REIYN KEOHANE
v.
FLORIDA DEPARTMENT OF CORRECTIONS SECRETARY
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A transgender inmate serving a 15-year sentence challenged Florida Department of Corrections policies denying her hormone therapy and social-transitioning accommodations (female clothing and grooming) as violations of the Eighth Amendment prohibition on cruel and unusual punishment. The Eleventh Circuit held that the inmate's challenges to the prison's former "freeze-frame" policy and its initial denial of hormone therapy were moot because the FDC repealed the policy and began providing treatment, and it rejected on the merits her claim that denying social-transitioning requests violated the Eighth Amendment, finding that the prison's medical team disagreed about whether such accommodations were medically necessary and that security concerns provided legitimate justification for the denial.
The court held that the inmate's claims regarding the former 'freeze-frame' policy and initial denial of hormone therapy are moot due to the FDC's policy changes and treatment provision. The court rejected the claim that the FDC violated the Eighth Amendment by refusing social transitioning requests.
[1] A challenge to a former policy is moot when the policy has been formally rescinded and replaced with a new policy that addresses individualized needs.
[2] A government defendant's voluntary cessation of allegedly illegal conduct does not moot a case unless it is absolutely clear that the wrongful behavior cannot reasonably…
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REIYN KEOHANE, No. 18-14096 D.C. Docket No. 4:16-cv-00511-MW-CAS versus Plaintiff - Appellee, FLORIDA DEPARTMENT OF CORRECTIONS SECRETARY, Defendant - Appellant. Appeal from the United States District Court for the Northern District of Florida (March 11, 2020) Before WILSON and NEWSOM, Circuit Judges, and COOGLER,* District Judge. * Honorable L. Scott Coogler, United States District Judge for the Northern District of Alabama, sitting by designation.
NEWSOM, Circuit Judge: This appeal requires us to decide whether the Florida Department of Corrections violated the Eighth Amendment's prohibition on cruel and unusual punishment in its treatment of a transgender inmate's gender dysphoria. Specifically, we must determine whether the FDC acted with deliberate indifference to Reiyn Keohane's serious medical need when it (1) enforced a since-repealed policy that strictly limited transgender inmates to the particular medical treatments they were receiving when taken into custody, (2) delayed providing hormone therapy to Keohane for two years pursuant to that policy, and (3) refused Keohane's "social transitioning” requests in particular, to wear long hair, makeup, and female undergarments. We must also determine whether the FDC's post-suit decisions to rescind what the parties have called its "freeze-frame" policy and to prescribe Keohane hormone therapy moot this appeal with respect to the first two issues.
Keohane brought this action under 42 U.S.C. § 1983 alleging violations of her Eighth Amendment rights and seeking (as relevant here) declaratory and injunctive relief. The district court entered a three-part order (1) declaring the FDC's former freeze-frame policy unconstitutional and permanently enjoining the FDC from “reenacting and enforcing" it, (2) requiring the FDC to continue to provide Keohane with hormone therapy “so long as it is not medically contraindicated," and (3) directing the FDC to permit Keohane "to socially transition by allowing her access to female clothing and grooming standards." Keohane v. Jones, 328 F. Supp. 3d 1288, 1319 (N.D. Fla. 2018).
We hold that Keohane's challenges to the prior freeze-frame policy and the FDC's initial denial of hormone therapy are moot in light of the FDC's subsequent repeal and replacement of the policy and its provision of hormone treatment. We reject on the merits Keohane's claim that the FDC violated the Eighth Amendment by refusing to accommodate her social-transitioning requests.
I A Reiyn Keohane is an FDC inmate currently serving a 15-year sentence for attempted murder. Keohane was born male, but she began to identify as female sometime during her preadolescent years. Beginning at age 14—and up until the time she was incarcerated at 19-Keohane wore women's clothing, makeup, and hairstyles. At 16, she was formally diagnosed with gender dysphoria-which, in general terms, “refers to the distress that may accompany the incongruence between one's experienced or expressed gender and one's assigned gender." American Psychiatric Ass'n, Diagnostic and Statistical Manual of Mental Disorders 451 (5th ed. 2013). About six weeks before her arrest, Keohane began hormone therapy under the care of a pediatric endocrinologist.
Following her arrest, Keohane was initially housed at the Lee County Jail, where she says her request to continue hormone therapy was immediately denied. When, several months later, in July 2014, Keohane was transferred to an FDC prison in south Florida, she asked to resume her hormone-therapy treatment because, as she explained to prison officials in a written grievance, "[w]ithout it [she] consider[ed] self-harm and suicide every single day." She made similar requests (accompanied by similar threats of self-harm) during the ensuing two years, all of which were either disregarded or rejected. [fn1] Keohane alleges—and the FDC doesn't dispute—that her hormone-therapy requests were denied pursuant to a policy specifying that "[i]nmates who have undergone treatment for [gender dysphoria] will be maintained only at the level of change that existed at the time they were received by the Department." Under this “freeze-frame" policy, the care of inmates suffering from gender dysphoria was determined not by their current, individualized medical needs, but rather by the treatment they were (or weren't) receiving at the time of their incarceration.
In December 2014, Keohane's grievances began to include requests relating to "social transitioning”—that is, the ability to live consistently with one's gender identity, including by dressing and grooming accordingly. In particular, Keohane expressed a desire to wear female undergarments and makeup, and to grow out her hair in a long, feminine style—as the district court described it, “to possess and wear the same bras, panties, hairstyles, and makeup items permitted in [the FDC's] female facilities.” The FDC refused Keohane's social-transitioning requests on the grounds that they violated prison policy-which required male inmates to wear "[u]nder shorts" and to “have their hair cut short to medium uniform length at all times with no part of the ear or collar covered," Fla. Admin. Code r. 33-602.101(2), (4)—and that they posed a security risk. Specifically, the FDC was concerned that an inmate wearing makeup and female undergarments would inevitably become a target in an all-male prison, thereby endangering not only the inmate but also the prison employees who would have to step in to protect her. Additionally, the FDC concluded that there are clear advantages to maintaining uniformity in a prison setting, including the ability to more readily detect contraband.
During this protracted request-denial cycle, Keohane made multiple attempts to self-harm. In October 2014, Keohane tried to hang herself. In January 2015, she tried to castrate herself. And in April 2017, she tried to kill herself twice more. B Having exhausted her efforts to obtain relief within the prison system, Keohane filed a single-count complaint in the United States District Court for the
Northern District of Florida alleging that the FDC's denial of her hormone-therapy and social-transitioning requests violated the Eighth Amendment. As relevant here, Keohane sought three forms of relief: (1) a declaration that the FDC was acting with deliberate indifference to her gender dysphoria, a serious medical need; (2) a permanent injunction ordering the FDC to provide her with hormone therapy and social-transitioning accommodations, including "access to female clothing and grooming standards"; and (3) a permanent injunction prohibiting the FDC from enforcing its freeze-frame policy.
Not long after Keohane filed suit, the FDC altered its behavior in two material respects. First, just two weeks after the complaint was filed, the FDC referred Keohane to an outside endocrinologist who immediately prescribed her hormone therapy. Second, about six weeks after that, the FDC formally repealed its freeze-frame policy and replaced it with a policy that calls for individualized assessment and treatment of inmates who claim to be suffering from gender dysphoria and related conditions. With the lone exception of a sports bra to help with her hormone-related breast enlargement, however, the FDC has continued to refuse Keohane's social-transitioning requests.
Keohane's case proceeded to a bench trial. Helpfully, the parties agreed— and still do—both that Keohane's gender dysphoria constitutes a “serious medical need" for deliberate-indifference purposes and that hormone therapy is medically necessary to treat that need. Most notably, Keohane's FDC treatment team— which comprised her psychologist, her mental-health counselor, and a psychiatric physician assistant—supported the determination that hormone therapy is medically necessary. And since initially acceding to Keohane's request for hormone therapy in September 2016, the FDC has consistently provided it and has repeatedly represented (both at trial and on appeal) that it will continue to do so "as long as [her] treatment team believes the hormones are medically necessary to treat her gender dysphoria." Br. of Appellant at 7–8 (citing testimony).
The parties and medical professionals disagreed, however—and still do— about the medical necessity of Keohane's social-transitioning-related requests to dress and groom herself as a woman. For his part, Keohane's retained medical expert testified (1) that allowing an individual to present consistently with her gender identity is one of the medically necessary components for the treatment of gender dysphoria," (2) that it would be “medically and logically inconsistent" and "potentially harmful” to provide Keohane hormone therapy while denying her the ability to socially transition, and (3) that forcing one to live in conformity with a gender with which she doesn't identify "would likely" cause her to engage in self-harm.
By contrast, the members of Keohane's treatment team, who had supported the provision of hormone therapy, denied that social transitioning is medically necessary to treat Keohane's gender dysphoria—as did a staff psychiatrist with the FDC's medical vendor Wexford, the FDC's chief clinical officer, and the FDC's retained expert. According to the treatment team, Keohane's current regimen— hormone therapy and mental-health counseling, together with other accommodations, including the use of female pronouns (“she,” “her,” etc.), safer housing accommodations, and private shower facilities—is sufficient to treat her gender dysphoria. The treatment team also explained that requiring Keohane to comply with the FDC's clothing and grooming policies does not place her at a substantial risk of self-harm or severe psychological pain. The FDC's retained expert acknowledged that the sorts of social-transitioning-related accommodations that Keohane sought may be "psychologically pleasing" to her, but he too rejected the suggestion that they are medically necessary. Finally, FDC witnesses testified—as FDC personnel had explained from the beginning—that granting Keohane's social-transitioning requests would pose unacceptable security risks. Notably, though, despite the FDC's steadfast refusal to accommodate Keohane's social-transitioning requests, it has repeatedly stated since this suit was filed, anyway that "if [those] requests are deemed medically necessary, they will be fulfilled," and that it will take additional security measures as needed. Br. of Appellant at 9.
Following trial, the district court issued an opinion in Keohane's favor. The court rejected the FDC's contention that Keohane's claims relating to the former freeze-frame policy and its initial refusal to provide hormone therapy were moot— concluding, in particular, that the FDC's “voluntary cessation” of the challenged conduct was insufficient to render those claims nonjusticiable. On the merits, the district court held (1) that the FDC's former freeze-frame policy was an unconstitutional "blanket ban on medically necessary care," (2) that the FDC's earlier denial of hormone therapy-which the district court thought resulted from "bigotry and ignorance" evinced "deliberate indifference to [Keohane's] serious medical need in violation of the Eighth Amendment," and (3) that allowing Keohane to clothe and groom herself as a woman is medically necessary to treat her gender dysphoria and that the FDC's ongoing denial of her social-transitioning requests likewise violates the Eighth Amendment. To effectuate its judgment, the court entered a three-part order (1) declaring the FDC's former freeze-frame policy unconstitutional and “permanently enjoin[ing]" the FDC from “reenacting and enforcing" it, (2) requiring the FDC to continue to “provide Ms. Keohane with hormone therapy so long as it is not medically contraindicated," and (3) directing the FDC to "permit Ms. Keohane to socially transition by allowing her access to female clothing and grooming standards." [fn2]
* * * The FDC's appeal presents the following issues for our consideration: (1) Did the FDC's former freeze-frame policy manifest deliberate indifference to Keohane's serious medical need and thereby violate the Eighth Amendment's prohibition against cruel and unusual punishment, and relatedly, is Keohane's challenge to that policy and requested injunction against its enforcement—now moot in light of its repeal and replacement? (2) Did the FDC's refusal to provide Keohane with hormone therapy during the first two years of her incarceration violate the Eighth Amendment, and again, is Keohane's challenge to that refusal— and requested injunction—now moot in light of the FDC's decision to allow the treatment? And (3) does the FDC's ongoing refusal to provide Keohane with social-transitioning accommodations—including the ability to wear long hair, makeup, and female undergarments—violate the Eighth Amendment? [fn3]
II The Eighth Amendment prohibits the “inflict[ion]” of “cruel and unusual punishments.” U.S. Const. amend VIII. Under the Amendment, the “[f]ederal and state governments . . . have a constitutional obligation to provide minimally adequate medical care to those whom they are punishing by incarceration.” Harris v. Thigpen, 941 F. 2d 1495, 1504 (11th Cir. 1991). As particularly relevant here, the Supreme Court has held that prison officials violate the bar on cruel and unusual punishments when they display “deliberate indifference to serious medical needs of prisoners.” Estelle v. Gamble, 429 U.S. 97, 104 (1976).
A deliberate-indifference claim entails both an objective and a subjective component. Brown v. Johnson, 387 F. 3d 1344, 1351 (11th Cir. 2004). First, the inmate must establish “an objectively serious medical need”—that is, “one that has been diagnosed by a physician as mandating treatment or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention" that, “if left unattended, poses a substantial risk of serious harm." Id. (alteration adopted) (quotation omitted). Second, the inmate must prove that prison officials acted with deliberate indifference to that need by showing (1) that they had "subjective knowledge of a risk of serious harm” and (2) that they "disregard[ed]" that risk (3) by conduct that was “more than mere negligence." Id.
Here, as already noted, there's no debate about the objective component. The FDC admits—and the parties thus agree—that Keohane's gender dysphoria constitutes a "serious medical need." Rather, the dispute hinges on the subjective component. Specifically, the parties disagree—at least in part—over whether the particular types of treatment that Keohane has requested are medically necessary, such that any course of care that doesn't include them would be constitutionally inadequate.
A prisoner bringing a deliberate-indifference claim has a steep hill to climb. We have held, for instance, that the Constitution doesn't require that the medical care provided to prisoners be "perfect, the best obtainable, or even very good." Harris, 941 F. 2d at 1510 (quotation omitted). Rather, “[m]edical treatment violates the [E]ighth [A]mendment only when it is so grossly incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to fundamental fairness.” Id. at 1505 (quotation omitted). We have also emphasized—as have our sister circuits—that “a simple difference in medical opinion between the prison’s medical staff and the inmate as to the latter’s diagnosis or course of treatment [fails to] support a claim of cruel and unusual punishment.” Id.; accord, e.g., Lamb v. Norwood, 899 F. 3d 1159, 1162 (10th Cir. 2018) (“We have consistently held that prison officials do not act with deliberate indifference when they provide medical treatment even if it is subpar or different from what the inmate wants.”); Kosilek v. Spencer, 774 F. 3d 63, 82 (1st Cir. 2014) (en banc) (“[The Eighth Amendment] does not impose upon prison administrators a duty to provide care that is ideal, or of the prisoner’s choosing.”).
Against that backdrop, we consider whether the FDC violated the Eighth Amendment (1) by adopting and previously enforcing the since-repealed freeze-frame policy, (2) by initially declining to provide Keohane with hormone therapy, and (3) by continuing to refuse Keohane’s social-transitioning-related requests to dress and groom herself according to female standards.
A First, the former freeze-frame policy. Keohane contends that it constituted “deliberate indifference to [a] serious medical need[],” Estelle, 429 U.S. at 104, in that it amounted to a per se rejection of any treatment that an inmate hadn’t received prior to her incarceration, without regard to (or any exception for) medical necessity. The district court agreed and permanently enjoined the FDC from "reenacting and enforcing" its former policy. Were we free to reach the merits, we would almost certainly agree, as well. As already explained, the FDC has repeatedly conceded that Keohane's gender dysphoria constitutes a “serious medical need." It seems to us that responding to an inmate's acknowledged medical need with what amounts to a shoulder-shrugging refusal even to consider whether a particular course of treatment is appropriate is the very definition of “deliberate indifference”—anti-medicine, if you will. Cf. Webster's Second New International Dictionary 1527 (1944) (defining “medicine” as "[t]he science and art dealing with the prevention, cure, or alleviation of disease"). Unsurprisingly to us, other courts considering similar policies erecting blanket bans on gender-dysphoria treatments-without exception for medical necessity-have held that they evince deliberate indifference to prisoners' medical needs in violation of the Eighth Amendment. See, e.g., Fields v. Smith, 653 F. 3d 550, 559 (7th Cir. 2011); see also Hicklin v. Precynthe, No. 4:16-CV-01357-NCC, 2018 WL 806764, at *11 (E.D. Mo. Feb. 9, 2018); Soneeya v. Spencer, 851 F. Supp. 2d 228, 247 (D. Mass. 2012).
We conclude, though, that we are not free to reach the merits. Because the FDC has formally rescinded its freeze-frame policy and replaced it with a new one that properly attends to inmates' individualized medical needs, we hold that Keohane's challenge to the old policy is moot. There is, quite simply, no longer any freeze-frame policy to challenge-nothing to enjoin, as the district court purported to do.
Mootness arises when an issue presented in a case is “no longer 'live' or the parties lack a legally cognizable interest in the outcome." Powell v. McCormack, 395 U.S. 486, 496 (1969). In particular, we have held that a case must be dismissed as moot "[i]f events that occur subsequent to the filing of a lawsuit . . . deprive the court of the ability to give the plaintiff ... meaningful relief." Al Najjar v. Ashcroft, 273 F. 3d 1330, 1336 (11th Cir. 2001). “[D]ismissal is required because mootness is jurisdictional,” in that a moot case no longer presents a live "Case[]" or "Controvers[y]" within the meaning of Article III of the Constitution. Id. at 1335-36.
Here, because the FDC repealed its freeze-frame policy following the onset of litigation-approximately two months after Keohane filed suit-we must determine whether the “voluntary cessation" exception to the mootness doctrine applies. Pursuant to that exception, a defendant's “voluntary cessation of allegedly illegal conduct does not moot a case." United States v. Concentrated Phosphate Exp. Ass'n, 393 U.S. 199, 203 (1968). For reasons we will explain, we hold that the exception does not apply here, and that Keohane's challenge to the since-rescinded freeze-frame policy is moot.
The basis for the voluntary-cessation exception is the commonsense concern that a defendant might willingly change its behavior in the hope of avoiding a lawsuit but then, having done so, "return to [its] old ways." Id. (quotation omitted). So when a defendant contends that a plaintiff's claim has become moot as a result of the defendant's own independent decision to cease some disputed action, it usually "bears the ... burden of showing that it is absolutely clear the allegedly wrongful behavior could not reasonably be expected to recur." Doe v. Wooten, 747 F. 3d 1317, 1322 (11th Cir. 2014) (quoting Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 190 (2000)). Importantly here, though, we have explained that “governmental entities and officials have... considerably more leeway than private parties in the presumption that they are unlikely to resume illegal activities." Flanigan's Enters., Inc. of Ga. v. City of Sandy Springs, 868 F. 3d 1248, 1256 (11th Cir. 2017) (en banc) (quoting Coral Springs St. Sys., Inc. v. City of Sunrise, 371 F. 3d 1320, 1328–29 (11th Cir. 2004)). The reason, we have said, is that government actors are more likely than private defendants “to honor a professed commitment to changed ways." Troiano v. Supervisor of Elections, 382 F. 3d 1276, 1283 (11th Cir. 2004) (quotation omitted); see also, e.g., Nat'l Ass'n of Bds. of Pharmacy v. Bd. of Regents of the Univ. Sys. of Ga., 633 F. 3d 1297, 1310 (11th Cir. 2011) (“Hence, 'the Supreme Court has held almost uniformly that voluntary cessation by a government defendant moots the claim." (alterations adopted) (quoting Beta Upsilon Chi Upsilon Chapter v. Machen, 586 F. 3d 908, 917 (11th Cir. 2009))).
That is especially true when, as here, a government defendant has formally rescinded a challenged statute, ordinance, rule, or policy. As the en banc Court emphasized in Flanigan 's, “the repeal of a challenged statute”—or other similar pronouncement-is ordinarily "one of those events that makes it absolutely clear that the allegedly wrongful behavior ... could not reasonably be expected to recur." 868 F. 3d at 1256 (quoting Harrell v. The Fla. Bar, 608 F. 3d 1241, 1265– 66 (11th Cir. 2010)). [fn4] “As a result, once the repeal of [a policy] has caused our jurisdiction to be questioned, the plaintiff bears the burden of presenting affirmative evidence that [her] challenge is no longer moot." Id. (alterations adopted) (quotation omitted). "The key inquiry" is whether the plaintiff has shown a "reasonable expectation"-or, as we phrased it elsewhere, a “substantial likelihood" that the government defendant "will reverse course and reenact" the repealed rule. Id.; Beta Upsilon Chi Upsilon Chapter, 586 F. 3d at 917 (quotation omitted).
In Flanigan's, we explained that, in determining whether a plaintiff has shouldered its burden, a reviewing court should look to “three broad factors"— although we hastened to add that “these factors should not be viewed as exclusive nor should any single factor be viewed as dispositive," and that, in any event, "a mootness finding should follow when the totality of [the] circumstances persuades the court that there is no reasonable expectation that the government entity will reenact" the challenged policy. 868 F. 3d at 1257. "First, we ask whether the change in conduct resulted from substantial deliberation or is merely an attempt to manipulate our jurisdiction." Id. In this connection, “we will examine the timing of the repeal, the procedures used in enacting it, and any explanations independent of this litigation which may have motivated it.” Id. “Second, we ask whether the government's decision to terminate the challenged conduct was 'unambiguous"__ which, in turn, entails an inquiry into whether the government's policy shift is fairly viewed as being “permanent and complete." Id. (quotation omitted). Finally, "we ask whether the government has consistently maintained its commitment to the new policy." Id.; accord, e.g., Doe, 747 F. 3d at 1322–23 (articulating the same three factors).
Applying these factors here, we come to the same conclusion that we reached in Flanigan's: “[T]here is no substantial evidence indicating a reasonable likelihood that" the defendant-here, the FDC—“will reenact the challenged provision"-here, the freeze-frame policy—“which it has now repealed." 868 F. 3d at 1260. With respect to the first factor, the district court concluded that the FDC's decision to rescind its freeze-frame policy "was an attempt to manipulate jurisdiction-certainly not the result of substantial deliberation.” Keohane, 328 F. Supp. 3d at 1300. To echo a sentiment expressed in Flanigan 's, "[w]e are not unsympathetic to this argument." 868 F. 3d at 1260. We don't doubt for a minute that the FDC's about-face just two months after Keohane filed suit was motivated, at least in part, by a desire to rid itself of this litigation. Even so, as we took care to clarify in Flanigan 's, the timing of a government defendant's decision to repeal a challenged policy shouldn't be overemphasized. Id. at 1259 ("[T]he timing of repealing legislation should not be dispositive of our inquiry into whether there is a reasonable expectation of reenactment."); id. (“[T]he timing of repealing legislation should not control the mootness inquiry."). Moreover—and contrary to the dissent's suggestion—the fact that "the FDC still hasn't admitted that its practices violated the Constitution,” see Dissenting Op. at 51, has little, if anything,
to do with the substantial-deliberation factor, or with the voluntary-cessation analysis at all, for that matter, see Flanigan's, 868 F. 3d at 1262 (noting that "even at en banc oral argument” the government defendant there had "declined to concede that [its ordinance] was unconstitutional" but clarifying that "[w]hether the [government] defended the [o]rdinance and/or continue[d] to believe it was constitutional" had little bearing on the mootness analysis). Finally, and in any event, even if we were to give Keohane the substantial-deliberation factor, it is but one among several, and here the remaining considerations tip the scale decisively in the other direction.
What we said in Flanigan's about the second factor applies here too: The FDC's formal repeal of the freeze-frame policy "is plainly an unambiguous termination." Id. at 1261. Just like the government defendant there, the FDC "has not merely declined to enforce the [freeze-frame policy] against” Keohane in particular-so as, in effect, to give her a personalized exemption. Id. Rather, "it has removed the challenged portion" of the policy “in its entirety." Id. Indeed, the FDC has gone a step farther by replacing the old freeze-frame policy with a new protocol that provides for individualized evaluation. And as the FDC explained at oral argument, it would have to do some serious hoop-jumping to rescind the current, individual-assessment policy and reenact the former freeze-frame policy even if it wanted to do so. See Oral Argument at 4:23 (explaining the protracted administrative process that accompanies a formal policy change). Moreover—and again, just as in Flanigan 's—the FDC has repeatedly "assured this Court . . . that it has no intention of reenacting" the freeze-frame policy. 868 F. 3d at 1261–62; see also Br. of Appellant at 48–49; Oral Argument at 14:15 14:55:10:15. "We have previously relied on such representations," and there is no evidence or history that would cause us to doubt them here. Flanigan's, 868 F. 3d at 1262. [fn 6]
Finally, as to the third factor, we conclude that the FDC has “consistently maintained" and applied its new individualized-assessment policy. Id. at 1257. There is certainly no "pattern" of broken promises here of the sort that has concerned us in the past. See, e.g., Doe, 747 F. 3d at 1324. To the contrary, the FDC rescinded the freeze-frame policy in October 2016, immediately replaced it with a new policy that provides for personalized evaluation, and (so far as we can tell) hasn't looked back. In an effort to turn the consistent-application factor to her advantage, Keohane has asserted (and the dissent repeats, see Dissenting Op. at 51) that one inmate was denied hormone-therapy treatment pursuant to the freeze-frame policy even after its formal repeal. Tellingly, though, not even the district court found that lone instance probative, saying that it would be “hard pressed to find that evidence of one mistake in applying old policies-or, perhaps, one rogue doctor acting contrary to protocol—[was] sufficient” to demonstrate inconsistency. Keohane, 328 F. Supp. 3d at 1299.
At the end of the day, we're less concerned with the subjective question whether the initial reason for the government's decision was sincere than with the objective question whether there is any “substantial evidence indicating a reasonable likelihood that the [FDC] will reenact the challenged [freeze-frame policy] which it has now repealed" and replaced. Flanigan's, 868 F. 3d at 1260. Evidence that the FDC realized and corrected its mistake a little late in the game in no way suggests that it would revert back to its old ways absent the injunction. All of the evidence, in fact, is squarely to the contrary. Cf. Henslee v. Union Planters Nat. Bank & Trust Co., 335 U.S. 595, 600 (1949) (Frankfurter, J., dissenting) ("Wisdom too often never comes, and so one ought not to reject it merely because it comes late."). Accordingly, we hold that Keohane's challenge to the FDC's former freeze-frame policy is moot.
B Second, hormone therapy. Keohane contends that the FDC's initial refusal to provide her with hormone-therapy treatment violated the Eighth Amendment. The district court agreed and entered an injunction (separate from the one prohibiting the reenactment of the freeze-frame policy) requiring the FDC to
"provide Ms. Keohane with hormone therapy so long as it is not medically contraindicated." Keohane, 328 F. Supp. 3d at 1318.
On the merits, the question might be a close one. The record seems to indicate that the FDC knew that denying Keohane hormone therapy threatened a serious risk of self-harm-the grievances that she filed with prison officials expressly and repeatedly linked the two. And given the circumstances, it's possible that the FDC disregarded that risk "by conduct that [was] more than mere negligence." Brown, 387 F. 3d at 1351.
Once again, though, we find that we cannot reach the merits because we conclude that Keohane's hormone-therapy-related challenge is moot. Approximately two weeks after Keohane filed suit—and even before it formally repealed the freeze-frame policy-the FDC referred her to an endocrinologist who prescribed her hormone therapy, and she has been receiving hormone-therapy treatment ever since. Accordingly, the FDC contends that there is no longer any live controversy concerning Keohane's entitlement to hormone therapy.
As before, the mootness inquiry hinges on the application of the voluntary-cessation exception. And as already explained, under that exception "governmental entities and officials have ... considerably more leeway than private parties in the presumption that they are unlikely to resume illegal activities." Flanigan's, 868 F. 3d at 1256 (quoting Coral Springs, 371 F. 3d at
1328–29). And even though here we consider the FDC's freestanding determination to provide Keohane hormone therapy-independent of its later repeal of the freeze-frame policy, which the district court enjoined separately-the governing principles remain basically the same. As we summarized in Flanigan's, "even where the intervening governmental action does not rise to the level of a full legislative repeal . . . 'a challenge to a government policy that has been unambiguously terminated will be moot in the absence of some reasonable basis to believe that the policy will be reinstated if the suit is terminated.” Id. at 1256 (emphasis added) (quoting Troiano, 382 F. 3d at 1285).
We find no "reasonable basis” to believe that, following a dismissal, the FDC would revert to refusing hormone therapy to Keohane. As with its repeal of the freeze-frame policy, we recognize that the timing of the FDC's decision to provide Keohane with hormone treatment—here, a mere two weeks after she filed suit-may well suggest a desire to eliminate potential liability. It seems scarcely debatable that the FDC hoped that by acceding to Keohane's request it could avoid litigation. But again, we have clarified that timing considerations shouldn't be overemphasized in the voluntary-cessation analysis and, in any event, that alleged jurisdiction-manipulation is only one among several non-exhaustive factors that inform the inquiry. See id. at 1257–59. The remaining factors demonstrate that Keohane's hormone-therapy challenge, like her freeze-frame challenge, is indeed moot. Most notably, we are satisfied both (1) that the FDC's "decision to terminate the challenged conduct"-here, its reversal of its initial denial of hormone therapy-was “unambiguous" in the sense that it was "both permanent and complete," and (2) that the FDC “has consistently maintained its commitment" to Keohane's new course of treatment. Id. at 1257 (quotation omitted). The FDC has given us concrete assurances in both word and deed—that it will continue to provide Keohane's hormone therapy. Not only has the FDC rescinded the freeze-frame policy pursuant to which it refused Keohane's early requests for hormone treatment, but its own doctors have concluded—and testified under oath-that Keohane's hormone therapy is medically necessary. And consistent with that view, since initially granting Keohane's request in September 2016, the FDC has faithfully provided her with hormone-therapy treatment and has repeatedly represented to us that it will continue to do so. [fn 7]
The decision on which the district court principally relied in rejecting the FDC's mootness argument, Doe v. Wooten, actually provides a useful contrast here. There, an inmate filed suit alleging that two prison officials had acted with deliberate indifference to his serious need for protection after he assisted the Bureau of Prisons in an investigation of one of its own employees. 747 F. 3d at 1321. Specifically, the officials promised the inmate that they would protect him and transfer him to a lower-security prison in exchange for his cooperation. Id. at 1320. Although he was briefly moved to a lower-security facility as promised, he was then, over the course of several years, repeatedly transferred to other high-security prisons where he was exposed as an informant and severely assaulted. Id. at 1320-21. After years of litigation and more questionable transfers, the BOP suddenly changed course and moved the inmate to a lower-security facility just days before the trial was set to begin and then contended that the inmate's challenge was moot. Id. at 1321. We held that the BOP had failed to establish the unlikelihood of a recurrence for four basic reasons: (1) the BOP's ultimate transfer of the inmate to a lower-security prison so soon before trial strongly suggested that its motivation was solely to manipulate jurisdiction; (2) the BOP had a “pattern" of breaking its transfer-related promises; (3) the “mere fact that the BOP was (at that moment, anyway) giving the inmate what he wanted wasn't enough to overcome its history of recurring misbehavior, and (4) the BOP “never said” that it wouldn't transfer the inmate back to a high-security prison. Id. at 1323-25.
As already noted, the Doe Court's first reason—that the timing indicated a desire to dispose of a lawsuit—may well apply here, too. But the other reasons are inapplicable or more accurately, belied—in this case. There is no "pattern" of broken promises here; since acceding to Keohane's hormone-therapy request in September 2016, the FDC has consistently provided her the treatment. And more than the "mere fact" that Keohane is currently being given hormone therapy, we have reasonable assurance that the FDC won't revert back to its previous posture; whereas in Doe the BOP had “never said” that it wouldn't backslide, the FDC has repeatedly represented that it will continue to provide Keohane with hormone therapy so long as her team “believes the hormones are medically necessary to treat her gender dysphoria." Br. of Appellant at 7-8.
In short, we conclude that there is no “reasonable basis” to believe that, if Keohane's hormone-therapy claim is dismissed, the FDC will reverse course and refuse to provide the treatment. Accordingly, we hold that Keohane's hormone-therapy-related claim is moot.
C Lastly, social transitioning. Keohane asserts that the FDC is continuing to violate the Eighth Amendment by denying her requested social-transitioning-related accommodations—specifically, to grow out her hair, use makeup, and wear female undergarments. Unlike Keohane's arguments concerning the freeze-frame policy and hormone therapy, her social-transitioning claim unquestionably presents a live controversy, inasmuch as the FDC (for the most part, anyway) continues, to this day, to refuse her requests. Accordingly, we proceed to consider Keohane's social-transitioning-based challenge on the merits. In so doing, we review de novo the district court's ultimate determination "that there was an Eighth Amendment violation warranting equitable relief," and we review for clear error any "[s]ubsidiary issues of fact." Thomas v. Bryant, 614 F. 3d 1288, 1303 (11th Cir. 2010). [fn 8]
We pause here to respond briefly (or perhaps not so briefly) to the dissent's extended critique of the standards of review that we apply. The dissent accuses us—vigorously and repeatedly— of ignoring the observation in Thomas that “[a] prison official's deliberate indifference is a question of fact which we review for clear error." 614 F. 3d at 1312. We've done no such thing. As we trust the text demonstrates, we haven't endeavored to re-find any historical facts—e.g., what happened, who knew what, how did they respond? See, e.g., Farmer v. Brennan, 511 U.S. 825, 842 (1994) (“Whether a prison official had the requisite knowledge of a substantial risk is a question of fact subject to demonstration in the usual ways . ."); Goebert v. Lee County, 510 F. 3d 1312, 1327 (11th Cir. 2007) (“Disregard of the risk is also a question of fact that can be shown by standard methods.”). Instead, we've simply done what Thomas commands us to do, and what the dissent itself recognizes we must do apply “de novo review to the district court's ultimate conclusion whether the objective and subjective elements of a deliberate-indifference claim state an Eighth Amendment violation.” Dissenting Op. at 60. The dissent seems to think that the clear-error standard's application in a deliberate-indifference case somehow supersedes and supplants the foundational rule that we, as an appellate court, must review de novo a district court's ultimate determination whether an Eighth Amendment violation has occurred. On the dissent's understanding, the de novo standard's sole office is to ensure that the district court puts “checkmarks” in the right boxes, and then doesn't make a truly boneheaded, asinine mistake: [I]f the district court, despite checkmarks in both the objective and subjective boxes, still concluded that there was no Eighth Amendment violation, we would lend no deference to this error. We would review it de novo, and would no doubt reverse. And if the district court, despite holding that one of the elements was not met, still concluded that there was an Eighth Amendment violation, we would do the same. We would review this error de novo, and no doubt reverse. That is the ultimate conclusion that we review de novo. Id. at 61–62. This mindless, mechanical box-checking assessment cannot possibly be what we've meant when we have repeatedly held that de novo review applies to the district court's determination whether “there was an Eighth Amendment violation warranting equitable relief." Thomas, 614 F. 3d at 1303. Contrary to the dissent's suggestion, meaningful appellate review of a district court's ultimate constitutional holding follows straightaway from Supreme Court precedent prescribing de novo review of other application-of-law-to-fact questions—including those arising under the Eighth Amendment. See United States v. Bajakajian, 524 U.S. 321, 336–37 & n.10 (1998) (excessiveness of a fine); see also, e.g., Cooper Indus., Inc. v. Leatherman Tool Grp., Inc., 532 U.S. 424, 435-36 (2001) (punitive-damages award); Ornelas v. United States, 517 U.S. 690, 699 (1996) (probable cause and reasonable suspicion). District courts are undoubtedly better situated than appellate courts to make findings of historical fact, and their determinations with respect to those facts are accordingly entitled to deference. But what the Eighth Amendment means—and requires in a given case—is an issue squarely within the core competency of appellate courts. And to be clear, it's no answer to say, as the dissent does-citing Justice Scalia's solo dissent in Ornelas—that some issues underlying a deliberate-indifference claim may be “fact-specific and not easy to generalize.” Dissenting Op. at 70 n.13. The Supreme Court recognized as much regarding the “mixed questions” in Ornelas, Bajakajian, and Cooper—and yet applied de novo review anyway. Just so here. See generally Kosilek v. Spencer, 774 F. 3d 63, 68–69, 84–85 (1st Cir. 2014) (en banc) (rejecting the very same arguments being offered by the dissent in this case and holding that de novo, rather than clear-error, review governed a district court's ultimate determination that the Eighth Amendment required prison authorities to accommodate a transgender inmate's medical-treatment requests). Now, having said all that, we hasten to add that nothing here rides on the applicable standard of review. Even if the deferential clear-error standard did apply (as the dissent suggests) in such a way as to render essentially meaningless the de novo review that applies to the district court's ultimate determination whether an Eighth Amendment violation has occurred, we would have little trouble formulating the required “firm conviction that a mistake ha[d] been committed." Silva v. Pro Transp., Inc., 898 F. 3d 1335, 1339 (11th Cir. 2018) (quotation omitted). For reasons explained in text, the district court's determination—that the FDC "disregard[ed]” a risk of serious harm “by conduct that [was] more than mere negligence," Brown, 387 F. 3d at 1351—was not just erroneous, but clearly so.
Recall that a deliberate-indifference claim entails both an objective and a subjective component. As we have explained, the objective component is clearly satisfied here all agree that Keohane's gender dysphoria constitutes a “serious medical need" within the meaning of Eighth Amendment precedent. Brown, 387 F. 3d at 1351. The dispute here centers on the subjective component, which requires the plaintiff to show that prison officials (1) had actual "knowledge of a risk of serious harm” and (2) "disregard[ed]" that risk (3) by conduct that was “more than mere negligence." Id.
Although the parties vigorously debate whether the actual-knowledge prong is satisfied here, we needn’t resolve that issue, because even assuming that FDC officials knew that Keohane was at risk of serious harm—thus satisfying the subjective prong’s first factor—there is no basis for concluding that by denying her social-transitioning requests they disregarded that risk “by conduct that [was] more than mere negligence” and thereby violated the Eighth Amendment. That is so for two reasons.
First, as already explained, unlike with respect to hormone therapy, the testifying medical professionals were—and remain—divided over whether social transitioning is medically necessary to Keohane’s gender-dysphoria treatment. Keohane’s retained expert testified that it is. By contrast, the members of Keohane’s medical-treatment team, Wexford’s staff psychiatrist, the FDC’s chief clinical officer, and the FDC’s retained expert all testified that it isn’t. The closest any of those witnesses got—not nearly close enough, it seems to us—was the FDC’s expert’s acknowledgment that social-transitioning, while not strictly medically necessary, would be “psychologically pleasing” to Keohane. Cf. Harris, 941 F. 2d at 1511 n.24 (“[N]othing in the Eighth Amendment . . . requires that [inmates] be housed in a manner [that is] most pleasing to them.” (quotation omitted)). [fn 9] Keohane's medical-treatment team further concluded that requiring Keohane to comply with the FDC's policies regarding hair and grooming standards doesn't put her at a substantial risk of self-harm or severe psychological pain.
At worst, then, this is a situation where medical professionals disagree as to the proper course of treatment for Keohane's gender dysphoria, and it's well established that "a simple difference in medical opinion between the prison's medical staff and the inmate as to the latter’s diagnosis or course of treatment [cannot] support a claim of cruel and unusual punishment." Id. at 1505; Waldrop v. Evans, 871 F. 2d 1030, 1033 (11th Cir. 1989); accord, e.g., Lamb, 899 F. 3d at 1163 (holding that "disagreement alone” does not constitute deliberate indifference); Kosilek, 774 F. 3d at 90 ("The law is clear that where two alternative courses of medical treatment exist, and both alleviate negative effects within the boundaries of modern medicine, it is not the place of our court to second guess medical judgments or to require that the DOC adopt the more compassionate of two adequate options." (quotation omitted)). [fn 10] Put simply, when the medical community can't agree on the appropriate course of care, there is simply no legal basis for concluding that the treatment provided is “so grossly incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to fundamental fairness." Harris, 941 F. 2d at 1505 (quotation omitted). Here, therefore, implementing the course of treatment recommended by Keohane's FDC medical team, and seconded by a number of other medical professionals, isn't "so unconscionable as to fall below society's minimum standards of decency"—and thus violative of the Eighth Amendment-merely because it conflicts with the opinion of Keohane's retained expert. Kosilek, 774 F. 3d at 96. [fn 11]
Second, the FDC denied Keohane’s social-transitioning-related requests, at least in part, on the ground that they presented serious security concerns— including, most obviously, that an inmate dressed and groomed as a female would inevitably become a target for abuse in an all-male prison. “When evaluating medical care and deliberate indifference, security considerations inherent in the functioning of a penological institution must be given significant weight.” Id. at 83; see also Helling v. McKinney, 509 U.S. 25, 37 (1993) (“The inquiry into [the subjective] factor also would be an appropriate vehicle to consider arguments regarding the realities of prison administration.”); Evans v. Dugger, 908 F. 2d 801, 806 (11th Cir. 1990) (“[P]rison officials operate[] under a mandate to provide for [physical and medical] needs while simultaneously assuring the safety and security of [inmates].”). As the Supreme Court has long recognized, “[p]rison administrators . . . should be accorded wide-ranging deference in the adoption and execution of policies and practices that in their judgment are needed to preserve district court’s own finding—that before Keohane filed suit her treatment team couldn’t reach a consensus about the medical necessity of her social-transitioning requests—actually undermines its deliberate-indifference conclusion. Second, in those cases the prison officials denied treatment based on a blanket policy without exception for medical necessity. See, e.g., id. at 249–50. Here, while that was once the case, the FDC has since rescinded its freeze-frame policy and has clarified that it will make exceptions for social-transitioning-related requests if deemed medically necessary. Third, in those cases it was clear that the current course of treatment was insufficient because the gender-dysphoria symptoms persisted or even worsened. See, e.g., id. at 250; see also Hicklin, 2018 WL 806764, at *11–13. Here, to the contrary, the evidence indicates that Keohane’s symptoms improved after she was prescribed hormone therapy, which she continues to receive.
internal order and discipline and to maintain institutional security.” Bell v. Wolfish, 441 U.S. 520, 547 (1979). Accordingly, even an outright “denial of care may not amount to an Eighth Amendment violation if that decision is based in legitimate concerns regarding prisoner safety and institutional security.” Kosilek, 774 F. 3d at 83. [fn 12] That is all the more true where, as here, the inmate has not been refused care entirely, but has instead been given a meaningful course of treatment that includes many (if not all) of the components that she originally sought. [fn 13]
The First Circuit’s en banc decision in Kosilek v. Spencer is especially instructive here. There, as here, a transgender inmate who was suffering from gender dysphoria—and who had attempted both to castrate herself and to commit suicide—alleged that the treatment she was receiving in prison violated the Eighth
Amendment. 774 F. 3d at 68–69. There, as here, the inmate was getting some, but not all, of the treatment she wanted; in particular, while the prison was providing her with mental-health counseling, hormone therapy, and gender-appropriate clothing, it had persistently refused her requests for sex-reassignment surgery. Id. at 69–70. There, as here, the testifying medical professionals disagreed about whether a constitutionally adequate course of treatment required the prison to grant the inmate's remaining request. Id. at 74–79. There, as here, prison officials had raised security-related concerns about accommodating the inmate's demand. Id. at 79–81. And finally, there, as here, the district court had "issued an extensive opinion" concluding (1) that the inmate's gender dysphoria constituted a “serious medical need," (2) that “the only adequate way to treat” her condition was by granting all of her requests—including, there, for sex-reassignment surgery—and (3) that the prison officials “stated security concerns were merely pretextual." Id. at 81.
The First Circuit framed the question before it in terms that apply equally here: "[W]e are faced with the question whether the [prison's] choice of a particular medical treatment is constitutionally inadequate, such that the district court acts within its power to issue an injunction requiring provision of an alternative treatment—a treatment which would give rise to new concerns related to safety and prison security." Id. at 68. Notwithstanding the "extensive[ness]" of the district court’s determinations, the First Circuit reversed. In so doing, the en banc court emphasized that “[t]he law is clear that where two alternative courses of medical treatment exist, and both alleviate negative effects within the boundaries of modern medicine, it is not the place of [a reviewing] court to second guess medical judgments or to require that [prison officials] adopt the more compassionate of two adequate options.” Id. at 90 (quotation omitted). The First Circuit also stressed the “wide-ranging deference” to which prison administrators are entitled when making safety and security assessments. Id. at 83, 92 (quotation omitted). Concluding, the court held (1) that prison authorities “ha[d] chosen to provide a form of care that offer[ed] direct treatment” for the inmate’s gender dysphoria and (2) that they had “done so in light of the fact that provision of” the inmate’s preferred treatment “would create new and additional security concerns— concerns that do not presently arise from its current treatment regimen.” Id. at 96. Kosilek is closely (if not quite exactly) on point here. The FDC has given Keohane some, but not all, of what she wants—although it has denied her social transitioning requests (at least as they pertain to clothing and grooming), it has provided mental-health counseling, hormone therapy, the use of female pronouns, safer housing accommodations, and private shower facilities. And like the prison officials in Kosilek, the FDC has struck that balance both because Keohane’s treatment team has determined that her current regimen is sufficient to treat her gender dysphoria and because it has rationally concluded that her social-transitioning requests to dress and groom herself as a woman-would present significant security concerns in an all-male prison. [fn 14]
Bottom line: In light of the disagreement among the testifying professionals about the medical necessity of social transitioning to Keohane's treatment and the "wide-ranging deference” that we pay to prison administrators' determinations about institutional safety and security, Bell, 441 U.S. at 547, we simply cannot say that the FDC consciously disregarded a risk of serious harm by conduct that was "more than mere negligence" and thereby violated the Eighth Amendment, Brown, 387 F. 3d at 1351. Rather, it seems to us that the FDC chose a meaningful course of treatment to address Keohane's gender-dysphoria symptoms-treatment that, while perhaps different from (and less than) what Keohane preferred, is sufficient to clear the low deliberate-indifference bar. For better or worse, prisoners aren't constitutionally entitled to their preferred treatment plan or to medical care that is great, "or even very good." Harris, 941 F. 2d at 1510; see also Lamb, 899 F. 3d at
1162 ("[P]rison officials do not act with deliberate indifference when they provide medical treatment even if it is subpar or different from what the inmate wants."). So long as the care provided isn't "so grossly incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to fundamental fairness,” then the Eighth Amendment is satisfied. Rogers v. Evans, 792 F. 2d 1052, 1058 (11th Cir. 1986); Harris, 941 F. 2d at 1505. We are confident that the care here passes constitutional muster. [fn 15]
* * * One final word: This is a case that stirs emotions. And understandably so— the question whether and to what extent Florida prison officials must accommodate Keohane's gender dysphoria is a sensitive one, on both sides of the "v.” Our dissenting colleague's opinion is passionate and heartfelt, as is evident from its rhetoric. He accuses us, among other things, of “usurp[ing]" (and alternatively
“commandeer[ing]” and “annexing”) the district court’s role (Dissenting Op. at 41, 53, 86), “rearrang[ing] the record” to suit our own desires (id. at 41), strategically “ignoring” bad facts while focusing on those we “like[] better” (id. at 53), “pluck[ing]” favorable tidbits from cases (id. at 54), and—the coup de grâce— “shak[ing] the magic 8-ball until it gives us” a result we want (id. at 92). Needless to say—and with all due respect—we don’t think that we’ve done any of those things.
Make no mistake, we too have sympathy for Ms. Keohane, and we too regret her predicament. But our first obligation—our oath—is to get the law right. See 28 U.S.C. § 453. And our best understanding of the law is that—for better or worse—it simply does not entitle Ms. Keohane to additional relief. Our dissenting colleague, of course, sees things differently. But let us pause briefly to consider the implications of his position:
• First, on his view, the Constitution should be read to require prison officials to provide every convicted inmate—at taxpayer expense—with any treatment that is “psychologically pleasing.” See Dissenting Op. at 82–85. That cannot possibly be the law.
• Second, on his view, the Constitution should be read to require prison officials to provide every convicted inmate—again, at taxpayer expense— with doctors who have particularized experience (perhaps even a specialty) in dealing with his or her precise condition, no matter how rare. See Dissenting Op. at 79–81. Again—inconceivable.
• Finally, on his view, the Constitution should be read to prohibit prison authorities from making a prophylactic judgment that housing a transitioning woman—wearing long hair, female undergarments, and makeup—in a men’s prison simply poses too grave a threat to institutional security. See Dissenting Op. at 74–79. We just don’t think so.
This is a difficult case—no doubt. While we respect our dissenting colleague’s fervor, we find ourselves constrained to disagree with his conclusions, which, we think, would precipitate sweeping changes in the law of prison administration.
III
For the foregoing reasons, we hold that Keohane’s challenges to the FDC’s former freeze-frame policy and its initial failure to provide her with hormone therapy are moot, and we reject on the merits her claim that the FDC violated the Eighth Amendment by refusing to accommodate her social-transitioning-related requests.
We VACATE the district court’s order, DISMISS AS MOOT in part, and REVERSE in part.
WILSON, Circuit Judge, dissenting: The majority has usurped the role of the district court. In a painstaking, 61-page order, the district judge made detailed factual findings, concluding from them that Keohane's claims were not moot and that the FDC was liable for deliberate indifference. We must review those findings with great deference, disregarding them only if clearly erroneous. But the majority does not apply ordinary clear-error review, as we might in a sentencing case or an employment dispute. Instead, the majority steps into the district court's shoes to reweigh the facts, reassess credibility determinations, and rearrange the record to reach a different result. See Mach. Rental Inc. v. Herpel (In re Multiponics, Inc.), 622 F. 2d 709, 723 (5th Cir. 1980) ("Merely because a reviewing Court on the same evidence may have reached a different result will not justify setting a finding aside."). [fn1]
That is not our role. The clearly erroneous standard is weighty for a reason: It reflects the "unchallenged superiority of the district court's factfinding ability" and its capacity "to judge... the credibility of the witnesses." Salve Regina Coll. v. Russell, 499 U.S. 225, 233 (1991). We cannot simply supplant the district court's findings with our own. And yet that is what the majority does here.
Since the district court’s findings have substantial footing in the record, I would accept them. And given those findings, none of Keohane’s claims are moot, and the FDC was deliberately indifferent to her gender dysphoria when it failed to provide her with social-transitioning treatment.
One brief note before we begin: The majority cites language from my dissent to suggest that I have let the emotions surrounding this issue sway my opinion. The majority quotes me correctly; I have strong words about its analysis. But make no mistake—any fervor in the text below stems not from the facts of this case, but from the majority’s misapplication of our precedent.
I.
First, mootness. Federal courts decide only “live” controversies. See Troiano v. Supervisor of Elections in Palm Beach Cty., Fla., 382 F. 3d 1276, 1281– 82 (11th Cir. 2004). A case is no longer live, and is thus moot, when a court can no longer grant “meaningful relief” to the challenging party. Id. at 1282. This can happen when allegedly unlawful conduct ceases, but a party’s “voluntary cessation of allegedly unlawful conduct ordinarily does not suffice to moot a case.” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., Inc., 528 U.S. 167, 174 (2000). This is because the defendant might simply return to its “old ways.” Troiano, 382 F. 3d at 1283. A defendant “claiming that its voluntary compliance moots a case” thus bears the “formidable” and “heavy” burden of “showing that it is absolutely clear the allegedly wrongful behavior could not reasonably be expected to recur." Doe v. Wooten, 747 F. 3d 1317, 1322 (11th Cir. 2014); see also Harrell v. Fla. Bar, 608 F. 3d 1241, 1268 (11th Cir. 2010).
That analysis is a little different for the government, though. Government actors are more likely to "honor a professed commitment to changed ways" and get "more leeway than private parties in the presumption that they are unlikely to resume illegal activities." See Doe, 747 F. 3d at 1322; Troiano, 382 F. 3d at 1283. As a result, this court has held that when the government “unambiguously terminat[es]" challenged conduct, we presume that the conduct will not begin again. Doe, 747 F. 3d at 1322. It has also held that the “government actor is entitled to this presumption only after it has shown unambiguous termination of the complained of activity." Id.
Our case law, however, has shifted slightly from this framing. See Flanigan's Enters., Inc. of Ga. v. City of Sandy Springs, Ga., 868 F. 3d 1248, 1257 (11th Cir. 2017) (en banc), cert. denied sub nom. Davenport v. City of Sandy Springs, Ga., 584 U.S. ___, 138 S. Ct. 1326 (2018). We used to ask first whether the government had “unambiguously terminated” its conduct before we would apply the presumption against recurrence; if it did, the burden would shift to the plaintiff to prove that there was a reasonable basis to believe that the challenged conduct would renew. See Doe, 747 F. 3d at 1322. Now we ask only “whether the evidence leads us to a reasonable expectation that the [government] will reverse course and reenact the allegedly offensive [conduct]" should the court dismiss the case. See Flanigan's, 868 F. 3d at 1256. [fn2] As before, we rely on three broad and non-exclusive factors to help us answer this question. See id. at 1257. "First, we ask whether the change in conduct resulted from substantial deliberation or is merely an attempt to manipulate our jurisdiction." Id. The "timing" of the cessation is highly relevant to this inquiry. See id. So are the government's reasons for its delayed action and change of heart. See id. at 1260; Doe, 747 F. 3d at 1323. A "defendant's cessation before receiving notice of a legal challenge weighs in favor of mootness, while cessation that occurs 'late in the game' will make a court more skeptical of voluntary changes that have been made." Harrell, 608 F. 3d at 1266 (citation omitted) (internal quotation mark omitted). Similarly, a “well-reasoned justification for the cessation” is critical evidence "that the ceasing party intends to hold steady in its revised (and presumably unobjectionable) course." Id. In contrast, the government's inconsistent and unsupported position changes tend to show a lack of substantial deliberation. See Doe, 747 F. 3d at 1325–26.
"Second, we ask whether the government's decision to terminate the challenged conduct was unambiguous." Flanigan's, 868 F. 3d at 1257 (internal quotation mark omitted). The question here is “whether the actions that have been taken to allegedly moot the case reflect a rejection of the challenged conduct that is both permanent and complete." Id. As with the first prong, the “timing and content of the decision" are highly relevant to whether the government has decidedly abandoned prior conduct. See Harrell, 608 F. 3d at 1266. So is the government's refusal to admit that its prior position was wrong. See, e.g., Sheely v. MRI Radiology Network, P.A., 505 F. 3d 1173, 1187 (11th Cir. 2007) (holding that a case was not moot despite voluntary cessation in part because the government had not admitted that its conduct was wrong); ACLU v. Fla. Bar, 999 F. 2d 1486, 1494–95 (11th Cir. 1993) (same when the government had not admitted that a prior rule was wrong). [fn3] As are the government's assurances that it will steer clear of prior conduct. See Flanigan's, 868 F. 3d at 1261–62. But this point is key: The government's promises are not a trump card. They can prove hollow under the weight of other evidence. See Sheely, 505 F. 3d at 1184 (noting that a party's assertion "that it has no intention of reinstating the challenged practice" does not suffice to moot a case and is merely “one of the factors” to consider).
"Third, we ask whether the government has consistently maintained its commitment to the new policy or legislative scheme." Flanigan's, 868 F. 3d at 1257. We are also “more likely to find a reasonable expectation of recurrence when the challenged behavior constituted a continuing practice or was otherwise deliberate." Doe, 747 F. 3d at 1323.
Although these factors lend helpful guidance, they are not the be-all and end-all. When considering government cessation, including "a full legislative repeal of a challenged law-or an amendment to remove portions thereof these factors should not be viewed as exclusive nor should any single factor be viewed as dispositive.” Flanigan's, 868 F. 3d at 1257. “Rather, the entirety of the relevant
That is an overstatement. To be sure, Flanigan 's concluded that the government's current beliefs there provided “only weak evidence, if any” that its termination was unambiguous. 868 F. 3d at 1262. Yet we did not blink this consideration out of existence (and overrule years of precedent in the process). See Sheely, 505 F. 3d at 1187; ACLU, 999 F. 2d at 1494–95. Rather, we noted that this evidence in Flanigan 's paled alongside strong evidence of unambiguous termination, including a public repeal and a unanimous and public adoption of a resolution supporting the repeal. See 868 F. 3d at 1262. As I explain below, we have none of those safeguards here. See infra at 52–56. We have long known that a party is more likely to pursue a practice it believes is lawful than one it thinks is not. See Sheely, 505 F. 3d at 1187; ACLU, 999 F. 2d at 1494–95. So the FDC's current beliefs hold weight in the unambiguous-termination analysis.
circumstances should be considered and a mootness finding should follow when the totality of those circumstances persuades the court that there is no reasonable expectation that the government entity will reenact the challenged [policy]." Id. In other words, though the formal repeal of a policy or practice often goes a long way toward showing that the government won't turn heel, it is not always determinative; other facts can call the repeal into doubt. See Doe, 747 F. 3d at 1323 (noting that the cessation "analysis may vary depending on the facts" of each case).
Finally, although we consider the voluntary-cessation analysis de novo, we review the factual findings that play into this analysis for clear error. Troiano, 382 F. 3d at 1282. The FDC, as the appellant, must prove that these findings are clearly erroneous. See Thelma C. Raley, Inc. v. Kleppe, 867 F. 2d 1326, 1328 (11th Cir. 1989). Under clear-error review, we must defer to the district court's factual findings and credibility determinations, as that court “had the advantage of observing the witnesses and evaluating their credibility firsthand." Hiram Walker & Sons, Inc. v. Kirk Line, 30 F. 3d 1370, 1376 (11th Cir. 1994). The district court's findings bind us "unless, in view of the entire record, we are left with a definite and firm conviction that a mistake has been committed." Pelphrey v. Cobb Cty., Ga., 547 F. 3d 1263, 1268 (11th Cir. 2008). A "mistake," however, is not merely a difference in judgment. See Multiponics, 622 F. 2d at 723. As an appellate court,
we cannot set aside a finding just because we would "have reached a different result." Id.
A.
The district court held that the FDC failed to show under the factors that "the allegedly wrongful behavior could not reasonably be expected to recur.” Doe, 747 F. 3d at 1322. Its analysis rested on a collection of careful factual findings. Since these findings have substantial support in the record, I accept them. And given their persuasive weight, I conclude that there is a reasonable basis to believe that the FDC will return to its old ways.
First up is substantial deliberation or jurisdictional manipulation. The district court held that the FDC retreated from the challenged conduct—both its freeze-frame policy and its refusal to treat Keohane with hormone therapy—only to manipulate jurisdiction. Many findings compel this result.
One is timing. As the majority concedes, the timing of the FDC's termination muddies the waters around its cessation, and the timing on this point is key. See Flanigan's, 868 F. 3d at 1257. For more than two years, the FDC refused to treat Keohane with hormone therapy under the freeze-frame policy. But less than a month after Keohane filed this lawsuit, the FDC gave her hormone therapy. And within about two months, it repealed the freeze-frame policy.
The district court reasonably found these fourth-quarter concessions suspect—they suggest that the FDC only changed its ways to silence litigation. See Doe, 747 F. 3d at 1325. Its murky motives "create[] ambiguity" about the FDC's commitment to its changes and about whether the FDC will reoffend in the future. See Rich v. Sec'y, Fla. Dep't of Corr., 716 F. 3d 525, 532 (11th Cir. 2013). Dubious timing was not all the district court relied on. Alongside a suspicious sequence of events, the court also doubted the FDC's deliberation because the FDC took inconsistent positions throughout the case and could not explain its prolonged delay or sudden change of heart. See Doe, 747 F. 3d at 1325– 26; Harrell, 608 F. 3d at 1266.
To start, the district court found that the FDC had flip-flopped about its policy and practices throughout the litigation—a finding that no one disputes. Then, after the FDC reluctantly changed its ways, the court found that the FDC could not explain why it had done so. The FDC provided no minutes, no memoranda, and no testimony to show that it had thoughtfully considered its policy shifts. See Harrell, 608 F. 3d at 1267 (holding that the government's retreat from challenged conduct did not moot a case in part because the government failed "to disclose any basis for its decision," making it unclear whether the decision was “well-reasoned and therefore likely to endure" (internal quotation mark omitted)). The FDC's only explanation for its turnaround was that its general counsel had found some "case law” on the subject. Yet the FDC provided no support for this justification. It did not identify what case law called for the changes, who at the FDC compelled the changes, or what procedures went into making the changes. In short, the only evidence the FDC gave to show that it had engaged in substantial deliberation was its word that it had engaged in substantial deliberation.
For these reasons, the district court found that the FDC's justification for its policy shifts was incredible and pretextual. The court also found that the FDC had taken inconsistent positions and had been hasty in its decision-making. These findings led the district court to conclude that the FDC shifted its policy and practice for one purpose: to manipulate jurisdiction. The majority does not claim that any of these findings leave it with a “definite and firm conviction" that the district court made a "mistake." Pelphrey, 547 F. 3d at 1268. Nor could it-they have substantial record support. See supra at 48–50. Given these detailed findings, there is only one conclusion: The FDC shied away from its former ways not to make amends, but to manipulate jurisdiction.
Second is whether the FDC unambiguously terminated its freeze-frame policy and practice of denying Keohane hormone therapy. As before, the "timing and content of the FDC's reversal is crucial. See Harrell, 608 F. 3d at 1266. The district court found the FDC's timing suspect, its reasons dodgy, and its process a mystery. See supra at 48–50; Harrell, 608 F. 3d at 1266; Doe, 747 F. 3d at 1325–
26. It also found its obstinance telling. Because even after the FDC turned heel, it still refused to admit the error in its ways. See Sheely, 505 F. 3d at 1187. It continued to argue that hormone therapy is not constitutionally required for treating Keohane's gender dysphoria-words that contradict its actions and the "case law" that spurred the FDC into motion. In fact, the FDC still hasn't admitted that its practices violated the Constitution, and it refused to do so at oral argument. See Oral Argument at 1:40; Sheely, 505 F. 3d at 1187.
The record supports these findings. The majority does not claim them clearly erroneous. So I am hard pressed to see how anyone could conclude, given these findings of fact, that the FDC's termination was unambiguous. Properly confined to the district court's findings, I conclude, as that court did, that the FDC's termination was hazy at best. [fn4]
Third, then, is inconsistency. The district court found that, even after the FDC repealed the freeze-frame policy, the FDC withheld hormone therapy from at least one other inmate under the freeze-frame policy. The court also found that,
even after the FDC began giving Keohane hormone therapy, the FDC delayed in providing her hormone therapy. This delay caused her to attempt suicide twice in three days. The record also shows that the delays would have been more frequent had she not vigilantly pursued her treatment.
Like canaries in a coal mine, these deviations warn that the FDC is not as dedicated to its new positions as the majority would have us believe. And these instances were not mere anomalies. They were new applications of the FDC's prior practices-practices that were not mere blips, but were “continuing” and "otherwise deliberate." See Doe, 747 F. 3d at 1323. For these reasons, the district court held that this factor cut against the FDC. The majority, as before, does not question the evidence that the court relied on. Nor does it hold that the court clearly erred in finding that the FDC delayed in providing hormone therapy and applied the freeze-frame policy after its repeal. Given these uncontested facts, I agree with the district court that the last factor cuts against mootness.
B.
If we were conducting a typical mootness review, the district court's unchallenged findings would lead us to the same conclusion that the district court added)). True, the district court said that it would be “hard pressed to find that evidence of one mistake . . . is sufficient” standing alone to find against the government. Id. at 1299. But it noted that this evidence doesn't stand alone; “this drop of evidence only adds to the tidal wave of other circumstances crashing down on [the FDC's] mootness argument." Id. So contrary to the cropped picture the majority presents, the full frame shows that the district court did rely on this information, as should we.
reached. But rather than lend due weight to the district court's findings, the majority commandeers the district court's role, ignoring that court's conclusions while focusing us on the facts it likes better. To do so, it places a heavy emphasis on the repeal of the policy, and it takes solace in the FDC's oral-argument assurance that it will stay on the straight and narrow. The majority then strictly stacks this case up against the facts of Doe and Flanigan's, concluding that there is no reasonable expectation of recurrence. That analysis is wrong for four reasons.
First, the repeal of the freeze-frame policy does not deliver a de facto win for the government. A repeal, to be sure, is "often” determinative of unambiguous termination, see Doe, 747 F. 3d at 1322, but the key word is "often." When the weight of the other facts suggests that the government's moves were ambiguous, inconsistent, and made to manipulate jurisdiction, there is reason to fear that the government will veer from its new course. Relying on a sea of red flags, the district court found that this was exactly the case that the government's reasons for its repeal didn't add up, and that it was thus unclear whether its old ways were gone for good. The majority again does not hold that any of the court's findings are clearly erroneous. [fn 6] And given these findings, the only reasonable conclusion under the factors is that Keohane's claims are not moot. See id. at 1322–23. Second, though the majority contends that this case is a clone of Flanigan's, it clouds key parts of the picture. The City Council in Flanigan's "twice voted on the relevant remedial measures," "put forth persuasive explanations that [were] not dependent upon [the] litigation," and unanimously repealed the policy in "open session during regularly scheduled meetings." 868 F. 3d at 1260. The City also had a "long history of non-enforcement," which, "coupled with the recent repeal, indicate[d] the commitment to [its] new legislative scheme." Id. at 1263 n.10. We have none of that. We have no idea how many times the FDC considered these policy shifts it didn't tell us. We have no persuasive explanation for its about-face-it gave us none, and it met behind closed doors. See Harrell, 608 F. 3d at 1267. And we have no history of looking the other way— the FDC, until this litigation, enforced these policies to their fullest extent. Simply put, Flanigan's was a case in which the government publicly replaced with good reasoning-a rule that it never enforced. Ours is a case in which the government privately replaced with no reasoning-a rule that it enforced daily. Apples to oranges; Flanigan's to Keohane.
Third, although the majority says that our facts differ from the facts it plucks from Doe, this case is closer to Doe than the majority admits. For instance, the majority claims that, in Doe, the government had a "pattern" of breaking its promises to the plaintiff, but here there is no history of broken promises. Though we may not have explicit broken promises, we have a substantial comparator: The FDC has consistently defended its old policies and inconsistently applied its new ones. Its inconsistencies and contradictions raise the same flags as broken promises they cast doubt on the FDC's shaky commitment to its newfound path.
Finally, the majority draws a line through this case, Doe, and Flanigan's, because here (like Flanigan's and unlike Doe) the government has assured us that it will not revert to its old ways. But those assurances do not deserve the weight the majority gives them. For one thing, the district court found that the FDC never made this assurance about the freeze-frame policy, see Keohane, 328 F. Supp. 3d at 1300, and taking the FDC's lawyer's word at the final hour over the district court's finding again ignores clear-error review. Equally important, the City Council in Flanigan's backed up its oral-argument statements with actual statements: It passed a resolution "expressly disavowing any intent to reenact the Ordinance or any similar regulation." 868 F. 3d at 1262 (alterations accepted) (internal quotation mark omitted). This, coupled with the City's "alternative reasons for the repeal” and “history of non-enforcement,” assured us that the City would keep its promise. See id. at 1263. The FDC, in contrast, has offered no security to guarantee its claims. And contrary to the majority's view, there is "evidence or history that would cause us to doubt them here”: a record teeming with temperamental positioning, clandestine decision-making, all-too-convenient timing, and an adamant refusal to admit the error of its ways. See id.
* * * The majority quips that wisdom "often never comes, and so one ought not to reject it merely because it comes late." But the district court didn't find that wisdom had come late; it found that wisdom had never come at all. It concluded that the FDC's reversals were born of desperation, not deliberation. And its holding stood on a host of findings: that the timing of the FDC's concessions was suspect; that the FDC had no explanation for its delay; that the FDC's positions throughout the litigation were inconsistent; that the FDC's decision-making was a black box; that the FDC's prior practices were not accidental, but deliberate and historical; that the FDC refused to promise that it would not re-enact the freeze-frame policy; that the FDC still was adamant that its practices were valid, even after it claimed to change its ways; that the FDC delayed in providing Keohane's hormone therapy, even after it agreed that she needs it; and that, on at least one occasion, the FDC applied the repealed freeze-frame policy to bar hormone therapy for a patient with gender dysphoria.
As the majority does not hold that any of these findings are clearly erroneous, they bind us. See Pelphrey, 547 F. 3d at 1268. And these findings show that the FDC has not apologetically turned over a new leaf, but has acted to manipulate jurisdiction. I would affirm the district court's holding that these claims are not moot. [fn 8]
II.
Next, the merits of the social-transitioning claim. The Eighth Amendment bars a prison official from being deliberately indifferent to a serious medical need. See Brown v. Johnson, 387 F. 3d 1344, 1351 (11th Cir. 2004). A deliberate-indifference claim thus has two components: an objectively serious medical need, and subjective deliberate indifference to that need. See id. We review de novo the district court's ultimate conclusion that there was an Eighth Amendment violation warranting equitable relief, and we review issues of fact supporting this conclusion for clear error. See Common Cause/Georgia v. Billups, 554 F. 3d 1340, 1349 (11th Cir. 2009).
An objectively serious medical need is “one that has been diagnosed by a physician as mandating treatment or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention.” Farrow v. West, 320 F. 3d 1235, 1243 (11th Cir. 2003). We review the legal conclusion that a medical need is objectively serious de novo. See Thomas v. Bryant, 614 F. 3d 1288, 1307 (11th Cir. 2010). Because both sides and the majority agree that gender dysphoria is an objectively serious medical need, only the subjective element is in dispute. To establish subjective deliberate indifference, a plaintiff must show “(1) subjective knowledge of a risk of serious harm; (2) disregard of that risk; and (3) by conduct that is more than mere negligence." Brown, 387 F. 3d at 1351. Unlike the objectively-serious-need element, the subjective-deliberate-indifference element presents a question of fact that we review for clear error. Thomas, 614 F. 3d at 1312.
The district court found that the FDC was deliberately indifferent to Keohane's gender dysphoria when it refused to let her wear female undergarments or use female grooming products. This finding has substantial support in the record. So I'd let it stand. And since both the subjective and objective elements of an Eighth Amendment violation are met, I would affirm. [fn 9]
The majority reaches a different result, however, and it uses the wrong standard of review to get there. Reviewing the subjective-deliberate-indifference finding de novo during its review of the "ultimate" Eighth Amendment violation, it concludes that the district court was wrong to find that the last two subparts of the deliberate-indifference element were met. [fn 10] I explain below why this analysis is incorrect and why we must affirm the district court's conclusion that the FDC was deliberately indifferent to Keohane's gender dysphoria.
The majority's first mistake comes in articulating our standards of review. While listing the standards, the majority agrees that we apply clear-error review to questions of fact supporting the district court's conclusion that a defendant violated the Eighth Amendment. See Majority Op. at 28. It also accepts that subjective deliberate indifference is a question of fact that we review for clear error. See id. at 28 n.8. And yet, despite these directives, the majority refuses to apply clear-error review to the district court's finding of subjective deliberate indifference. Instead, it insists that it retains de novo review over this factual finding, citing the unremarkable rule that the “ultimate determination” whether “there was an Eighth Amendment violation warranting equitable relief" is a legal conclusion that we review de novo. Id. at 27–28. In other words, the majority has somehow read Thomas to hold that, even though the underlying finding of deliberate indifference is a question of fact reviewed for clear error, we (really) review that finding again de novo when we consider the “ultimate” Eighth Amendment violation.
That is simply wrong. We have long reviewed a finding of subjective deliberate indifference for clear error. See, e.g., Thomas, 614 F. 3d at 1312. We can reverse a subjective-deliberate-indifference finding only if left with a firm and definite conviction that the district court made a mistake. See Pelphrey, 547 F. 3d at 1268. Our de novo review extends only to questions of law (i.e., the objectively-serious-need element) and to the district court's ultimate conclusion whether the objective and subjective elements of a deliberate-indifference claim state an Eighth Amendment violation. Precedent makes this clear.
Take Thomas—the case from which the majority derives its de-facto-de-novo rule. There we explained that we review de novo the district court's ultimate determination that there was an Eighth Amendment violation. See Thomas, 614 F. 3d at 1303. We also explained that we review for clear error questions of fact supporting this conclusion. Id. Against this backdrop, we analyzed the two elements of a deliberate-indifference claim. We first reviewed the objectively-serious-need prong de novo, concluding as a matter of law that the prisoner's medical needs were sufficiently serious under the Eighth Amendment. See id. at
1307. Then we analyzed the subjective-deliberate-indifference finding. Citing Supreme Court and Eleventh Circuit precedent, we held unequivocally—that the subjective-deliberate-indifference element raises a “question of fact which we review for clear error." Id. at 1312 (citing Farmer v. Brennan, 511 U.S. 825, 842 (1994); Goebert v. Lee Cty., 510 F. 3d 1312, 1327 (11th Cir. 2007)). And then we did just that: We reviewed the district court's finding of subjective deliberate indifference for clear error, holding that we could not reverse on the subjective-deliberate-indifference prong, because the finding was not “clearly erroneous." Id. at 1313–16. Finally, we summed up by "[c]oncluding that [the plaintiff] satisfied both the objective and subjective prongs of his Eighth Amendment” claim, leading us to affirm the district court's ultimate conclusion that there was an Eighth Amendment violation. Id. at 1317.
That is precisely how this analysis should go. We review the objectively-serious-need element de novo, as it is a question of law. Id. at 1307. We review the subjective-deliberate-indifference finding for clear error, as it is a question of fact. Id. at 1312. And then we review the district court's “ultimate” application of these elements de novo. Id. at 1303. So if the district court, despite checkmarks in both the objective and subjective boxes, still concluded that there was no Eighth Amendment violation, we would lend no deference to this error. We would review it de novo, and would no doubt reverse. And if the district court, despite holding that one of the elements was not met, still concluded that there was an Eighth Amendment violation, we would do the same. We would review this error de novo, and no doubt reverse. That is the ultimate conclusion that we review de novo. See id. [fn 11]
But that is not how the majority analyzed this case. If you look closely through its opinion, you won't see a single attempt to analyze whether the district court's subjective-deliberate-indifference finding was clearly erroneous. To be sure, the majority pays lip service to this standard at the end of footnote eight. But that perfunctory paragraph is no more than a fail-safe to cover itself should its de novo rule prove too much. Even a skim through its opinion shows that the majority has not applied clear-error review to the district court's finding of subjective deliberate indifference; it has swapped the deference we typically apply with overarching de novo review. This switch allows it to reweigh the deliberate-indifference evidence as it sees fit, disregarding the ample evidence the district court relied on to make its factual findings. Contra id. at 1312.
B.
To justify its new standard, the majority pens a footnote treatise that reads the clear-error rule out of Thomas. See Majority Op. at 28–29 n.8. It first opines that Thomas's clear-error rule applies only to "historical facts" supporting the district court's finding of subjective deliberate indifference—i.e., the who, what, when, and where facts—not the determinative facts. It then concludes that Thomas compels it to review the subjective-deliberate-indifference finding de novo during its review of the ultimate Eighth Amendment violation. And it supports these claims with out-of-context Supreme Court precedent, asserting that its ultimate factual review “follows straightaway" from the Court's application of de novo review in cases predating Thomas. For three reasons, these arguments fall short.
First-as the majority well knows it does not matter what we think the prior panel should have held under then-existing Supreme Court precedent: All that matters is what the prior panel held. See In re Lambrix, 776 F. 3d 789, 794 (11th Cir. 2015) ("[A] prior panel's holding is binding on all subsequent panels unless and until it is overruled or undermined to the point of abrogation by the Supreme Court or by this court sitting en banc." (emphasis omitted)). In Thomas, we held— with the benefit of all the Supreme Court precedents the majority cites-that subjective deliberate indifference is a "question of fact which we review for clear error." 614 F. 3d at 1312. There were no qualifiers—we did not say that clear-error review applies to only the "historical” subparts of the district court's deliberate-indifference finding. Nor did we double back to review the subjective-deliberate-indifference finding de novo at the end; we did just the opposite, affirming the subjective-deliberate-indifference finding because it was not clearly erroneous. See id. at 1313–17. The majority cannot reexamine the legal landscape the prior panel considered to conclude that the prior panel was wrong-such second-guessing would “undermine the values of stability and predictability in the law that the prior panel precedent rule promotes." Smith v. GTE Corp., 236 F. 3d 1292, 1303 (11th Cir. 2001). For this reason, we have “categorically reject[ed] any exception to the prior panel precedent rule based upon a perceived defect in the prior panel's reasoning or analysis as it relates to the law in existence at that time." Id. If the majority has a problem with Thomas's clear-error rule, the proper place for its concerns is in a concurrence urging our court to consider the issue en banc. What it cannot do is what it does here: overrule a co-equal panel and take the en banc court's role for itself. [fn 12]
Second, Thomas foreclosed the majority's academic notion that clear-error review extends only to historical facts. As said before, Thomas's holding had no reservations: “A prison official's deliberate indifference is a question of fact which we review for clear error." 614 F. 3d at 1312. The majority does not explain how this rule statement applies only to historical facts. Nor could it do so—Thomas itself applied the rule beyond historical facts. Just pages after Thomas set out the ultimate-de-novo-review rule that the majority clings to, the panel applied clear-error review to all three subparts of the subjective-deliberate-indifference element. It first held that the record supported the district court's finding that prison officials were subjectively aware of a risk of harm to the prisoner. See id. at 1313. Then it took on the second and third prongs, holding that the “record also supports the district court's finding that the Secretary of the DOC and the Warden of FSP recklessly disregarded the risk of psychological harm to inmates like McKinney." Id. at 1315. If this application weren't clear enough, the panel erased any doubt when it held that “the DOC's refusal to modify its non-spontaneous use-of-force policy provides support for the district court's finding of more than mere or even gross negligence on the part of the DOC." Id. And the panel confirmed that clear-error review applies to the entire deliberate-indifference element, holding that "an examination of his entire record demonstrates that the district court did not commit clear error in finding the defendants' deliberate indifference.” Id. at 1317. These findings are not historical facts; they are the determinative facts that make up a finding of subjective deliberate indifference. See Brown, 387 F. 3d at 1351. So Thomas's application proves that clear-error review extends beyond the who, what, where, and when—it extends to the entire deliberate-indifference element.
Thomas isn't the outlier in our precedent—it's the norm. We have held time and again that subjective deliberate indifference is a factual finding. See, e.g., Greason v. Kemp, 891 F. 2d 829, 840 (11th Cir. 1990) (holding at summary judgment that the “evidence could support a finding that the conduct reflected a deliberate indifference to [the prisoner's] [E]ighth [A]mendment right to adequate mental health care," and holding that whether "the conduct actually constituted deliberate indifference ... is a factual question" (emphasis added in underline)); McElligott v. Foley, 182 F. 3d 1248, 1256 (11th Cir. 1999) (holding at summary judgment that there “was sufficient evidence to permit a jury to infer that the defendants in this case knew of a substantial risk of harm to [the prisoner]" and "to draw the conclusion that [the defendants] were not merely negligent" in providing subpar care (emphasis added)). We review factual findings like these for clear error. See, e.g., United States v. Williams, 340 F. 3d 1231, 1234 (11th Cir. 2003). We don't dissect them with artificial labels, defying prior precedent.
In fact, the type of review the majority presses here echoes the sole instance where we do dissect facts with artificial labels our de novo review of
"constitutional facts" in First Amendment cases. In those cases, the constitutional facts are determinative; they answer “why” a government actor suppressed certain speech and whether its motives were unconstitutional. See Am. Civil Liberties Union of Fla., Inc. v. Miami-Dade Cty. Sch. Bd., 557 F. 3d 1177, 1206 (11th Cir. 2009). We review those facts de novo and accompanying historical facts for clear error. See id. But this an exceedingly narrow exception-one unique to First Amendment cases. See Flanigan's Enters., Inc. of Ga. v. Fulton Cty., Ga., 596 F. 3d 1265, 1276 (11th Cir. 2010). We have never imported this plenary factual review to an Eighth Amendment case. Cf. Thomas, 614 F. 3d at 1312. And yet, despite Thomas, the majority does so now.
Third, the majority's super-de-novo-review rule proves unjustifiable when we consider how we review subjective deliberate indifference after a jury trial (rather than after a bench trial). For when a jury finds that a defendant was deliberately indifferent, we don't retrace this finding de novo; we review the jury's finding for sufficient evidence. See Carswell v. Bay Cty., 854 F. 2d 454, 457 (11th Cir. 1988) (affirming a jury's finding of deliberate indifference because there was sufficient evidence to reach that conclusion). Why would we review subjective deliberate indifference for sufficient evidence after a jury trial, but de novo after a bench trial? The answer is simple: We don't. We have never suggested in these cases that we somehow revisit the factual finding of subjective deliberate indifference de novo when reviewing the “ultimate” Eighth Amendment violation. And the majority does not point us to a single Eleventh Circuit case that does so.
Turning to the second paragraph in its footnote, the majority claims that there is no way that the purportedly “mindless, mechanical box-checking” that I described above marks the extent of our de novo review over the ultimate Eighth Amendment violation. See supra at 61–62. This is a mountain made out of a molehill-of course our de novo review has less teeth here than in most constitutional cases. For one, the defendants here have conceded that the objectively-serious-need element—one we review de novo—is met, leaving us little to review on that side of the coin. For another, our precedent has set up a clear, two-part test for establishing an Eighth Amendment violation, and one of those parts is a fact question, leaving little to ultimately review de novo. See Thomas, 614 F. 3d at 1312. In other cases, like an Equal Protection challenge or a Due Process case, our ultimate review of the constitutional violation driving the preliminary injunction is far more searching-the questions there are almost entirely legal. But a finding of subjective deliberate indifference is different; it is heavily fact-intensive. See Greason, 891 F. 2d at 837. Though we are just as equipped as the district court to decide the legal question of whether a medical need is objectively serious, the district court is far better situated to analyze the subjective, state-of-mind question of a prison official's deliberate indifference. See
Salve Regina, 499 U.S. at 233 (noting that deference is warranted when the district court is better positioned decide the issue, as it is when applying a fact-dependent legal standard). So our "ultimate” de novo review, in the deliberate-indifference context, is understandably more limited.
As its parting word, the majority notes that the First Circuit, sitting en banc, rejected clear-error review for subjective deliberate indifference, ultimately applying the de novo review the majority applies here. See Kosilek v. Spencer, 774 F. 3d 63, 84 (1st Cir. 2014) (en banc). But that's because the First Circuit concluded that deliberate indifference is a “[s]ubsidiary legal question," not a fact question. Id. That is, word for word, the opposite of what we held in Thomas. See 614 F. 3d at 1312. The First Circuit also justified its de novo review of the deliberate-indifference finding by citing our statement in Thomas that the "ultimate legal conclusion of whether prison administrators have violated the Eighth Amendment is reviewed de novo." 774 F. 3d at 84. But, as explained above, Thomas's ultimate-de-novo-review rule only extends to the district court's application of the objective and subjective elements; it does not empower us to rereview the subjective-deliberate-indifference-finding de novo. See supra at 60– 62, 65-69. Finally, the Kosilek court was sitting en banc; was not bound by prior precedent; and, so far as Kosilek explains, did not have precedent squarely holding that deliberate indifference is a question of fact reviewed for clear error. We, in contrast, are not sitting en banc; are bound by prior precedent; and do have precedent squarely on point. See Thomas, 614 F. 3d at 1312. So Kosilek holds no weight in this analysis. [fn 13]
* * * In the end, "our first obligation—our oath” is to follow the law. Majority Op. at 39 (citing 28 U.S.C. § 453). In the Eleventh Circuit, that means following prior precedent. Thomas holds that subjective deliberate indifference is a question of fact that we review for clear error. We cannot refuse to apply this holding simply because we disagree. Nor can we reanalyze the issue for ourselves to overrule the prior panel. If the majority has concerns about our precedent, it should voice those concerns separately for our en banc court. And it may have the chance to do just that, as its disregard for our precedent has no doubt transformed this routine deliberate-indifference case into one justifying en banc review.
C.
Having minted a new standard of review, the majority applies it to reverse the district court at the last deliberate-indifference step: Whether the FDC "disregarded" a substantial risk of harm by "more than mere negligence." The district court found that the FDC had for two reasons. First, the FDC denied social transitioning because it blindly deferred to the FDC's clothing policy, effectively enacting a blanket ban on social transitioning without case-specific medical or security judgment. Second, the FDC denied Keohane access to medical personnel competent enough to realize that she needs to transition to avoid severe self-harm. Reviewing de novo, the majority replaces these findings with its own. It concludes that the FDC denied treatment because medical professionals disagreed with Keohane about her need to transition and because the FDC concluded that the security risks of the treatment were too great.
To reach that conclusion, though, our precedent compels the majority to hold that the district court's findings were clearly erroneous. See Pelphrey, 547 F. 3d at 1268. The majority doesn't do so (and its cursory footnote is no substitute for true clear-error review). See Majority Op. at 29 n.8. In reality, the majority takes the issue up anew, concluding that it "simply cannot say that the FDC consciously disregarded a risk of serious harm by conduct that was more than mere negligence." Majority Op. at 37 (internal quotation mark omitted).
As I explain below, that is the wrong approach. Because both of the district court's findings hold substantial footing in the record, we must affirm. See Pelphrey, 547 F. 3d at 1268.
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Hoffer v. Sec'y, Fla. Dep't Corr., 973 F.3d 1263 (11th Cir. 2020)…76, 1286–89, 1294 (11th Cir. 2020) (overturning the District Court's conclusion that prison officials were deliberately indifferent to serious risk of harm posed by COVID-19 and vacating preliminary injunction); Keohane v. Fla. Dep't of Corr. Sec'y, 952 F.3d 1257, 1264–65, 1277 (11th Cir. 2020) (overturning the District Court's conclusion that prison officials were deliberately indifferent to a prisoner's gender dysphoria because prisoners aren't constitutionally entitled to medical care "that is great, or e…
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Myrick v. Fulton Cnty., 69 F.4th 1277 (11th Cir. 2023)…rds as deliberate indifference claims made under the Eighth Amendment. Goebert, 510 F.3d at 1326. A claim of deliberate indifference to serious medical needs includes both an objective and subjective component. Keohane v. Fla. Dep't of Corr. Sec'y, 952 F.3d 1257, 1266 (11th Cir. 2020). Appel- lants must show (1) that May had an objectively serious medical need; (2) that the Officers acted with subjective deliberate indiffer- ence to that need; and (3) that the Officers' deliberate indifference caused May in…
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Bostock v. Clayton Cnty., 140 S. Ct. 1731 (U.S. 2020)…D Ala., July 25, 2018) (change of gender on driver's licenses); Whitaker , 858 F. 3d at 1054 (school policy requiring students to use the bathroom that corresponds to the sex on birth certificate); Keohane v. Florida Dept. of Corrections Secretary , 952 F. 3d 1257, 1262-1265 (CA11 2020) (transgender prisoner denied hormone therapy and ability to dress and groom as a female); Edmo v. Corizon, Inc. , 935 F. 3d 757, 767 (CA9 2019) (transgender prisoner requested sex reassignment surgery); cf. Glenn v. Brumby ,…
Previewing 3 of 101 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (47 total)
- Bonner v. City OF Prichard, 661 F.2d 1206 (11th Cir. 1981)
- Estelle v. Gamble, 429 U.S. 97 (U.S. 1976)
- Bell v. Wolfish, 441 U.S. 520 (U.S. 1979)
- Powell v. McCormack, 395 U.S. 486 (U.S. 1969)
- Salve Regina Coll. v. Russell, 499 U.S. 225 (U.S. 1991)
- Ornelas v. United States, 517 U.S. 690 (U.S. 1996)
- Farmer v. Brennan, 511 U.S. 825 (U.S. 1994)
- United States v. Concentrated Phosphate Exp. Assn., Inc., 393 U.S. 199 (U.S. 1968)
- Friends of the Earth, Inc. v. Laidlaw Env't Servs. (toc), Inc., 528 U.S. 167 (U.S. 2000)
- Henslee v. Union Planters Nat'l Bank & Tr. Co., 335 U.S. 595 (U.S. 1949)