CHARLES FRANCIS
v.
STATE OF FLORIDA

Fla. 1st DCA | 2018-05-31
No. 16-5244
248 So. 3d 263 Florida District Court of Appeal, First District (2018) Positive Treatment
Cited by 2 cases

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Holding

A trial court must hold a competency hearing before finding a defendant competent, and a pro se defendant cannot knowingly and intelligently waive the right to such a hearing.


Headnotes

[1] A trial court must provide a defendant with a clear opportunity to be heard and present evidence before finding the defendant competent to stand trial, and silence or fai…

[2] A pro se defendant cannot knowingly and intelligently waive the right to have the court determine competency to stand trial because it is contradictory to find a defendan…

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Key Quotes

“it is contradictory to argue that a defendant may be incompetent, and yet knowingly or intelligently 'waive' his right to have the court determine his capacity to stand trial”

The court explained why a pro se defendant cannot validly waive competency determination

Facts & Procedural History

Charles Francis, representing himself, was found competent to stand trial based solely on a court-appointed doctor's report without a hearing or oppor…

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Opinion of the Court

FIRST DISTRICT COURT OF APPEAL

STATE OF FLORIDA _____________________________

No. 1D16-5244 _____________________________

CHARLES FRANCIS,

Appellant,

v. STATE OF FLORIDA,

Appellee.

_____________________________

On appeal from the Circuit Court for Duval County. Jack Schemer, Judge.

May 31, 2018 PER CURIAM.

Appellant challenges his criminal judgment and sentence, arguing that the trial court erred by not holding a hearing before finding him competent to stand trial. The state responds that Appellant waived his right to a competency hearing because the order finding him competent says that he did.

There are two problems with the state’s argument.

First, there is no record support for the trial court’s finding of waiver. Although Appellant did not object when the trial court read into the record the report of the court-appointed doctor who evaluated him and found him competent, there is no indication that Appellant affirmatively waived his right to a hearing and the court never gave him an opportunity to present evidence or to be heard on the issue. Cf. Charles v. State, 223 So. 3d 318, 329-

Second, even if the finding of waiver was supported by the record, the waiver would have been ineffective because Appellant was representing himself below and “it is contradictory to argue that a defendant may be incompetent, and yet knowingly or intelligently ‘waive’ his right to have the court determine his capacity to stand trial.” Reynolds v. State, 177 So. 3d 296, 299 (Fla. 1st DCA 2015) (quoting Pate v. Robinson, 383 U.S. 375, 384 (1966)); see also Sheheane v. State, 228 So. 3d 1178, 1181 (Fla. 1st DCA 2017) (“The nature of competency goes to the heart of whether a defendant has the capacity to make a cogent, legally binding decision. To find, as the trial court did here, there were reasonable grounds to believe Appellant may be incompetent, and then allow that same potentially incompetent individual to waive his right to determine competency, does not comport with due process.”).

Although the trial court erred, we reject Appellant’s argument that this error necessarily requires a new trial in this case. “[P]recedent provides that ‘a retroactive determination of competency is possible’ when ‘there are a sufficient number of expert and lay witnesses who have examined or observed the defendant contemporaneous with trial available to offer pertinent evidence at a retrospective hearing,’” Zern v. State, 191 So. 3d 962, 965 (Fla. 1st DCA 2016) (quoting Dougherty v. State, 149 So. 3d 672, 678-79 (Fla. 2014)), and we cannot say from our review of the record that a retroactive competency determination would be impossible in this case. Accordingly, as we have done in other cases presenting this error, we reverse and remand for a retroactive determination of competency. See, e.g., Sheheane, 228 So. 3d at 1181. If the trial court is unable to make a retroactive competency determination or if the court determines that Appellant was not competent at the time of trial, a new trial will be required so long as Appellant is and remains competent on remand. Id.

REVERSED and REMANDED with instructions.

WETHERELL, RAY, and OSTERHAUS, JJ., concur.

_____________________________ Not final until disposition of any timely and authorized motion under Fla. R. App. P. 9.330 or 9.331.

_____________________________

Andy Thomas, Public Defender, and Kasey Lacey, Assistant Public Defender, Tallahassee, for Appellant. Pamela Jo Bondi, Attorney General, and Steven Edward Woods, Assistant Attorney General, Tallahassee, for Appellee.

Footnotes
30 (Fla. 4th DCA 2017) (rejecting defendant’s argument that trial court’s competency determination did not comport with the rules of criminal procedure because the court provided the defendant a “clear opportunity” to present additional testimony and evidence after the court received and reviewed the court-appointed doctor’s report finding the defendant competent).

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