HECTOR ANDUJAR-SANCHEZ
v.
STATE OF FLORIDA

Fla. 1st DCA | 2019-01-25
No. 17-3393
Wolf, J., Lewis, J., Ray, J., Cox, J.
264 So. 3d 290 Florida District Court of Appeal, First District (2019)

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Holding

A defendant states a facially sufficient claim for ineffective assistance of counsel under Rule 3.850 by alleging that counsel obtained an order for a mental health evaluation but failed to follow through with the evaluation before the defendant entered a guilty plea, and such claims are cognizable even when the defendant did not raise the competency issue during the plea colloquy.


Headnotes

[1] A defendant states a facially sufficient claim for ineffective assistance of counsel by alleging that counsel obtained an order for a mental health evaluation but failed…

[2] A postconviction court errs by summarily denying an ineffective assistance claim based on counsel's failure to pursue a competency evaluation when the defendant's factual…

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Key Quotes

“A claim that counsel failed to investigate a defendant's mental health or seek a competency determination is cognizable in a rule 3.850 motion.”

Establishes that ineffective assistance claims based on failure to pursue competency evaluations are proper subjects of postconviction relief.

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Facts & Procedural History

Appellant alleged his counsel was aware of his mental illnesses and obtained an order authorizing a mental health evaluation but failed to ensure the …

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Opinion of the Court
Ray

FIRST DISTRICT COURT OF APPEAL

STATE OF FLORIDA

_____________________________

No. 1D17-3393 _____________________________

HECTOR ANDUJAR-SANCHEZ,

Appellant,

v.

STATE OF FLORIDA,

Appellee. _____________________________

On appeal from the Circuit Court for Duval County. Angela M. Cox, Judge.

January 25, 2019

WOLF, J.

Hector Andujar-Sanchez, appellant, challenges the summary denial of his motion filed pursuant to Florida Rule of Criminal Procedure 3.850. We find one issue raised by appellant has merit. The trial court erred in failing to conduct an evidentiary hearing on appellant’s claim that counsel was ineffective for failing to obtain a competency evaluation.

Appellant alleged his counsel was aware that he was incompetent due to numerous mental illnesses. He asserted counsel obtained an order authorizing a mental health evaluation but failed to ensure the evaluation was completed. Instead, counsel permitted appellant to enter a guilty plea without objection. Appellant alleged he was unable to effectively

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communicate with his trial counsel or to exercise his constitutional rights essential to a fair trial due to his incompetence.

The postconviction court summarily denied this claim, finding it was conclusively refuted by the record. The court found that appellant failed to raise this issue in one of his motions seeking new counsel, during his plea colloquy, or in a motion to withdraw his plea. When entering his plea, appellant signed a written plea agreement form that stated he was “not under the influence of any . . . condition (physical, mental, or emotional), which interferes with my appreciation of the entire plea agreement,” and that he was “completely satisfied with the services rendered by my attorney.” During the plea colloquy, the court did not ask appellant about his competence, though the court elicited confirmation from appellant that “every word” of the written plea agreement was “true.” Thus, the postconviction court found the record conclusively refuted appellant’s claim.

The postconviction court effectively placed the burden on appellant to have the wherewithal to understand his own incompetence and to personally bring it to the trial court’s attention despite being represented by counsel. This was error. “A claim that counsel failed to investigate a defendant’s mental health or seek a competency determination is cognizable in a rule 3.850 motion.” Akins v. State, 247 So. 3d 687, 689 (Fla. 1st DCA 2018).

In Akins, the defendant alleged counsel knew he had a long history of mental illness and obtained an order appointing a mental health expert to conduct an evaluation; however, an evaluation was never conducted and there was no hearing or determination on his sanity or competency. Id. He argued he was prejudiced because he was incompetent to stand trial and would have been declared insane at the time the offense was committed. Id. This court found this claim was facially sufficient because it “demonstrates that his attorney had serious concerns regarding his sanity and competency, yet allegedly failed to follow through with the mental health evaluation authorized by the court.” Id.

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Similarly in Jackson v. State, 29 So. 3d 1161, 1162 (Fla. 1st DCA 2010), this court found a defendant raised a legally sufficient claim by alleging “he was incompetent and did not understand the consequences of his plea, that he had a history of mental illness, had not taken his schizophrenia medication, was suffering from delusions and hearing voices at the time of the plea and that he informed counsel of his condition.” 29 So. 3d at 1162. This claim was not refuted by a transcript of the defendant’s plea colloquy because his “mental competency was never addressed.” Id. Cf. Luckey v. State, 979 So. 2d 353, 354 (Fla. 5th DCA 2008) (finding claim that counsel was ineffective for failing to obtain a mental health examination or take other actions relevant to the defendant’s mental health was insufficient where the defendant “has not asserted in his motion that he actually was incompetent to proceed to trial or insane at the time of his offense”).

Here, as in Akins, appellant sufficiently alleged that he was incompetent, and his counsel had serious concerns regarding his competency yet failed to follow through with the mental health evaluation authorized by the court. Like in Jackson, appellant’s competence was not discussed during the plea colloquy. Appellant sufficiently alleged prejudice by stating he was incompetent and unable to communicate effectively with his counsel. “Where no evidentiary hearing is held below, we must accept the defendant’s factual allegations in the motion as true to the extent they are not refuted by the record.” Akins, 247 So. 3d at 689. Because the limited record before us does not refute appellant’s facially sufficient claim, we remand for the postconviction court to conduct an evidentiary hearing on this claim. We affirm the denial of the remaining claims.

AFFIRMED in part, REVERSED in part, REMANDED. LEWIS and RAY, JJ., concur.

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_____________________________

Not final until disposition of any timely and authorized motion under Fla. R. App. P. 9.330 or 9.331. _____________________________

Hector Andujar-Sanchez, pro se, Appellant.

Ashley Brooke Moody, Attorney General, and Anne C. Conley, Assistant Attorney General, Tallahassee, for Appellee.


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