UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE,
v.
JEFFREY D. VAN DE WALKER, DEFENDANT-APPELLANT

11th Cir. | 1998-05-26
No. 96-3542
Before ANDERSON and BIRCH, Circuit Judges, and COHILL , Senior District Judge.
141 F.3d 1451 Court of Appeals for the Eleventh Circuit (1998) Positive Treatment
Cited by 8 cases

Opinion of the Court
ANDERSON, Circuit Judge:

ANDERSON, Circuit Judge: Appellant Jeffrey D.

Van De Walker was convicted by a jury of theft of government property in violation of 18 U.S.C. § 641.

Van De Walker argues on appeal that his trial was fundamentally unfair because the district court did not conduct a sua sponte, on-the-record inquiry into whether he knowingly, voluntarily, and intelligently waived his right to testify at trial.

Van De Walker did not testify at his trial and did not assert his right to testify in the district court.

He does not contend that his attorney failed to advise him of his right to testify or prevented him from testifying on his own behalf, and thus Van De Walker concedes that he is unable to raise an ineffective assistance of counsel claim.

Instead, Van De Walker contends that in order to safeguard a criminal defendant’s fundamental constitutional right to testify at trial, a trial court is constitutionally required to conduct a sua sponte, on-the-record inquiry into whether a criminal defendant’s waiver of the right to testify was knowing, voluntary, and intelligent.

Purely legal questions relating to a defendant’s claim of a constitutional violation are reviewed de novo.

Agan v. Vaughn, 119 F. 3d 1538, 1541 (11th Cir.1997), cert. denied, - U.S. --, 118 S.Ct. 1305, 140 L.Ed.2d 470 (1998).

In United States v. Teague, 953 F. 2d 1525, 1534 (11th Cir.1992) (en banc), we recognized that a criminal defendant has a fundamental constitutional right to testify on his own behalf at trial, but we concluded that “[b]ecause it is primarily the responsibility of defense counsel to advise the defendant of his right to testify and thereby to ensure that the right is protected,” an ineffective assistance of counsel claim is the appropriate vehicle for a criminal defendant to raise an alleged violation of his right to testify.

In reaching this conclusion, we noted that “it would be inappropriate to require the trial court to discuss this choice with the defendant.

Such a requirement would unnecessarily intrude into the attorney-client relationship and could unintentionally influence the defendant in his or her choice.”

Id. at 1533 n. 8 (citing United States v. Wagner, 834 F. 2d 1474, 1483 (9th Cir.1987)).

Other federal circuit courts consistently have held that a trial court has no sua sponte duty to explain to a criminal defendant that he has a right to testify or to conduct an on-the-record inquiry into whether a defendant that is not testifying has waived the right knowingly, voluntarily, and intelligently.

See Brown v. Artuz, 124 F. 3d 73, 79 (2d Cir.1997), cert. denied, — U.S. -, 118 S.Ct. 1077, 140 L.Ed.2d 135 (1998); United States v. Ortiz, 82 F. 3d 1066, 1071 (D.C.Cir.1996); United States v. Pennycooke, 65 F. 3d 9,11 (3rd Cir.1995); United States v. Brimberry, 961 F. 2d 1286, 1289-90 (7th Cir. 1992); United States v. McMeans, 927 F. 2d 162, 163 (4th Cir.1991); United States v. Edwards, 897 F. 2d 445, 446-47 (9th Cir. 1990); Siciliano v. Fose, 834 F. 2d 29, 30 (1st Cir.1987); United States v. Janoe, 720 F. 2d 1156, 1161 (10th Cir.1983).

We conclude that United States v. Teague controls the instant case and we join the other circuit courts in rejecting Van De Walker’s argument that whenever a criminal defendant does not testify at trial there is a per se requirement that the district court advise the defendant of his right to testify and conduct an on-the-record inquiry into whether a non-testifying defendant knowingly, voluntarily, and intelligently waived the right to testify.

For the foregoing reasons, we conclude that the judgment of the district court should be affirmed.

AFFIRMED. . A criminal defendant’s constitutional right to testily at trial was recognized by the Supreme Court in Rock v. Arkansas, 483 U.S. 44, 49, 107 S.Ct. 2704, 2708, 97 L.Ed.2d 37 (1987). .

We note that other circuit courts have held that although a trial judge generally is not required to advise a criminal defendant of the right to testify or to obtain an on-the-record waiver of such right, " 'judicial interjection through a direct colloquy with the defendant may be required’ in 'exceptional, narrowly defined circumstances.’ ” Artuz, 124 F. 3d at 79 n. 2 (quoting Pennycooke, 65 F. 3d at 12) (noting that this duty might arise if the trial judge has reason to believe that defense counsel is frustrating the defendant’s desire to testify, where the defendant has expressed his desire to testify to the court, or where there appears to be no rational explanation for the defendant's decision not to testify).

We have no occasion in the instant case to address that issue because Van De Walker did not allege any exceptional circumstances warranting a departure from the general rule that a trial judge has no duty to conduct a sua sponte inquiry into the voluntariness of a defendant’s decision not to testify at trial. .Van De Walker also contends that certain questioning of a witness by the district court was prejudicial and thus prevented him from receiving a fair trial.

Van De Walker concedes that he failed to object to the district court’s questioning at the time the question was asked or at the next available opportunity when the jury was not present.

Because Van De Walker failed to object to the alleged error during trial, his objection will be deemed waived unless it constitutes plain error. See Hanson v. Waller, 888 F. 2d 806, 813 (11th Cir.1989).

After reviewing the record, we readily conclude that the district court's questioning did not constitute plain error.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • United States v. Nelida Rodriguez, 751 F.3d 1244 (11th Cir. 2014)
    …for clear error. United States v. Valladares, 544 F. 3d 1257, 1269 (11th Cir.2008). Whether an action taken by a district court amounts to a constitutional violation is a question of law subject to de novo review. See United States v. Van De Walker, 141 F. 3d 1451, 1452 (11th Cir.1998). The district court was required to order restitution in this case under the Mandatory Victims Restitution Act of 1996, 18 U.S.C. § 3663A (2006). Under this Act, a person convicted of any crime against property, including any…
  • United States v. Anderson, 1 F.4th 1244 (11th Cir. 2021)
    …onduct a sua sponte, on-the-record inquiry into whether the defendant had knowingly, USCA11 Case: 18-13947 Date Filed: 06/15/2021 Page: 17 of 56 voluntarily, and intelligently waived his right to testify at a trial. United States v. Van De Walker, 141 F.3d 1451, 1451 (11th Cir. 1998). Van De Walker never contended on appeal that his attorney failed to advise him of his right to testify or prevented him from testifying. Id. at 1452. That is, unlike Teague, he was not arguing that he was unaware that he had…
  • United States v. Alphonso I. Waters, Jr., 937 F.3d 1344 (11th Cir. 2019)
    …that the district court advise the defendant of his right to testify and conduct an on-the-record inquiry into whether a non-testifying defendant knowingly, voluntarily, and intelligently waived the right to testify." United States v. Van De Walker, 141 F.3d 1451, 1452 (11th Cir. 1998). So why does he contend that the district court committed reversible error? Because he was the “only person in a position to refute the prosecution's case," thereby making his situation "exceptional." We don't accept that as…

Previewing 3 of 5 citing cases — full citator treatment, depth of discussion, and citing context are member features.

Join FLexlaw to unlock all legal intelligence

Authorities Cited

Full citator, related cases, and AI research tools

Open in FLexlaw