TAYON L. ALEXANDER
v.
STATE

Fla. 5th DCA | 2018-09-03
No. 17-1977
Pope, J., Orfinger, J., Torpy, J., Berger, J.
Florida District Court of Appeal, Fifth District (2018)

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Holding

A trial court commits fundamental error by failing to conduct a competency hearing and make a competency determination after appointing an expert, and the conviction must be reversed and remanded for a nunc pro tunc competency evaluation if sufficient expert and lay witnesses are available.


Headnotes

[1] A trial court commits fundamental error by failing to conduct a competency hearing and enter a written competency order after appointing an expert to examine the defendan…

[2] A nunc pro tunc competency evaluation may be conducted on remand if sufficient expert and lay witnesses who examined or observed the defendant contemporaneous with trial…

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Key Quotes

“a nunc pro tunc competency evaluation [can] be done where 'there are a sufficient number of expert and lay witnesses who have examined or observed the defendant contemporaneous with trial available to offer pertinent evidence at a retrospective hearing.'”

The court explaining the standard for when a retrospective competency evaluation is permissible, quoting Dougherty v. State.

Facts & Procedural History

Alexander was convicted of aggravated child abuse. Prior to trial, the defense moved for a competency determination, the trial court granted the motio…

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Opinion of the Court
Berger

IN THE DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA

FIFTH DISTRICT

NOT FINAL UNTIL TIME EXPIRES TO

FILE MOTION FOR REHEARING AND

DISPOSITION THEREOF IF FILED

TAYON L. ALEXANDER,

Appellant,

v. Case No. 5D17-1977

STATE OF FLORIDA,

Appellee.

________________________________/

Opinion filed September 7, 2018

Appeal from the Circuit Court for Marion County, Willard Pope, Judge.

James S. Purdy, Public Defender, and Susan A. Fagan, Assistant Public Defender, Daytona Beach, for Appellant.

Pamela Jo Bondi, Attorney General, Tallahassee, and Marjorie Vincent-Tripp, Assistant Attorney General, Daytona Beach, for Appellee.

PER CURIAM.

Tayon L. Alexander appeals his judgment and sentence for aggravated child abuse. He argues, in part, that the trial court erred by failing to conduct a competency hearing and enter a competency order. The State concedes error. We agree and reverse in part. We affirm all other issues on appeal without discussion.

221 So. 3d at 641-42 (citations omitted).

AFFIRMED in part; REVERSED in part, and REMANDED with instructions for proceedings consistent with this opinion.

ORFINGER, TORPY and BERGER, JJ., concur.

Footnotes
2 Prior to trial, defense counsel moved for a competency determination pursuant to Florida Rule of Criminal Procedure 3.210(b). The trial court granted the motion and appointed an expert to examine Alexander. However, the record does not indicate that any competency hearing was held or contain an order adjudicating competency. The State correctly concedes that the trial court fundamentally erred by failing to conduct a competency hearing and make a competency determination. See Dougherty v. State, 149 So. 3d 672, 677–78 (Fla. 2014); Deferrell v. State, 199 So. 3d 1056, 1060–61 (Fla. 4th DCA 2016). Whether the court can remedy the error by conducting a retrospective competency determination depends on the circumstances of each case. See Dougherty, 149 So. 3d at 679. This case is similar to the situations addressed in Baker v. State, 221 So. 3d 637 (Fla. 4th DCA 2017), and Silver v. State, 193 So. 3d 991 (Fla. 4th DCA 2016), where the defendants proceeded to trial after the trial courts appointed experts for competency evaluations but did not make independent determinations regarding the defendants' competence. Baker, 221 So. 3d at 639; Silver, 193 So. 3d at 992–93. In those cases, the Fourth District remanded to conduct a retrospective examination, if possible, recognizing that a nunc pro tunc evaluation can be done in certain limited circumstances. Baker, 221 So. 3d at 641; Silva, 193 So. 3d at 993-94. Specifically, the Florida Supreme Court has held that “a nunc pro tunc competency evaluation [can] be done where ‘there are a sufficient number of expert and lay witnesses who have examined or observed the defendant contemporaneous with trial available to offer pertinent evidence at a retrospective hearing.’” Dougherty, 149 So. 3d at 679 (quoting Mason v. State, 489 So. 2d 734, 737 (Fla. 1986)).
3 Consequently, we reverse Alexander’s conviction and sentence. We remand for further proceedings with the same instructions given in Baker: [O]n remand, if the court can make a nunc pro tunc finding as to appellant's competency based upon the existence of evaluations performed contemporaneous with trial and without relying solely on a cold record, and can do so in a manner which abides by due process guarantees, then it should do so and enter a corresponding written order. However, if the court finds, for any reason, that an evaluation of appellant's competency at the time of trial cannot proceed in a way that ensures appellant's due process rights, then the court should adjudicate h[is] current competency and, if [he] is competent, conduct a new trial on all counts.

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