JOLENE WALDRON
v.
GREGORY SPICHER
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In this qualified immunity case, the Eleventh Circuit considered whether Deputy Gregory Spicher violated the Fourteenth Amendment substantive due process rights of Anthony Ybarra Jr. when he ordered bystanders to stop performing CPR on Ybarra after an attempted suicide, contributing to Ybarra's death. The court vacated the district court's denial of Spicher's qualified immunity motion, holding that mere recklessness or deliberate indifference was insufficient to establish a violation of clearly established substantive due process rights in the non-custodial context of emergency response, and that Waldron must prove Spicher acted with intent to cause harm to survive summary judgment.
The court held that the district court applied an erroneous legal standard for qualified immunity and remanded for application of the correct standard.
[1] Government officials are entitled to qualified immunity unless they violate a statutory or constitutional right that was clearly established at the time of the alleged vi…
[2] In the Eleventh Circuit, a constitutional right is clearly established if a materially similar case has been decided, a broader principle controls the novel facts with ob…
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ANDERSON, Circuit Judge:
Jolene Waldron, the personal representative of her son, the late Anthony Ybarra, Jr., filed the instant case against Gregory Spicher, a Sheriff's Deputy with the Marion County, Florida, Sheriff's Office. After her son attempted to commit suicide by hanging himself, Waldron contends that Spicher, the responding officer on the scene, stopped several bystanders from performing CPR on Ybarra, in violation of his substantive due process rights under the Fourteenth Amendment. Spicher moved for summary judgment on the grounds that he was entitled to qualified immunity, which the district court denied. Spicher appeals from this determination. We hold that the district court applied an erroneous legal standard. We announce the correct legal standard, and remand to the district court to apply that standard in the first instance. Accordingly, we vacate the judgment of the district court, and remand for further proceedings not inconsistent with this opinion.
I. BACKGROUND
While the parties largely agree on the underlying facts, we nonetheless set them out in some detail because they are relevant to our ultimate decision. Taking
* Honorable David M. Ebel, United States Circuit Judge for the Tenth Circuit, sitting by designation.
A. Ybarra's Suicide and the Immediate Response
On November 14, 2014, Anthony Ybarra, Jr., attempted to commit suicide by hanging himself from a tree outside his house with belts and ropes. Though it is unclear how long Ybarra was hanging before he was discovered, it is likely that at least several minutes elapsed before he was ultimately discovered by Waldron and her other children. When Waldron discovered her son, she began screaming and attempted to bring him down. One of her neighbors, Ronald Timson, a former emergency medical technician (“EMT”), heard her screams and rushed over to help. Waldron and Timson had difficulty cutting the ropes and belts that Ybarra had hung himself with, but were eventually able to do so. Timson examined Ybarra and detected a "faint, faint pulse" on Ybarra27;s carotid artery and felt that Ybarra "was not cold." Because of Ybarra27;s “nonwhite” skin, Timson was unable to tell if Ybarra was cyanotic [fn 1] and saw some faint bruising around his neck. He immediately began performing CPR on Ybarra. As Timson did so, Waldron testified that she saw Ybarra exhale, but Timson did not.
1 Cyanosis is a “bluish discoloration, applied especially to such discoloration of the skin and mucous membranes due to excessive concentration of reduced hemoglobin in the blood." See Cyanosis, Dorland27;s Illustrated Medical Dictionary (28th ed. 1994). In layman27;s terms, the district court explained that cyanosis “refers to the blue color a person becomes when their tissue is not receiving sufficient levels of oxygen.”
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While Timson was performing CPR, Waldron and Christina Timson, Ronald27;s wife, repeatedly attempted to call 911 to report the emergency, but the line kept disconnecting. Christina Timson was able to call 911 successfully at 4:00 PM, shortly after Ybarra was discovered, and a rescue unit was dispatched at approximately4:02 PM. Meanwhile, Waldron called her boyfriend27;s mother, Karen VanEs, a nurse, at approximately4:04 PM, who arrived at the Waldron residence several minutes later.
At the time that VanEs had arrived, Timson had been performing CPR for several minutes. When she arrived, VanEs joined him. She noted that Ybarra27;s color was not "dusky" or "kind of grayish," which would have indicated to her that he was "dead or close to death." She did not observe any breathing or any other signs that indicated he was alive. She performed CPR for a short period of time— accounts vary as to whether it was a minute or several minutes—before Sheriff27;s Deputy Gregory Spicher arrived.
Upon his arrival, Spicher directed both VanEs and Timson to stop performing CPR. When no one acceded to his request, he ordered them to stop again. Timson stepped away and VanEs stopped, but she checked Ybarra27;s left radial artery and felt a "weak beat." She protested to Spicher that “there was a heartbeat," to which he replied, "Well, that27;s because you27;re performing CPR." At that point, she removed her hands and said, "But I27;m not doing CPR." She then stood up and
Several minutes later, a fire truck and an ambulance arrived. Three paramedics—later identified as David Warren, Christensen, and Grisales— attempted to attend to Ybarra, but Spicher only allowed Warren to do so to “confirm the patient27;s status." Warren testified that Spicher told him to "not touch the patient very much because this was a crime scene." Warren noted that Ybarra was "severely cyanotic and unresponsive" and his neck was elongated. He assessed Ybarra with a Glasgow Coma Score of one in eyes, verbal, and motor, which was consistent with a deceased person27;s score. Warren hooked up Ybarra to a heart monitor and noted a heart rate of24 beats per minute, which he testified indicated organized electrical activity in the heart inconsistent with death. Warren called for Spicher to retrieve Lieutenant Christensen, but Spicher was on the phone and did not
2 The emergency services incident report indicates that Spicher called in the Signal7 at approximately4:08 PM, and was notated as “SLOW ALL UNITS TO COLD S7.”
B. Internal Affairs Investigation
Shortly after the events of November 14, 2014, the Marion County Sheriff27;s Office27;s Internal Investigations Unit opened an investigation into Spicher27;s conduct. The Unit interviewed all of the witnesses—that is, Waldron, her children, the Timsons, VanEs, Warren, and Spicher. The Unit reached the following conclusion:
Deputy Spicher was acting in the role of a law enforcement officer at the time of this incident; he had been trained to administer CPR. His years of advanced medical training and experience should have been a benefit in this instance. CPR training will teach you that you don't cease CPR once it begins, unless the person administering it is relieved by medical personnel or becomes exhausted. Deputy Spicher made, what he believed at the time, a correct decision when giving the order; however, he lacked the facts to do so. Deputy Spicher did not know that the civilians administering CPR had medical backgrounds or how long the subject had been hanging before he was cut down. Once someone is deceased you can, during a time frame, possibly bring them back to life.
Deputy Gregory Spicher27;s actions at the time of his arrival, in as far as his commands to civilians, were not proper as to his role of a law enforcement officer and the Marion County Sheriff27;s Office. Therefore, Violation of operations Directive 1068.04(A) Dereliction of Duty is SUBSTANTIATED.
(emphasis in original).
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C. Procedural History
Waldron filed suit against Spicher, alleging that he violated Ybarra27;s Fourteenth Amendment substantive due process rights. Each party introduced expert testimony as to the proximate causation of Ybarra27;s death. Waldron27;s expert, Dr. Mazyar Rouhani, stated that Ybarra "would have survived the hanging and may have been neurologically intact if he would have continued to receive continuous CPR by [the] bystander[s] and [emergency medical services]," but Spicher27;s expert, Dr. Kris Sperry, stated that Ybarra had deteriorated to such a point that no amount of CPR or medical care would have been able to save him.
Both parties filed motions to exclude the other27;s expert witnesses, and Spicher moved for summary judgment based on qualified and sovereign immunity and on Waldron27;s demand for punitive damages. The District Court denied the motions to exclude Rouhani and Sperry as expert witnesses, denied Spicher27;s motion as to punitive damages, and denied his motion as to qualified and sovereign immunity. Spicher appealed the District Court27;s denial of his motion for summary judgment solely on the issue of qualified immunity.
II. ISSUE
The ultimate issue on appeal is whether the district court erred in denying Spicher27;s motion for summary judgment. However, there are several subsidiary issues, including:
We decline to address the first issue; we prefer that the district court address it in the first instance. This opinion addresses only the second issue.
III. ANALYSIS
"Qualified immunity protects government officials from liability for civil damages unless they violate a statutory or constitutional right that was clearly established at the time the alleged violation took place." Gilmore v. Hodges, 738 F. 3d 266, 272 (11th Cir. 2013) (citation omitted). Because qualified immunity is available only if the official is "carry[ing] out their discretionary duties," see id. (quotation omitted), our inquiry begins by considering whether the official was acting within the scope of his discretionary authority. See Holloman v. Harland, 370 F. 3d 1252, 1264 (11th Cir. 2004). “If, interpreting the evidence in the light most favorable to the plaintiff, the court concludes that the defendant was engaged in a discretionary function, then the burden shifts to the plaintiff to show that the defendant is not entitled to qualified immunity." Id. (citing Cottone v. Jenne, 326 F. 3d 1352, 1358 (11th Cir. 2003)) (emphasis in original). Then, the plaintiff must demonstrate that his constitutional rights were violated and that the right at issue was "clearly established27; at the time of defendant27;s alleged misconduct." Pearson v.
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Callahan, 555 U.S. 223, 232 (2009). We review all of these determinations de novo, Nolin v. Isbell, 207 F. 3d 1253, 1255 (11th Cir. 2000), and "view all evidence and make any reasonable inferences that might be drawn therefrom in the light most favorable to the non-moving party," but "only to the extent supportable by the record," Loftus v. Clark-Moore, 690 F. 3d 1200, 1203 (11th Cir. 2012) (quotation omitted). We begin by considering whether Spicher was acting within his discretionary authority, and then proceed to the core qualified immunity analysis.
A. Discretionary Authority
In most cases, plaintiffs concede that the defendant was acting within his discretionary authority at the time of the alleged constitutional violation. In the proceedings before the district court, Waldron did not argue that Spicher was not acting within his discretionary authority and the district court assumed that she had conceded the point. Perhaps inspired by the district court27;s suggestion that "the Court is not so sure" that "Spicher was acting within the scope of his discretionary authority," Waldron argues for the first time before us that Spicher was not acting within his discretionary authority.
Generally, "[a]rguments raised for the first time on appeal are not properly before this Court." Hurley v. Moore, 233 F. 3d 1295, 1297 (11th Cir. 2000). But our "power to entertain an argument raised for the first time on appeal is not a jurisdictional one; thus we may choose to hear the argument under special
We note that the district court declined to address the discretionary authority issue, because neither party raised the issue and because, under the district court27;s analysis, it would not have changed the outcome. We decline to address this issue; we prefer that the district court address in the first instance both whether Waldron27;s actions in the district court constitute a waiver, and the merits of the issue. Accordingly, the balance of this opinion assumes arguendo—but does not decide— that Spicher was acting within his discretionary authority.
B. Core Qualified Immunity Analysis
As we explained previously, the core qualified immunity analysis consists of two questions: (1) whether the official violated the plaintiff27;s constitutional rights, and (2) if so, whether those rights were clearly established. We "may undertake these two inquiries in either order." Maddox v. Stevens, 727 F. 3d 1109, 1120 (11th Cir. 2013) (citing Pearson, 555 U.S. at 236). Because we are assuming that Spicher was acting within the scope of his authority, to prevail, Waldron will have to prove not only that her substantive due process rights were violated (the first prong), but also that the substantive due process rights thus violated were clearly established (the second prong) at the time Spicher acted. Because Waldron can prevail only if
This court has identified three different ways that a plaintiff can prove that a particular constitutional right is clearly established. First, a plaintiff can show that a materially similar case has already been decided. Mercado v. City of Orlando, 407 F. 3d 1152, 1159 (11th Cir. 2005). This category consists of binding precedent tied to particularized facts in a materially similar case. In determining whether a right is clearly established under this prong, only materially similar cases from the United States Supreme Court, this Circuit, and/or the highest court of the relevant state can clearly establish the law. Griffin Indus., Inc. v. Irvin, 496 F. 3d 1189, 1199, 1199 n.6 (11th Cir. 2007). Second, a plaintiff can also show that a broader, clearly established principle should control the novel facts of a particular case. Mercado, 407 F. 3d at 1159. “[T]he principle must be established with obvious clarity by the case law so that every objectively reasonable government official facing the circumstances would know that the official27;s conduct did violate federal law when the official acted." Loftus, 690 F. 3d at 1205 (alteration in original). Put another way, “in the light of pre-existing law, the unlawfulness must be apparent." Id. Third, a plaintiff could show that the case “fits within the exception of conduct which so obviously
1. Significance of Hamilton and Lewis for this case
We begin our analysis with a discussion of the very similar case of Hamilton by and through Hamilton v. Cannon, 80 F. 3d 1525 (11th Cir. 1996). There, Hamilton, the plaintiff27;s daughter, was thrown into a swimming pool but did not know how to swim and ultimately died. Id. at 1527. The lifeguard on duty "had received no formal lifeguard training nor any instruction with respect to drownings or any other potential emergencies at the pool." Id. at 1527–28. All he “knew to do was to remove [Hamilton] from the pool and place her on the edge of it." Id. at 1528. Following his removal of Hamilton from the pool, a bystander trained in CPR began administering CPR in an attempt to revive Hamilton. Id. "After [the bystander] initiated CPR, Hamilton appeared to begin shallow breathing and to revive slightly." Id. Some testimony indicated that “Hamilton held her head up, began to cough and moved her arm," and the bystander "felt a pulse and saw
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Hamilton trying to respond by moving her eyes." Id. At this point, a sheriff27;s deputy arrived at the scene and “ordered everyone to clear the area around Hamilton," including the bystander administering CPR. Despite the bystander27;s objections, the officer specifically ordered her away from Hamilton. Id. The deputy “then examined Hamilton27;s condition, but did not himself undertake CPR efforts or take any other medical action on her behalf, apparently believing that Macon County27;s emergency medical technicians would arrive immediately after him." Id. However, because the EMTs were confused about the location, their arrival was delayed by several minutes, during which time “no one provided medical attention to Hamilton." Id. The bystander ran to her nearby home to retrieve her CPR certification card and returned; and during that five minutes, again, no one provided any medical care to Hamilton. Id. The bystander was allowed to resume CPR and the EMTs arrived shortly thereafter, but “Hamilton had already passed the point at which medical assistance could be of benefit," and she was declared dead shortly thereafter. Id. The district court denied the deputy27;s invocation of qualified immunity, and we reversed. We concluded that the cases Hamilton relied on to clearly establish a substantive due process violation were either dicta, or insufficiently similar such that the law had not been “developed in such a concrete and factually defined context to make it obvious to all reasonable government actors, in the defendant27;s place, that what he [was] doing violates federal law." Id. at 1531
In Hamilton, we applied the then-prevailing substantive due process analysis which provided that, ordinarily, government officials “are under no duty to provide rescue." Id. at 1529. This general substantive due process law was subject to two exceptions in our Circuit: (1) the "special relationship" doctrine, and (2) the “special danger" doctrine. With respect to the first, we explained in Bradbury v. Pinellas County, 789 F. 2d 1513, 1516 n.2 (11th Cir. 1986), “there are times when the Constitution requires local governmental units to provide basic protective services to individuals with whom the government has created a special relationship,” usually through arrest or other forms of custody. And as to the second, “a plaintiff may show a duty on the state27;s part by establishing that the plaintiff, as opposed to the general public, faced a special danger." Cornelius v. Highland Lake, 880 F. 2d 348, 354 (11th Cir. 1989), abrogated as recognized in White v. Lemacks, 183 F. 3d 1253, 1257–58 (11th Cir. 1999) We subsequently explained that the substantive due process analysis which the Hamilton opinion employed was “superseded by the standard employed by the Supreme Court in Collins [v. City of Harker Heights]."
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White, 183 F. 3d at 1257–59. "Thus, the conduct by a government actor will rise to the level of a substantive due process violation only if the act can be characterized as arbitrary or conscience shocking in a constitutional sense." Waddell v. Hemerson, 329 F. 3d 1300, 1304 (11th Cir. 2003) (citing Collins, 503 U.S. 115, 128 (1992); White, 183 F. 3d at 1257–59).
The Supreme Court in County of Sacramento v. Lewis described the concept of conscience shocking in the constitutional sense. 523 U.S. 833 (1998). With respect to executive action, “only the most egregious official conduct can be said to be arbitrary in the constitutional sense." Id. at 846 (internal quotation omitted). The "Due Process Clause was intended to prevent government officials from abusing [their] power, or employing it as an instrument of oppression." Id. (internal quotations omitted) (alteration in original). Lewis noted that “the measure of what is conscience shocking is no calibrated yard stick[.]" Id. at 847. Context and the circumstances are significant, and the level of culpability required can vary with the context. Id. at 849–54. Thus, Lewis noted that the Court had held that “deliberately indifferent conduct . . . [is] enough to satisfy the fault requirement for due process claims based on the medical needs of someone jailed while awaiting trial[.]" Id. at 850. But, the Court noted: “Deliberate indifference that shocks in one environment may not be so patently egregious in another, and our concern with preserving the constitutional proportions of substantive due process demands an exact analysis of
As is apparent from the above discussion of Lewis, context is significant. And the above description of the facts in Hamilton reveals that the facts of the instant case are very similar. The general context is identical: both cases involve a law
As explained in Lewis, the context in which the officer27;s action occurs is important in determining the level of culpability required for a plaintiff to state a viable substantive due process violation. Our Hamilton decision holds that, in the context there, a “reckless rescue attempt, or interference with a bystander27;s rescue attempt," 80 F. 3d at 1532, does not rise to the level of a clearly established violation of substantive due process. Deputy Spicher in our case argues that the context in this case is materially similar to that in Hamilton, and therefore the plaintiff in our case must prove more than reckless interference with the bystanders27; rescue attempt to demonstrate a clearly established violation of the Constitution.
Waldron responds—and the district court apparently agreed—that Hamilton analyzed the substantive due process challenge there employing the now-superseded
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"special relationship" or "special danger" analysis, and therefore that Hamilton could provide little or no guidance to Spicher as to what the Constitution required— i.e., little or no indication of the content of a clearly established violation of substantive due process. Contrary to Waldron27;s position, we believe that our decision in Hamilton is a relevant part of the "legal landscape" that would have informed Spicher with respect to the contours of the constitutional right. Binding case law in this Circuit holds that the “relevant legal landscape”—including even cases from outside our Circuit and unpublished cases—are informative in a court27;s determination of whether a particular constitutional right is clearly established. Corbitt v. Vickers, 929 F. 3d 1304, 1319 n.14 (11th Cir. 2019); Denno v. Sch. Bd. of Volusia Cty., Fla., 218 F. 3d 1267, 1272–75 (11th Cir. 2000) (identifying the relevant legal landscape as including out-of-circuit and district court decisions and declining to "hold government officials to a higher level of knowledge and understanding of the legal landscape than the knowledge and understanding by judges"). Thus, merely because a later Supreme Court case changed the legal analysis, we cannot expect every reasonable officer in Spicher27;s shoes to disregard the fact that the materially similar facts in Hamilton resulted in a holding that it takes more than a "reckless . . . interference with a bystander27;s rescue attempt" to constitute a clearly established violation of substantive due process.
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Moreover, even if Spicher had been aware that the Supreme Court changed the appropriate analysis after our Hamilton decision, we do not believe that would undermine the significance of Hamilton for this case. The new shock-the-conscience analysis is clearly at least as favorable to defendant governmental officers—and unfavorable to plaintiffs in suits like Waldron27;s—as had been the previous analysis; and very probably the new standard is more so. Thus, there being fair notice to reasonable officers in Spicher27;s shoes under the old standard that it takes more than reckless interference with a rescue attempt to violate clearly established substantive due process rights, we believe that there is at least as much fair notice to Spicher under the new standard.
For the foregoing reasons, we believe that in this Circuit, Spicher27;s actions cannot be deemed to violate clearly established substantive due process rights, unless the jury finds that Spicher acted with a level of culpability more than reckless interference with bystanders27; attempted rescue efforts. This leads us to disagree with the rationale of the district court, which based its qualified immunity holding on deliberate indifference as the foundation level of culpability. The district court recognized that “something more” was required. The “something more” on which the district court relied was the following: the gravity of Ybarra27;s medical need (it was clear he would die without continued CPR); the fact that Spicher required cessation of CPR without assessment of Ybarra27;s condition and without any
In other words, the “something more” that the district court here relied on is materially similar to the circumstances in Hamilton, which this court held were insufficient to rise to the level of a clearly established substantive due process violation. Accordingly, we conclude that in this Circuit, Spicher27;s actions cannot be held to violate clearly established substantive due process rights, unless the jury finds that Spicher acted with a level of culpability more than reckless interference with bystanders27; rescue efforts.
"Deliberate indifference” and “recklessness” are frequently used together to describe similar behavior, likely because of their similar definitions. [fn 3] There is not
3 For example, Black27;s Law Dictionary defines “recklessness" as "[c]onduct whereby the actor does not desire harmful consequence but nonetheless foresees the possibility and consciously takes the risk. Recklessness involves a greater degree of fault than negligence but a lesser degree of fault than intentional wrongdoing.” It also defines “reckless” as “[c]haracterized by the creation of a substantial and unjustifiable risk of harm to others and by a conscious (and sometimes
4 In this respect, we find it significant that the argument that deliberate indifference is a significantly higher level of culpability than recklessness has been rejected by our sister circuits. See, e.g., A.H. v. St. Louis Cty., 891 F. 3d 721, 726 (8th Cir. 2018) (“Deliberate indifference is ‘akin to criminal recklessness[.]") (citation omitted); Kennedy v. Potter, 344 F. App27;x 987, 989 (5th Cir. 2009) ("Deliberate indifference is treated as similar to criminal recklessness.") (citation omitted); Bukowski v. City of Akron, 326 F. 3d 702, 710 (6th Cir. 2003) (“We have interpreted deliberate indifference . . . as being similar to subjective recklessness.") (citation omitted); L.W. v. Grubbs, 92 F. 3d 894, 898 (9th Cir. 1996) (“[T]he Tenth Circuit recognizes that ‘deliberate indifference27; is the same kind of conduct is labels ‘recklessness with a conscious disregard.") (quoting Uhlrig v. Harder, 64 F. 3d 567, 574 nn.9–10 (10th Cir. 1995); Hill v. Shobe, 93 F. 3d 418, 421 (7th Cir. 1996) (noting that "[c]riminal recklessness is the same as 27;deliberate indifference") (quotation omitted); Pavlick v. Mifflin, 90 F. 3d 205, 208–09 (7th Cir. 1996) (“[T]he Supreme Court has stated that deliberate indifference is similar to criminal recklessness[.]") (quoting Farmer, 511 U.S. at 839–40); Harris v. Horney, 1991 U.S. App. LEXIS 27193, at *7 (7th Cir. Nov.13, 1991) (referring to “recklessness” as “the same thing” as “deliberate indifference"); Cortes-Quinones v. Jimenez-Nettleship, 842 F. 2d 556, 558 (1st Cir. 1988) (noting that the 8th Circuit "equat[ed] ‘deliberate indifference27; with ‘reckless disregard") (quoting Martin v. White, 742 F. 2d 469, 474 (8th Cir. 1984); see also Saunders v. Sullivan, 1992 Del. LEXIS 67, at *5 (Del. Feb.26, 1992) (“Wanton behavior . . . is similar to recklessness; it is a conscious indifference to a substantial risk.”). Moreover, “[t]he deliberate indifference standard used in certain civil rights cases," like Farmer v. Brennan, which involved Eighth Amendment violations, “is congruent with
Accordingly, because the circumstances of the instant case are materially similar to the circumstances of Hamilton, we cannot conclude that Spicher27;s reckless or deliberately indifferent interference with bystanders27; rescue attempts is sufficient to constitute a violation of Waldron27;s clearly established substantive due process rights. In other words, with Hamilton as part of the relevant legal landscape guiding Spicher, we cannot conclude that he had fair notice or fair warning that reckless or deliberately indifferent actions on his part in these circumstances would violate substantive due process. Hope v. Pelzer, 536 U.S. 730, 739–40 (2002).
In support of our position, we note that the Supreme Court in Lewis held that allegations of recklessness, conscious disregard, and deliberate indifference were insufficient levels of culpability to state a substantive due process claim in the noncustodial context of a high-speed chase. 523 U.S. at 852–55. No case in the Supreme Court, or in this Circuit, or in the Florida Supreme Court has held that recklessness or deliberate indifference is a sufficient level of culpability to state a the definition of recklessness" in tort law. See Dan B. Dobbs, Paul T. Hayden & Ellen M. Bublick, The Law of Torts, Intent and Reckless or Wanton Misconduct, § 32 n.6 (2d ed. June 2019 update).
5 Our decision in Waddell suggested that “deliberate indifference to an extremely great risk of serious injury” might rise to the necessary level, notwithstanding the non-custodial context. 329 F. 3d at 1306. However, the opinion merely mentioned that standard, along with others, including "for the very purpose of creating a serious injury.” Id. at 1306 n.6. But more important, Waddell expressly declined to make a holding with respect to the “correct legal threshold" in a noncustodial case. Id. Thus, Waddell did not make clearly established law in that regard.
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Having decided that on the facts we necessarily assume—Spicher27;s actions, if merely reckless or deliberately indifferent, would not rise to the level of culpability necessary to state a violation of clearly established substantive due process rights, we nevertheless hold that Spicher27;s actions would rise to that necessary level if the jury should find that Spicher acted for the purpose of causing harm to Ybarra. We derive from the Supreme Court27;s decision in Lewis the contours of actions by Spicher that clearly would rise to the level of violating clearly established substantive due process rights. We believe that it is a matter of obvious clarity, derived from principles set out in Lewis, that Waldron would have stated a violation of clearly established substantive due process rights if the jury finds that he intended to cause harm to Ybarra, which harm in the context of the facts of this case obviously would take the form of death or serious brain injury. From Lewis, we derive the principle that "only at the [high] end[] of the tort law spectrum of culpability" do official acts "point . . . clearly toward” the "constitutional concept of conscience shocking." 523 U.S. at 848. In the non-custodial context of a high-speed chase by law enforcement—a context calling for "split-second judgments" and the necessity to "balance the need to stop a suspect and show that flight from the law is no
6 In other words, of the three methods noted above by which a plaintiff can show that a particular constitutional right is clearly established, we rely upon the second—that is, that a broader, clearly established principle should, as a matter of obvious clarity, control the novel facts of a particular case. Mercado, 407 F. 3d at 1159.
If the circumstances we assume in this summary judgment posture are found by the jury, and if the jury also finds that Spicher intended to cause harm to Ybarra in the form of death or serious brain injury, then we hold that it is a matter of obvious clarity, derived from the above principles, that Waldron would have proved a violation of clearly established substantive due process rights. [fn7]
Little explanation is needed to show that it is a matter of obvious clarity from Lewis27;s principles that proof of intent on the part of Spicher to cause harm to Ybarra, under the circumstances assumed here, would violate clearly established substantive
7 In this case, because we address only the issue of whether Waldron can prove that her clearly established substantive due process rights were violated, we need not—and we do not—decide the precise level of culpability which is required to state a violation of substantive due process in these circumstances. We do not rule out the possibility that there might be a level of culpability higher than recklessness and deliberate indifference, but lower than an intent to cause harm, that the Supreme Court might ultimately decide is sufficient. However, there is no case from the Supreme Court, from this Circuit, or from the Supreme Court of Florida so holding. Therefore, we are confident that—in this Circuit in light of Hamilton, to demonstrate a clearly established violation —Waldron would have to prove under these circumstances that Spicher acted for the purpose of causing harm to Ybarra. See Waddell, 329 F. 3d at 1306 n.5 (declining to decide the precise level of culpability necessary to state a viable substantive due process claim in that case, while noting several possible levels of culpability, including “for the very purpose of creating a serious injury”). There being no binding precedent fixing the precise level of culpability required in a similar noncustodial case, we conclude that the only way Waldron can prove a clearly established violation of substantive due process would be to prove that Spicher27;s actions were for the purpose of causing harm to Ybarra. This is especially so in light of the Supreme Court27;s decision in Lewis.
2. Having Rejected the District Court's Rationale, Remand is Appropriate
In this opinion, we have held that—in this Circuit where Hamilton is part of the relevant legal landscape—Waldron cannot demonstrate that Spicher violated clearly established substantive due process rights without proving more than that Spicher acted with deliberate indifference or recklessness. But we have also held that, if the jury should find that Spicher acted for the purpose of causing harm to Ybarra, Waldron would have proved a violation of clearly established substantive due process rights. Because the district court analyzed this case under the erroneous assumption that a deliberate indifference level of culpability was sufficient under these circumstances, the district court of course has not evaluated whether a reasonable jury could find such a purpose of causing harm on this summary judgment record, and/or whether the parties should be permitted to further develop
IV. CONCLUSION
For the foregoing reasons, we vacate the judgment of the district court, and remand for further proceedings not inconsistent with this opinion.
VACATED AND REMANDED.
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[fn 1]: Cyanosis is a “bluish discoloration, applied especially to such discoloration of the skin and mucous membranes due to excessive concentration of reduced hemoglobin in the blood." See Cyanosis, Dorland27;s Illustrated Medical Dictionary (28th ed. 1994). In layman27;s terms, the district court explained that cyanosis “refers to the blue color a person becomes when their tissue is not receiving sufficient levels of oxygen.” [fn2]: The emergency services incident report indicates that Spicher called in the Signal7 at approximately4:08 PM, and was notated as “SLOW ALL UNITS TO COLD S7.” [fn 3]: For example, Black27;s Law Dictionary defines “recklessness" as "[c]onduct whereby the actor does not desire harmful consequence but nonetheless foresees the possibility and consciously takes the risk. Recklessness involves a greater degree of fault than negligence but a lesser degree of fault than intentional wrongdoing.” It also defines “reckless” as “[c]haracterized by the creation of a substantial and unjustifiable risk of harm to others and by a conscious (and sometimes deliberate) disregard for or indifference to that risk." And we have defined "deliberate indifference" as "ha[ving] three components: (1) subjective knowledge of a risk of serious harm; (2) disregard of that risk; and (3) by conduct that is more than negligence.” McElligott v. Foley, 182 F. 3d 1248, 1255 (11th Cir. 1999) (citing Farmer v. Brennan, 511 U.S. 825 (1994); Estelle v. Gamble, 429 U.S. 97 (1976)). [fn4]: In this respect, we find it significant that the argument that deliberate indifference is a significantly higher level of culpability than recklessness has been rejected by our sister circuits. See, e.g., A.H. v. St. Louis Cty., 891 F. 3d 721, 726 (8th Cir. 2018) (“Deliberate indifference is ‘akin to criminal recklessness[.]") (citation omitted); Kennedy v. Potter, 344 F. App27;x 987, 989 (5th Cir. 2009) ("Deliberate indifference is treated as similar to criminal recklessness.") (citation omitted); Bukowski v. City of Akron, 326 F. 3d 702, 710 (6th Cir. 2003) (“We have interpreted deliberate indifference . . . as being similar to subjective recklessness.") (citation omitted); L.W. v. Grubbs, 92 F. 3d 894, 898 (9th Cir. 1996) (“[T]he Tenth Circuit recognizes that ‘deliberate indifference27; is the same kind of conduct is labels ‘recklessness with a conscious disregard.") (quoting Uhlrig v. Harder, 64 F. 3d 567, 574 nn.9–10 (10th Cir. 1995); Hill v. Shobe, 93 F. 3d 418, 421 (7th Cir. 1996) (noting that "[c]riminal recklessness is the same as 27;deliberate indifference") (quotation omitted); Pavlick v. Mifflin, 90 F. 3d 205, 208–09 (7th Cir. 1996) (“[T]he Supreme Court has stated that deliberate indifference is similar to criminal recklessness[.]") (quoting Farmer, 511 U.S. at 839–40); Harris v. Horney, 1991 U.S. App. LEXIS 27193, at *7 (7th Cir. Nov.13, 1991) (referring to “recklessness” as “the same thing” as “deliberate indifference"); Cortes-Quinones v. Jimenez-Nettleship, 842 F. 2d 556, 558 (1st Cir. 1988) (noting that the 8th Circuit "equat[ed] ‘deliberate indifference27; with ‘reckless disregard") (quoting Martin v. White, 742 F. 2d 469, 474 (8th Cir. 1984); see also Saunders v. Sullivan, 1992 Del. LEXIS 67, at *5 (Del. Feb.26, 1992) (“Wanton behavior . . . is similar to recklessness; it is a conscious indifference to a substantial risk.”). Moreover, “[t]he deliberate indifference standard used in certain civil rights cases," like Farmer v. Brennan, which involved Eighth Amendment violations, “is congruent with [fn5]: Our decision in Waddell suggested that “deliberate indifference to an extremely great risk of serious injury” might rise to the necessary level, notwithstanding the non-custodial context. 329 F. 3d at 1306. However, the opinion merely mentioned that standard, along with others, including "for the very purpose of creating a serious injury.” Id. at 1306 n.6. But more important, Waddell expressly declined to make a holding with respect to the “correct legal threshold" in a noncustodial case. Id. Thus, Waddell did not make clearly established law in that regard. [fn 6]: In other words, of the three methods noted above by which a plaintiff can show that a particular constitutional right is clearly established, we rely upon the second—that is, that a broader, clearly established principle should, as a matter of obvious clarity, control the novel facts of a particular case. Mercado, 407 F. 3d at 1159. [fn7]: In this case, because we address only the issue of whether Waldron can prove that her clearly established substantive due process rights were violated, we need not—and we do not—decide the precise level of culpability which is required to state a violation of substantive due process in these circumstances. We do not rule out the possibility that there might be a level of culpability higher than recklessness and deliberate indifference, but lower than an intent to cause harm, that the Supreme Court might ultimately decide is sufficient. However, there is no case from the Supreme Court, from this Circuit, or from the Supreme Court of Florida so holding. Therefore, we are confident that—in this Circuit in light of Hamilton, to demonstrate a clearly established violation —Waldron would have to prove under these circumstances that Spicher acted for the purpose of causing harm to Ybarra. See Waddell, 329 F. 3d at 1306 n.5 (declining to decide the precise level of culpability necessary to state a viable substantive due process claim in that case, while noting several possible levels of culpability, including “for the very purpose of creating a serious injury”). There being no binding precedent fixing the precise level of culpability required in a similar noncustodial case, we conclude that the only way Waldron can prove a clearly established violation of substantive due process would be to prove that Spicher27;s actions were for the purpose of causing harm to Ybarra. This is especially so in light of the Supreme Court27;s decision in Lewis.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By (16 total)
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L.S. v. Scot Peterson, 982 F.3d 1323 (11th Cir. 2020)…No case in the Supreme Court, or in this Circuit, . . . has held that . . . deliberate indifference is a sufficient level of culpability to state a claim of violation of substantive due process rights in a non-custodial context.” Waldron v. Spicher, 954 F.3d 1297, 1310 (11th Cir. 2020). Indeed, in the public-school setting, we have allowed substantive-due-process claims to proceed only when they involved intentional, obviously excessive corporal punishment. See Nix, 311 F.3d at 1378; see also, e.g., Kirkland…
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Nelson v. Keyvon Sellers, 89 F.4th 1289 (11th Cir. 2024)…arly established principle [that] should control the novel facts” at hand, id., or establishing that the challenged conduct “so obviously violates the Constitution that prior case law is un- necessary” to clarify its lawlessness, Waldron v. Spicher, 954 F.3d 1297, 1305 (11th Cir. 2020) (alterations adopted) (citation and inter- nal quotation marks omitted). The survivors rely upon only a broader, controlling princi- ple that Nelson’s right was clearly established. For a right to be clearly established under…
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Davis v. Waller, 44 F.4th 1305 (11th Cir. 2022)…94, 202 (2001). USCA11 Case: 21-11333 Date Filed: 08/12/2022 Page: 9 of 37 21-11333 Opinion of the Court 9 We have identified three ways that a plaintiff can prove that a particular constitutional right is clearly established. Waldron v. Spicher, 954 F.3d 1297, 1304 (11th Cir. 2020). First, a plaintiff can show that a materially similar case has already been decided. Mer- cado v. City of Orlando, 407 F.3d 1152, 1159 (11th Cir. 2005). This category consists of binding precedent tied to particularized facts…
Previewing 3 of 16 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (25 total)
- Estelle v. Gamble, 429 U.S. 97 (U.S. 1976)
- Hope v. Pelzer, 536 U.S. 730 (U.S. 2002)
- Pearson v. Callahan, 555 U.S. 223 (U.S. 2009)
- Farmer v. Brennan, 511 U.S. 825 (U.S. 1994)
- Collins v. City of Harker Heights, 503 U.S. 115 (U.S. 1992)
- Access NOW, Inc. v. Sw. Airlines Co., 385 F.3d 1324 (11th Cir. 2004)
- Cnty. OF Sacramento v. Lewis, 523 U.S. 833 (U.S. 1998)
- Holloman v. Harland, 370 F.3d 1252 (11th Cir. 2004)
- Corbitt v. Vickers, 929 F.3d 1304 (11th Cir. 2019)
- McELLIGOTT v. Foley, 182 F.3d 1248 (11th Cir. 1999)