QUEBELL P. PARKER, SANDRA SKYPEK, CHARLES PARKER, INDIVIDUALLY, AS ATTORNEYS IN FACT FOR QUEBELL PARKER, AND IN THE NAME OF QUEBELL PARKER, PLAINTIFFS-APPELLANTS,
v.
SCRAP METAL PROCESSORS, INC., A GEORGIA CORPORATION, L.B. RECYCLING, INC., A GEORGIA CORPORATION, J. WAYNE MADDOX, INDIVIDUALLY AND AS THE SUCCESSOR IN INTEREST TO L.B. RECYCLING, INC., DEFENDANTS-APPELLEES
FAY, Circuit Judge: Quebell Parker and her children, Sandra Skypek and Charles Parker (“plaintiff’), appeal the district court’s denial of her Motion to Show Cause as to why Scrap Metal Processors, Inc. (“SMP”) and J.
Wayne Maddox (together: “defendant”), have failed to comply with this Court’s order in Parker v. Scrap Metal Processors, Inc., 386 F. 3d 993 (11th Cir.2004), to obtain a solid waste handling permit and to implement a legally sufficient Storm Water Pollution Prevention Plan (“SWPPP”).
Additionally, this Court ordered a retrial as to damages only, on plaintiffs state tort claims.
Rather than conduct the retrial, the district court dismissed the case for lack of subject-matter jurisdiction pursuant to 28 U.S.C. § 1367(c), which the plaintiff also appeals.
For the reasons set forth below, we reverse as to the dismissal for lack of subject-matter jurisdiction and the denial of the motion to show cause with regard to obtaining a solid waste handling permit.
However, we affirm, without prejudice, the district court’s denial of the motion to show cause as to the implementation of the SWPPP. I.
BACKGROUND Plaintiffs family has owned the property at 9144 Washington Street, Covington, Georgia (“Parker property”) for approximately fifty years.
The adjacent property, at 8194 Washington Street (“defendant property”), has had a junkyard/scrap metal yard operating on it since the 1960s or 1970s. J.
Wayne Maddox took over the junkyard and scrap metal yard operation in or about 1990, and acquired ownership of the property in 1994.
Plaintiff filed this action on April 10, 2002, against defendant and its predecessors in interest, alleging negligence, negligence per se, nuisance, trespass, violations of the Clean Water Act (“CWA”) 33 U.S.C. §§ 1251-1386, the Resource Conservation and Recovery Act (“RCRA”) 42 U.S.C. §§ 6901-6992k, and various state environmental statutes.
On August 8, 2003, after a jury trial, the Northern District of Georgia entered judgment in favor of plaintiff on all counts.
Defendant was ordered to pay a total of $1 million in damages to the plaintiff, and pay civil fines for its CWA and RCRA violations to the government.
Defendant was further ordered to implement a Storm Water Pollution Prevention Plan, and to obtain a solid waste handling permit from the Georgia Environmental Protection Division (“EPD”).
The defendant appealed the district court’s findings of liability under the CWA and the RCRA, as well as the award of damages.
Parker v. Scrap Metal Processors, Inc., 386 F. 3d 993, 1000 (11th Cir.2004).
On September 28, 2004, this Court upheld the findings of liability based upon the CWA and the RCRA, but reversed the damages award because the district court did not instruct the jury that damages were only recoverable by a party that owned or occupied the Parker property during the relevant time period.
Id. at 1018.
Although Mrs.
Parker’s children were included in the damage award, they did not own or occupy the Parker property during the relevant time period.
Accordingly, this Court ordered the district court hold a new trial on damages.
Id. at 1019.
On remand the plaintiffs sought damages as to Mrs.
Parker only.
On September 6, 2005, the district court ordered the parties to submit briefs addressing whether the court should exercise subject-matter jurisdiction over the remaining state law damage claim.
On September 23, 2005, plaintiffs submitted their motion to require defendants to show cause as to why the district court should not hold defendants in contempt for failing to comply with its August 8, 2003 order. Plaintiffs alleged the defendants had failed to implement a legally sufficient SWPPP and had not obtained a solid waste handling permit, as per the orders of the district court and this Court.
On December 13, 2005, the district court entered an order denying the plaintiffs motion to show cause.
The district court reasoned: (1) under RCRA, defendants are deemed to have a permit-by-rule and do not need any other solid waste handling permits; and (2) under the CWA, plaintiffs failed to provide clear and convincing evidence that defendants were in violation of the district court’s order to develop and implement a legally sufficient SWPPP. The district court also declined to exercise subject-matter jurisdiction over the new trial on damages, dismissing the action without prejudice, so it could be refiled in Georgia State Court.
This appeal followed.
II.
STANDARD OF REVIEW There are three issues presented on appeal: I.Whether the district court erred in denying plaintiffs motion to show cause as to why defendant had not obtained a solid waste handling permit.
II.
Whether the district court erred in denying plaintiffs motion to show cause as to why defendant had not implemented a legally sufficient Storm Water Pollution Prevention Plan.
III.
Whether the district court erred in declining to exercise supplemental jurisdiction over the new trial on damages.
We review the district court’s denial of the plaintiffs motion to show cause for abuse of discretion.
In re Newton, 718 F. 2d 1015, 1022 (11th Cir.1983); Hayes, 722 F. 2d 723, 725 (11th Cir.1984). A defendant’s present ability to comply with a court order is subject to the clearly erroneous standard of review.
Roberts, 858 F. 2d 698, 701 (11th Cir.1988); Citronelle-Mobile Gathering, Inc. v. Watkins, 943 F. 2d 1297, 1301 (11th Cir.1991); Combs v. Ryan’s Coal Co., Inc., 785 F. 2d 970, 983 (11th Cir.1986); Fed.R.Civ.P. 52(a).
We review the district court’s decision not to exercise supplemental jurisdiction for abuse of discretion.
Ingram v. School Bd. of Miami-Dade County, 167 Fed.Appx. 107, 108 (11th Cir.2006) (citing Lucero v. Trosch, 121 F. 3d 591, 598 (11th Cir.1997) (“As a practical matter, the district court is in the best position to weigh the competing interests set forth in § 1367(c) and [United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966)] in deciding whether it is appropriate to exercise supplemental jurisdiction.”)).
Both parties agree that the district court had power to exercise subject-matter jurisdiction under 28 U.S.C. § 1367(a).
III.ANALYSIS Plaintiff argues the district court erred when it denied plaintiffs motion to show cause as to why defendant should not be held in contempt for violating the district court’s order to obtain a solid waste handling permit, and to implement a legally sufficient SWPPP. Plaintiff further argues the district court erred when it dismissed plaintiffs case.
We consider each of these issues in turn. A.
Solid Waste Handling Permit On August 8, 2003, the district court found defendant in violation of the RCRA, and ordered that defendant take “all reasonable steps to obtain a solid waste handling permit from the director of the EPD.”
On appeal, this Court upheld the district court’s finding of liability under the RCRA and affirmed the district court’s order requiring the obtaining of a solid waste handling permit.
Parker v. Scrap Metal Processors, Inc., 386 F. 3d 993, 1012 (11th Cir.2004).
Because we concluded in that case the defendant must apply for and obtain a solid waste handling permit, we now briefly review the analysis for that decision.
The RCRA allows approved states to implement and enforce its provisions. 42 U.S.C.A. § 6926(b).
Georgia received approval to do so in 1979, and enacted the Comprehensive Solid Waste Management Act (“SWMA”), Ga.Code Ann. §§ 12-8-20 through 12-8-59.2, to regulate solid and hazardous waste.
Under the SWMA, a person generally must obtain a permit to handle solid waste.
Parker, 386 F. 3d at 1011, citing Ga.Code.
Ann. § 12-8-24.
Because the scrap metal and other materials on defendant’s property were found to be within Georgia’s broad definition of solid waste, defendant was required to have a solid waste handling permit unless an exception to the permit requirement applied.
Parker, 386 F. 3d at 1011.
Defendant contended the materials on the property were actually “recovered materials,” making the SMP facility a “recovered materials processing facility,” eliminating the need for a solid waste handling permit because the SWMA excludes recovered materials from the definition of solid waste.
Ga.Code Ann. § 12-8-22(33); Ga. Comp. R. & Regs. r. 391-3-4-.04(7)(a).
However, even “recovered materials,” require a solid waste handling permit if they are “accumulated speculatively.”
Parker, 386 F. 3d at 1012, citing Ga. Comp. R. & Regs. r. 391 — 3—4—.04(7)(b).
To prove materials are not accumulated speculatively, defendant would have to show “during the preceding 90 days the amount of material that is recycled, sold, used, or reused equals at least 60 percent by weight or volume of the material received during that 90-day period and 60 percent by weight or volume of all material proviously (sic) received and not recycled, sold, used, or reused and carried forward into that 90-day period.”
Ga.
Comp. R. & Regs. r. 391-3-4-.04(7)(c).
The district court found, and this Court upheld, defendant’s waste was accumulated speculatively and must comply with all applicable regulations, which include applying for and obtaining a solid waste handling permit.
Parker, 386 F. 3d at 1012.
On a contempt motion, the movant bears the initial burden of proving, by clear and convincing evidence, the defendant’s noncompliance with a court order. Roberts, 858 F. 2d 698, 700 (11th Cir.1988).
In the instant case, plaintiff showed that there is no record the defendant has either applied or has attempted to apply for a solid waste handling permit with the EPD.
Once the movant makes a prima facie showing of a violation, the burden shifts to the alleged contemnor to produce detailed evidence specifically explaining why he cannot comply.
Roberts, 858 F. 2d at 701, citing Rylander, 460 U.S. 752, 755, 103 S.Ct. 1548, 1551, 75 L.Ed.2d 521 (1983).
The burden of production is not satisfied by a mere assertion of inability.
Hayes, 722 F. 2d 723 (11th Cir.1984).
Defendant argues they are covered by a permit-by-rule, pursuant to GA. Comp. R. & Regs. r. 391-3-4-.06.
Defendant further argues that the EPD acknowledged this fact, and thus, no solid waste handling permit is required.
We disagree. A permit-by-rule is not sufficient if materials are accumulated speculatively.
Ga.
Comp. R. & Regs. r. 391-3-4-.04(7)(b).
In its argument, defendant relies on two letters from the Program Manager of the EPD’s Solid Waste Management Program, Harold C.
Gillespie, and on an affidavit from EPD employee, Michael Rodock.
We consider each of these items in turn.
The first letter from Mr. Gillespie, dated July 28, 2003, indicates that “[i]f [defendant is] only engaged in the collection or handling of recyclable materials, like metals ... I am not aware of any other permits that would be required ...”
Not only does this letter ignore the issue of whether materials are “accumulated speculatively” on defendant’s property, it also predates the district court’s order. It does not negate that the district court and this Court found that materials are accumulated speculatively, nor does it overrule this Court’s order to obtain a solid waste handling permit.
Mr. Gillespie’s second letter is dated November 14, 2003.
It states that it is a follow-up to his letter of July 28.
It provides, in pertinent part, “My [July 28] response was solely based upon the information provided in your July 23, 2003 letter and did not address the possibility that recovered materials may be accumulated speculatively or disposed of at your facility.
In such cases, recovered materials are considered solid waste and a solid waste handling permit is required” (emphasis added).
This letter clearly states that if recovered materials are accumulated speculatively, a solid waste handling permit is required.
Thus, because the district court and this Court both found that materials are accumulated speculatively, defendant must obtain a solid waste handling permit.
The next piece of evidence defendant points to is an affidavit by Michael Rodock, the EPD employee responsible for inspecting facilities to determine what type of permit, if any, the facility requires.
Mr. Rodock’s affidavit provides “[defendant’s] [fjacility has been deemed to have a solid waste handling permit-by-rule ... [defendant’s] permitting status is reflected in correspondence from EPD dated November 14, 2003, July, 28, 2003 ... and no other solid waste handling permit is necessary.”
It further provides Mr. Rodock “visited the [f]acility on October 6, 2005 ... [and][i]t does not appear that there are recovered materials accumulated speculatively or disposed at the [facility.”
In consideration of this affidavit, the district court found that defendant was covered by a permit-by-rule, and application for a solid waste handling permit was not necessary.
Appellate courts have the power to issue mandates which are commands that cannot be ignored.
Absent a Supreme Court decision to the contrary, district courts are compelled to follow mandates of appellate courts.
Litman v. Massachusetts Mutual Life Insurance Company, 825 F. 2d 1506, 1508 (11th Cir.1987) (citing In re Sanford Fork & Tool Co., 160 U.S. 247, 255, 16 S.Ct. 291, 293, 40 L.Ed. 414 (1895); Sibbald v. United States, 37 U.S. (12 Pet.) 488, 492, 9 L.Ed. 1167 (1838)). “A district court when acting under an appellate court’s mandate, cannot vary it, or examine it for any other purpose than execution; or give any other or further relief; or review it, even for apparent error, upon a matter decided on appeal; or intermeddle with it, further than to settle so much as has been remanded.”
Id. at 1510-11, (citing In re Sanford Fork & Tool Co., 160 U.S. 247, 255, 16 S.Ct. 291, 293, 40 L.Ed. 414 (1895); Sibbald v. United States, 37 U.S. (12 Pet.) 488, 492, 9 L.Ed. 1167 (1838)) (internal quotes omitted).
In the instant case, this Court affirmed the finding that recovered materials were being accumulated speculatively, and issued a mandate ordering defendant to obtain a solid waste handling permit.
It is not within the district court’s power to second guess its or this Court’s conclusion or revise this Court’s order. The fact that Mr. Rodock disagrees with this conclusion is irrelevant, even though he is an EPD employee.
This Court’s order to obtain a solid waste handling permit still stands, and neither the district court nor the defendant is permitted to ignore or modify that order. Thus, we conclude the district court abused its discretion in denying plaintiffs motion to show cause and finding that defendant was not required to seek a solid waste handling permit. B.
Storm Water Pollution Prevention Plan On August 8, 2003, after finding defendant liable under the CWA, the district court ordered the defendant to develop and implement a legally sufficient Storm Water Pollution Prevention Plan.
This Court affirmed that order in Parker, 386 F. 3d at 1010.
As stated previously, on a motion to show cause the movant bears the initial burden of proving, by clear and convincing evidence, that the alleged contemnors are in violation of a court order. Reynolds v. Alabama Dept. of Transp., 10 F. Supp. 2d 1263, 1273 (M.D.Ala.1998) (citing Roberts, 858 F. 2d 698, 700 (11th Cir.1988)); Laitram Corp. v. Cambridge Wire Cloth Co., 863 F. 2d 855, 867 (Fed.Cir.1988); Hayes, 722 F. 2d 723, 725 (11th Cir.1984) (citing Northside Realty Associates v. United States, 605 F. 2d 1348, 1352 (5th Cir.1979)).
In its December 13, 2005 order, the district court found that plaintiffs did not produce clear and convincing evidence that defendant had violated of the district court’s order to develop and implement a legally sufficient SWPPP. The district court relied upon a November3, 2005 affidavit of Jason Maddox, president of SMP and son of defendant J.
Wayne Maddox, in reaching its decision.
The Maddox affidavit explains that defendant has not been able to construct a storm water detention pond as per the SWPPP, due to financial constraints.
Such constraints include legal fees to cover litigation as well as the inability of SMP and J.
Wayne Maddox to procure loans due to this litigation.
Jason Maddox’s affidavit also describes defendant’s efforts to implement the SWPPP. SMP has constructed a curb around the perimeter of its property and pumps collected storm water as necessary until it can afford to construct the required storm water detention pond, which it estimated to occur within 30-90 days of the affidavit.
Plaintiff offers no evidence to the contrary.
The facts that defendant has constructed a curb and is pumping storm water as necessary show there has been an effort to comply with the court order. We do not believe defendant’s failure to construct a storm water detention pond as of the show cause hearing is enough to provide clear and convincing evidence that the defendant violated a court order. Based upon the record, we conclude the district court did not abuse its discretion when it found no violation of its order requiring the defendant to implement a legally sufficient SWPPP. However, given that nearly a year has passed since the district court’s ruling, this is without prejudice to the matter, being revisited upon proper motion. C.
Subject-Matter Jurisdiction The district court has original jurisdiction over plaintiffs claims under the RCRA and CWA pursuant to 28 U.S.C. § 1331.
Jurisdiction over the remaining state law claims comes under the doctrine of supplemental or pendent jurisdiction outlined in United Mine Workers of America v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966), and codified in 28 U.S.C. § 1367.
The statute reflects a dichotomy between a district court’s power to exercise supplemental jurisdiction, § 1367(a), and its discretion not to exercise such jurisdiction, § 1367(c).
Lucero v. Trosch, 121 F. 3d 591, 597 (11th Cir.1997); Palmer v. Hosp.
Auth. of Randolph County, 22 F. 3d 1559, 1563 (11th Cir.1994).
Section 1367(a) authorizes a court to hear supplemental claims to the full extent allowed by the “case or controversy” standard of Article III of the Constitution.
Palmer, 22 F. 3d at 1566.
The constitutional “case or controversy” standard confers supplemental jurisdiction over all state claims which arise out of a common nucleus of operative fact with a substantial federal claim.
United Mine Workers of America v. Gibbs, 383 U.S. 715, 725, 86 S.Ct. 1130, 1138, 16 L.Ed.2d 218 (1966); Palmer, 22 F. 3d at 1563-64 (a federal court has the power under section 1367(a) to exercise pendent jurisdiction over state claims which arise from the same occurrence and involve the same or similar evidence); L.A. Draper and Son v. Wheelabrator-Frye, Inc., 735 F. 2d 414, 427 (11th Cir.1984) (a federal court may exercise pendent jurisdiction over state law claims deriving from a common nucleus of operative fact with a substantial federal claim).
In this case, the RCRA and CWA claims are the “substantial federal claims,” and they arise out of a common nucleus of operative fact as the state claims, namely, SMP’s operation of a junkyard adjacent to the Parker property.
Therefore, the district court has power to exercise supplemental jurisdiction over plaintiffs state law claims.
Neither party disagrees with this conclusion.
The issue before the Court is whether the district court had discretion not to exercise supplemental jurisdiction over the new trial on damages pursuant to section 1367(c).
The district court has such discretion in four situations: (1) the claim raises a novel or complex issue of state law, (2) the claim substantially predominates over the claim or claims over which the district court has original jurisdiction, (3) the district court has dismissed all claims over which it has original jurisdiction, or (4)in exceptional circumstances, there are other compelling reasons for declining jurisdiction Whenever a federal court has supplemental jurisdiction under section 1367(a), that jurisdiction should be exercised unless section 1367(b) or (c) applies.
Palmer, 22 F. 3d at 1569.
Any one of the section 1367(c) factors is sufficient to give the district court discretion to dismiss a case’s supplemental state law claims.
Id.
We now consider each of the four section 1367(c) factors in turn. 1.
Novel or Complex Issue of State Law The district court found that this case raises novel or complex issues of state law.
The district court reasoned the state law issues are novel and complex because it was reversed in this Court’s prior decision, and because the parties have filed new motions pertaining to Georgia state law.
The issues the district court refers to are a motion to invalidate fraudulent transfers under Georgia’s Uniform Fraudulent Transfer Act, O.C.G.A. §§ 18-2-70, et seq., and plaintiffs request to have the district court appoint a receiver pursuant to O.C.G.A. § 18-2-77(3)(B), and O.C.G.A. § 9-8-3.
However, because plaintiff has agreed not to seek these remedies in the district court, we do not reach the issue of whether these motions raise issues of novel or complex state law. (Plaintiffs Brief at 39).
Therefore, we look only at the new trial on damages to see if it raises novel or complex issues of state law.
Generally, state tort claims are not considered novel or complex.
See, e.g., Myers v. Richland County, 288 F. Supp. 2d 1013, 1018 (D.N.D.2003) (holding breach of contract, defamation, and intentional infliction of emotional distress claims did not raise novel or complex issues of state law); Holland v. O’Bryant, 964 F.Supp. 4, 7 (D.D.C.1997) (holding false imprisonment, false arrest, intentional infliction of emotional distress, assault and battery, and invasion of privacy do not raise novel or complex issues of state law); Yeager v. Norwest Multifamily, Inc., 865 F.Supp. 768, 771 (M.D.Ala.1994) (holding assault and battery claims do not raise novel or complex issues of state law).
Moreover, negligence, nuisance, and property damage claims have been held as not raising novel or complex issues of state law.
INX Intern.
Ink Co. v. Delphi Energy & Engine Management Systems, 943 F.Supp. 993, 997 (E.D.Wis.1996).
Neither the district court nor the defendant cite to any authority holding the state law claims in this case: negligence, negligence per se, nuisance, and trespass, are considered novel or complex by a federal court.
Moreover, neither the district court nor the defendant cite to any authority holding a trial on damages alone, after liability has been determined, raises novel or complex issues of state law.
Because this case involves only state tort claims and liability has already been determined, we conclude a new trial on damages does not raise novel or complex issues of state law.
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Previewing 3 of 47 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (25 total)
- United Mine Workers of Am. v. Gibbs, 383 U.S. 715 (U.S. 1966)
- Rosado v. Wyman, 397 U.S. 397 (U.S. 1970)
- Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343 (U.S. 1988)
- In re Sanford Fork & Tool Co., 160 U.S. 247 (U.S. 1895)
- United States v. Rylander, 460 U.S. 752 (U.S. 1983)
- Ex parte Sibbald v. The United States, 12 Pet. 488 (U.S. 1838)
- Litman v. Mass. Mut. Life Ins. Co., 825 F.2d 1506 (11th Cir. 1987)
- Palmer v. Hosp. Auth. OF Randolph Cnty., 22 F.3d 1559 (11th Cir. 1994)
- The State OF NEW York v. Shore Realty Corp. & Donald LeoGrande, 759 F.2d 1032 (2d Cir. 1985)
- L.A. Draper & SON v. Wheelabrator-Frye, Inc., 735 F.2d 414 (11th Cir. 1984)