Fla. 1st DCA 2014)…istaken assurances of defense counsel and the trial court that Mr. Murphy’s plea reserved his ability to appeal the denial of the motion to suppress bring into question the “voluntary and intelligent” nature of Appellant’s plea. See Holden v. State, 90 So. 3d 902, 904 (Fla. 1st DCA 2012) (Benton, C.J., concurring). At this point in time, it is too late for Mr. Murphy to file a motion to withdraw his plea pursuant to rule 3.170(í) and thus too late to preserve the issue for appeal as otherwise allowed under…
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Le Boss v. State, 359 So. 3d 436 (Fla. 1st DCA 2023)…ed issue as dispositive. Without a State stipulation to dispositiveness, Le Boss cannot prevail in this appeal unless the reserved issue was actually dispositive of the case, which we now address. § 924.051(4), Fla. Stat.; see also Holden v. State, 90 So. 3d 902, 903 (Fla. 1st DCA 2012) (holding that the lack of a State stipulation of dispositiveness “defer[s] the determination to this court”). “An issue is dispositive only when it is clear that there will be no trial, regardless of the outcome of the appea…
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Previewing 3 of 4 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (11 total)
- Anders v. California, 386 U.S. 738 (U.S. 1967)
- Gissendanner v. State, 373 So. 2d 898 (Fla. 1979)
- Robinson v. State, 373 So. 2d 898 (Fla. 1979)
- Leonard v. State, 760 So. 2d 114 (Fla. 2000)
- State v. Ashby, 245 So. 2d 225 (Fla. 1971)
- Brown v. State, 376 So. 2d 382 (Fla. 1979)
- Morgan v. State, 486 So. 2d 1356 (Fla. 1st DCA 1986)
- Everett v. State, 535 So. 2d 667 (Fla. 2d DCA 1988)
- Leisure v. State, 429 So. 2d 434 (Fla. 1st DCA 1983)
- Fuller v. State, 748 So. 2d 292 (Fla. 4th DCA 1999)