DWIGHT BRUNOEHLER AS SHAREHOLDER, ETC., APPELLANT,
v.
ALAN BURGER, MCDONALD HOPKINS, ET AL., APPELLEES

Fla. 5th DCA | 2013-03-01
No. 5D11-3194
TORPY and EVANDER, JJ., concur.
108 So. 3d 733 Florida District Court of Appeal, Fifth District (2013)

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Synopsis

A shareholder's lawsuit was dismissed with prejudice when the plaintiff's Florida attorney withdrew and the California attorney (who filed the extension request without Florida counsel) was deemed unable to practice in Florida. The appellate court reversed, holding that the trial court erred by dismissing the action without allowing the plaintiff an opportunity to cure the procedural defect through amended pleadings.


Holding

The dismissal was improper and must be reversed and remanded. Although the pleading filed by the California attorney was technically defective under Florida's rules governing unauthorized practice of law, the trial court should have granted the amendment to allow the case to proceed on the merits rather than dismissing with prejudice, particularly where the plaintiff was not notified of the withdrawal or the court's order and the delay was not the plaintiff's fault.


Headnotes

[1] A stipulation for withdrawal of counsel, which includes a condition for dismissal with prejudice if a subsequent pleading is not timely filed, is enforceable.

[2] A pleading filed by an attorney not licensed to practice in the jurisdiction is a nullity.

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Key Quotes

“we believe that the policy of allowing cases to be decided on the merits whenever possible and the protection of litigants from the dangers associated with the unlicensed practice of law are best served by a rule of law that allows amendments of these defective pleadings without requiring the establishment of excusable neglect.”

Establishes the governing legal standard that courts should allow amendment of defective pleadings to protect litigants rather than dismiss cases on technical procedural grounds.

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Facts & Procedural History

Appellant's action was originally filed in October 2008 by a California attorney with Florida counsel assisting. The Florida attorney, frustrated with…

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Opinion of the Court
HARRIS, C.M., Senior Judge.

HARRIS, C.M., Senior Judge.

This lingering litigation1 came to a head when one of the attorneys of record elected to withdraw. Appellant’s action was originally filed by a California attorney unauthorized to practice in Florida but who had appropriate Florida counsel to assist. The problem arose when the Florida attorney became frustrated with the pace of litigation and moved to withdraw.

The Florida attorney, the California attorney, and the defense attorney entered into a stipulation agreeing to the withdrawal, but stipulating that the Florida attorney would be replaced and a third amended complaint would be filed within thirty days of the order approving the stipulation. It was also agreed that if the complaint was not timely filed, the action would be dismissed with prejudice.

A copy of the order was sent to an outdated address for the California attorney 2 and he did not get his copy until five days before the thirty days had run. The California attorney filed for an extension of time and attached a copy of a proposed third amended complaint. The defense objected to the extension and moved to strike Appellant’s application urging, among other things, that since there was no Florida attorney in the case, the pleading was a nullity. The court struck the application, finding it was “filed by a non-Florida lawyer in violation of the rules and this Court’s order and is thus a nullity.” The court then dismissed the action with prejudice. This appeal follows.

Appellant, through new Florida counsel, points out two problems with the trial court’s dismissal. First, the record does not reflect that Appellant was ever notified by either of his attorneys about the withdrawal. Second, there is no indication that the court’s order permitting the withdrawal was provided to Appellant.

In a somewhat similar case, the Florida Supreme Court emphasized that the unwary litigant should be protected:

[W]e believe that the policy of allowing cases to be decided on the merits whenever possible and the protection of litigants from the dangers associated with the unlicensed practice of law are best served by a rule of law that allows amendments of these defective pleadings without requiring the establishment of excusable neglect.

Torrey v. Leesburg Reg’l Med. Ctr., 769 So.2d 1040, 1041-42 (Fla.2000).

Although this case has proceeded very slowly during its lengthy stay in the system, it does not appear to be the fault of Appellant. Torrey requires that the court grant the amendment and allow the parties to proceed to trial on the merits.

REVERSED and REMANDED.

TORPY and EVANDER, JJ., concur.


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