UNITED STATES
v.
JOHN THOMAS BURNETTE
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John Burnette, a real estate developer, was convicted of Hobbs Act extortion, honest-services fraud, use of interstate commerce to facilitate unlawful activity, and making false statements to FBI agents in connection with an alleged scheme to bribe Tallahassee City Commissioner Scott Maddox through payments made to a company controlled by Maddox's girlfriend. On appeal, Burnette challenged his convictions on multiple grounds related to the meaning of "official act" under the federal bribery statute as defined in McDonnell v. United States, as well as on evidentiary and sufficiency-of-evidence grounds; the Eleventh Circuit affirmed all convictions, finding that while the jury instruction on "official acts" contained arguable issues, any error did not affect Burnette's substantial rights given the overwhelming evidence he facilitated bribes connected to specific, identifiable matters (the Fallschase annexation and Myers Park projects).
The Eleventh Circuit affirmed Burnette's convictions, finding that while the jury instructions on 'official act' could have been clearer, Burnette invited any error by agreeing to the instructions and failed to show plain error affecting substantial rights.
[1] A jury instruction that fails to adequately define the "matter" requirement for an official act under the federal bribery statute may be reviewed for invited error or pla…
[2] The doctrine of invited error bars a party from challenging a ruling or instruction that they affirmatively agreed to or proposed.
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NEWSOM, Circuit Judge:
Real-estate developer John Burnette was convicted on multiple counts arising out of his alleged complicity in the bribery of Tallahassee City Commissioner Scott Maddox. On appeal, Burnette challenges his bribery-based convictions on several grounds, two of which require us to carefully examine the Supreme Court's decision in McDonnell v. United States, 579 U.S. 550 (2016), which explained and by all accounts narrowed to some degree—the category of "official acts" that can support a federal bribery charge. Burnette separately contests his conviction for making false statements to federal agents during the course of their investigation.
After careful consideration of Burnette27;s McDonnell-related arguments, his challenges to two evidentiary rulings, and his attack on his false-statements conviction, we affirm.
I
John Burnette controlled a substantial real-estate syndicate in Tallahassee, Florida. In the course of his business, he became "friend[s]" with Tallahassee City Commissioner Scott Maddox. Doc. 461 at 35. In 2015, the FBI initiated an undercover operation to investigate public corruption in Tallahassee. Two agents created a fictitious company called Southern Pines and posed as a property developer, Michael Miller, and an investor, Michael Sweet. Doc. 456 at 141–43, 161. “Miller” and “Sweet” befriended Burnette and, over the course of several months, engaged in
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Burnette, Miller, and Sweet together pinpointed two projects for further consideration. First, they would encourage Tallahassee officials to “annex” a parcel of land called Fallschase, which was situated just outside the city limits, in order to increase its value. Doc. 456 at 173–74 (Miller); Doc. 440-2 at 47–49 (Burnette). Second, they would aim to convince officials to approve a Request for Proposal authorizing the city to invite potential developers (like themselves) to bid for a city-owned property called Myers Park. Doc. 456 at 194–95 (Miller); Doc. 459 at 178–79 (Sweet); Doc. 457 at 14-15 (Miller); Doc. 440-2 at 7–9 (Burnette).
In recorded conversations in July and September 2016, Burnette instructed Miller and Sweet that they would need to pay Maddox for his votes on the Fallschase and Myers Park projects because he was "very transactional” and wanted his "piece of pie.” Doc. 440-2 at 6, 21. In the September conversation, Burnette told the agents that while they might be able to persuade the other commissioners "on the merits,” Maddox could “convince[]" his colleagues if the agents paid "$10,000 a month the next3 years for [Maddox] to lobby" on their behalf. Id. at 46–48. Although at one point Burnette counseled Miller and Sweet to wait because he "hate[d] to see” them “spend money and not know exactly what [they were] doing,” he emphasized that it was “money well spent" if they were going to “do a deal here.” Id. at 121.
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In November 2016, consistent with Maddox27;s instructions, the agents sent a $10,000 check to Governance, which Carter-Smith received. Doc. 453 at 228-30. Maddox told Burnette about the payment. Doc. 461 at 77–78.
Miller and Sweet arranged a trip to Las Vegas for themselves, Burnette, and Maddox in early December 2016. Doc. 460, 127–28. While in Vegas, the four discussed both Fallschase and Myers Park. In particular, Sweet and Burnette told Maddox (1) that they wanted to move forward with the annexation of Fallschase, Doc. 440-2 at 151–52, and (2) that they wanted Maddox to "throttle"-i.e., slow-roll-the Myers Park project "until the time it27;s appropriate for [them] to move on it,” id. at 158. Burnette told Miller and Sweet that Maddox would help to ensure that the city annexed
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Following the Las Vegas trip, the agents sent two more $10,000 checks to Governance—one in mid-December and another in late January. Doc. 453 at 237, 239. To be sure, Burnette occasionally sent Miller and Sweet mixed messages about the payments. He twice insinuated, for instance, that he didn27;t "want [Sweet] to think that [he] can effectively pay these people and get a[] vote" and that, if he did, Maddox would “just recuse himself, and [not] vote.” Doc. 440-2 at 172; see also Doc. 440-17 at 48-49 (similar). And Burnette emphasized his above-board wins with the commission, once telling Sweet: "5-0 vote, did not pay a $. Tallahassee is just about doing the right thing." Doc. 460 at 30–31. At trial, Sweet testified-over objection—that he considered Burnette27;s comments to be “false exculpatory" statements. Doc. 460 at 5.
All the while, though, Burnette reiterated to Miller and Sweet that Maddox would move Fallschase through the city commission in exchange for their money and, in fact, warned the agents not to stop sending checks, for fear that Maddox—whom Burnette
Id. at 192; see also, e.g., id. at 193 (Sweet: "Well at this point we27;ve put him in a paycheck.” . . . Burnette: “You can27;t take him out."); id. at 196 (Burnette on January9, 2017: “$10,000 a month, and it27;s all going to be okay... [Maddox] isn27;t going to vote, but he27;s going to make sure that the votes are enough."); id. at 198 (Sweet: “So . . . keep Maddox on the payroll." Burnette: “Yeah."); id. at 203 (Burnette on March13, 2017: “I would continue to pay [Carter-Smith] the ten thousand dollars . . . .”); Doc. 461 at 87 (Maddox: “I told [Carter-Smith] that I thought they were going to move forward with Fallschase.”).
During a meeting in late March 2017, Maddox and Carter- Smith both made statements to Miller and Sweet insisting that Maddox was only acting in the city27;s best interests and that they considered the agents27; payments to be for legitimate purposes. Miller testified at trial that he thought Maddox was “tr[ying] to change" the "way he presented Governance . . . like it was an arm27;s
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A federal grand jury indicted Burnette, Maddox, and Carter- Smith for their roles in the alleged bribery scheme. Maddox and Carter-Smith pleaded guilty; Burnette didn27;t. Following a 17-day trial, a jury convicted Burnette on five counts: one of Hobbs Act extortion,18 U.S.C. § 1951(a); two of honest-services mail fraud,18 U.S.C. §§ 1341, 1346; one of using a facility of interstate commerce to facilitate unlawful activity,18 U.S.C. §§ 1952(a)(3); and one of making a material false statement to the FBI,18 U.S.C. § 1001(a)(2). The district court imposed a below-guidelines sentence of 36 months27; imprisonment followed by one year of supervised release.
This is Burnette27;s appeal. He challenges (1) both the district court27;s jury instructions and the sufficiency of the evidence related to his extortion and honest-services fraud convictions, (2) two of the district court27;s evidentiary rulings, and (3) the sufficiency of the evidence underlying his false-statements conviction. We will consider Burnette27;s arguments in turn.
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Two of Burnette27;s challenges—one pertaining to the district court27;s jury instructions and another contesting the sufficiency of the evidence-turn on a definitional provision in the federal bribery statute, see 18 U.S.C. § 201, and, in particular, on the Supreme Court27;s interpretation of that statute in McDonnell v. United States, 579 U.S. 550 (2016). Although Burnette wasn27;t charged with bribery per se, all here agree—as they did at trial—that Burnette27;s alleged attempt to bribe Maddox underlies the Hobbs Act extortion and honest-services-fraud charges, and that, for those purposes, § 201 provides the relevant definition of “bribery.” See Skilling v. United States, 561 U.S. 358, 404 (2010) (defining honest-services fraud to include bribery); Evans v. United States, 504 U.S. 255, 260, 269 (1992) (defining Hobbs Act extortion to include bribery). Before addressing Burnette27;s particular arguments, we begin with a primer on § 201 and the Supreme Court27;s decision in McDonnell.
In relevant part, the federal bribery statute27;s operative provision makes it unlawful for anyone to “corruptly give[], offer[] or promise[] anything of value to any public official . . . with intent . . . to influence any official act."18 U.S.C. § 201(b)(1)(A). Importantly here, the statute defines the term "official act” as follows:
[T]he term "official act” means any decision or action on any question, matter, cause, suit, proceeding or controversy, which may at any time be pending, or which may by law be brought before any public
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In McDonnell, the Supreme Court clarified and narrowed the meaning of the term “official act.” The defendant in that case was the former governor of Virginia, who (like Burnette) had been convicted of bribery-related Hobbs Act extortion and honest-services fraud-there, for accepting some $175,000 in gifts, loans, and other benefits from a local businessman in exchange for his promise to arrange meetings, organize events, and contact other government officials about his donor27;s nutritional-supplement product. See 579 U.S. at 556–61.
Unpacking the statute27;s language, the Supreme Court emphasized that "[t]he text of § 201(a)(3) sets forth two requirements for an official act":
First, the Government must identify a "question, matter, cause, suit, proceeding or controversy" that "may at any time be pending" or "may by law be brought" before a public official. Second, the Government must prove that the public official made a decision or took an action "on" that question, matter, cause, suit, proceeding, or controversy, or agreed to do so. Id. at 567 (quoting 18 U.S.C. § 201(a)(3)). The first of § 201(a)(3)'s two "requirements” pertains to what we'll call the “matter” and the second to what we'll call the "act."
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Second, and separately, the Court held that a covered matter can27;t be framed at too high a “level of generality”—like, in that case, "[e]conomic development." Id. Rather, it must be more specific-i.e., "focused and concrete." Id. at 570. In particular, the Court emphasized § 201(a)(3)27;s condition that a matter be either "pending" or the sort of thing that “may by law be brought” before a "public official." Id. (quoting18 U.S.C. § 201(a)(3)). That language, the Court said, "suggest[s] something that is relatively circumscribed the kind of thing that can be put on an agenda, tracked for progress, and then checked off as complete." Id.
The McDonnell Court separately explained albeit more briefly-what we have called § 201(a)(3)27;s act requirement. Recall that § 201(a)(3) refers to "any decision or action on” a covered
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* * *
In sum, then, McDonnell clarified that in order to implicate the bribery statute27;s prohibition, a public official must either engage or agree to engage in (1) a sufficiently serious act-casting a vote being the quintessential example—(2) concerning a sufficiently serious and “concrete” matter.
A
Having set the table, we turn to Burnette27;s McDonnellbased arguments. We will first address his challenges to the district court27;s jury instructions, which he contends violated McDonnell in two respects, and then turn to his assertion that the government
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1
Burnette raises two challenges to the district court27;s jury instruction defining the term "official act”—one general, the other more specific. First, and more generally, Burnette argues that the instruction failed to give the jury any meaningful guidance about what constitutes a § 201(a)(3)-qualifying matter. Second, and more specifically, he contends that the instruction elided the requirement-which he grounds in McDonnell and its progeny that the government prove that Maddox agreed, in exchange for payment, to provide assistance with “concrete,” identified matters. McDonnell, 579 U.S. at 570. After setting out the official-act instruction27;s language, we will consider Burnette27;s arguments in turn.
In pertinent part, the district court27;s instruction provided as follows:
An "official act” is a decision or action that involves the formal exercise of governmental power. This case involves only three kinds of possible official acts. Unless you find there was an official act of one of these three kinds, you cannot find there was an official act.
The first is a vote on any matter that was pending or might later come before a local governmental entity, including the City Commission, the Community Redevelopment Agency, or the Planning
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The second kind of official act is abstaining from a vote—that is, not voting on the same kind of matter.
The third kind of official act is pressuring or advising another official, including another commissioner or a staff member, on the same kind of matter. But Mr. Maddox27;s advice to a commissioner or staff member was an official act only if Mr. Maddox knew or intended that the commissioner or staff member would take formal action based on that advice on a matter that could come before the local governmental entity. Talking to another commissioner or staff member or advocating a course of action, without more, is not an official act.
* * *
Before diving in, we note two hurdles that Burnette must overcome on appeal the doctrines of “invited error” and “plain error.” As to the former, we have held that “[w]hen a party agrees with a court27;s proposed instructions, the doctrine of invited error applies." United States v. Frank, 599 F. 3d 1221, 1240 (11th Cir. 2010). And "[i]t is a cardinal rule of appellate review that a party
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Second, invited error aside, it is undisputed here that Burnette27;s trial counsel didn27;t affirmatively object to the court27;s instruction on either of the grounds that he argues on appeal. Accordingly, even with respect to any aspects of the instruction that aren27;t covered by the invited-error bar, we may review only for plain error. To establish plain error, Burnette must show that “(1) an error occurred; (2) the error was plain; (3) it affected his substantial rights; and (4) it seriously affected the fairness of the judicial proceedings." United States v. Ramirez-Flores, 743 F. 3d 816, 822 (11th Cir. 2014).
a
Burnette first (and more generally) contends that the district court27;s official-act instruction failed to narrow or adequately explain § 201(a)(3)27;s “matter” requirement. The instruction, he complains, referred to “matter[s]” only in the starkest and most indefinite way: (1) It adverted to "any matter" that "was pending or might later come before a local government entity"; (2) it said that "a matter" needn27;t be identified at the time of payment but, rather, that it was enough that a payment be made in exchange for
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We hold that, at least in part, Burnette invited the error that he now seeks to challenge. Here27;s why: At trial, the government proposed an official-act charge that tracked the Eleventh Circuit pattern jury instruction. The pattern instruction defines the term "official act" by express reference to the three illustrative examples mentioned in McDonnell itself-i.e., something similar to “a
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Judges writing opinions are explaining results in a case. They are not always trying to express things in language that works in jury instructions. I get it that it27;s generally safe to take the language from the Supreme Court and put it right in the jury instruction. So I understand why the government27;s experience is, we do better on appeal if we just took the language right out of [McDonnell]. So part of the language you have is: It must be similar in nature to a lawsuit before a court, a determination before an agency, or a hearing before a committee. That27;s clear as mud. I mean, it27;s clear to a lawyer that reads all of these cases and figures out what kind of thing we27;re talking about.
I think what the Supreme Court was trying to do was to tell the Justice Department in bringing prosecutions and judges in ruling on—lower-court judges in ruling on cases what kind of thing we27;re talking about, so that the government would know whether to charge something and courts would know how to handle the case. I don27;t think anybody on the Supreme Court thought they were writing a standard jury instruction. So what I did in the case was take that language—like I said, I wrote this instruction
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So, "similar to a hearing before a committee,” I don27;t know if any jurors have ever been to a hearing before a committee or knows what kind of thing comes before a committee. So, I hear you. And one of the judges of this district used to say he27;s never been reversed for giving a standard instruction. If my main goal in the case was not to be reversed, I would just give the standard instructions in the case. Doc. 463 at 43–44 (emphasis added).
The government27;s lawyer replied that he understood. Importantly, the court then made pointed inquiries of both sides:
Court: But my instruction doesn't leave anything out, right? [Government]: No, no. I think the court's instruction is accurate, without a doubt. Court: You would like it the way it is on the defense side, I take it. You didn't object to the way I had it. [Defense]: No, no. I think, Judge, that you captured it. Looking at [McDonnell], I understand what the court did.
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To repeat, we have held that "[w]hen a party agrees with a court27;s proposed instructions, the doctrine of invited error applies." Frank, 599 F. 3d at 1240. But we have also traditionally construed invited errors narrowly, so as to preserve the opportunity for appellate review in close cases. See, e.g., Cherry v. Dometic Corp., 986 F. 3d 1296, 1301 (11th Cir. 2021) (holding that the invited-error bar "is triggered only by unambiguous statements or representations"). And to that end, we have drawn some pretty fine lines distinguishing between invited and merely-unobjected-to errors in jury instructions. Compare, e.g., United States v. Silvestri, 409 F. 3d 1311, 1337 (11th Cir. 2005) (holding that defense counsel27;s statement that a district court27;s jury instructions “covered the bases" triggered the invited-error rule), with, e.g., United States v. Dortch, 696 F. 3d 1104, 1112 (11th Cir. 2012) (finding no invited error and reviewing for plain error where counsel said that he “d[id]n27;t think" he needed to review the instructions again with the court), overruled in part on other grounds by Alleyne v. United States, 570 U.S. 99 (2013).
Under our precedent, Burnette27;s trial counsel27;s concluding statement-"[Y]ou captured it .... Looking at [McDonnell], I understand what the court did."-clearly constitutes an "agree[ment]” to something, and thus clearly invited error with respect to something. What, though, is that something? The thrust of the colloquy between the judge and the lawyers was about whether the official-act instruction should include McDonnell27;s
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We proceed, then, to that issue.
b
Burnette27;s second challenge focuses on the following language in the district court27;s instruction: "To count as a matter that might later come before the governmental entity, a matter need not be identified at the time of the payment, it is sufficient if the payment is made in exchange for favorable treatment on any notyet-known matter that might later come up for a vote.” Doc. 433 at 7-8 (emphasis added). By so charging the jury, Burnette contends, the court impermissibly relieved the government of its burden to prove that the transacting parties themselves identified and agreed on a specific matter (or matters) on which Maddox would provide his assistance in exchange for payment.
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On the merits, the parties vigorously dispute McDonnell27;s meaning, as well as its implications for this case. For his part, Burnette emphasizes the Supreme Court27;s own statements about § 201(a)(3)-qualifying matters and their identification. With respect to the nature of a covered matter itself, Burnette points to the Court27;s requirement that it be specific-i.e., “focused and concrete." 579 U.S. at 570. And with respect to identification, he points out that the Court observed both (1) that “the Government must identify" the covered matter and (2) that “the Government must prove"-as relevant here—that "the public official" "agreed" to "t[ake] an action 27;on27; that” matter. Id. at 567. The upshot, he contends, is clear: In order to secure a bribery-related conviction,
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The government offers several arguments in response. First, it asserts that “a legislator27;s promise to vote on future notyet-known legislative bills" in a way that favors his benefactor "will always constitute a promise to undertake an official act" because "[w]hatever the eventual subject of those bills, the legislator27;s vote" will necessarily concern a sufficiently concrete matter. Br. of Appellee at 25-26. Thus, the argument goes, because the district court27;s instruction here properly adverted to McDonnell-covered acts-e.g., "vote[s]”—it must also implicitly have narrowed the range of covered matters. Second, the government insists that nothing in either McDonnell or our follow-on decision in Roberson necessarily requires it to prove that the parties themselves
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As the parties27; competing contentions reflect, there is a lot to be said about the meaning and import of the Supreme Court27;s decision in McDonnell. And there is, we confess, some temptation to attempt an overarching explanation of how McDonnell applies in cases like this one and, in particular, what it might portend for the traditional retainer and as-the-opportunities-arise theories of bribery. But the passive virtues are virtues for a reason. We conclude that we needn27;t definitively decide at Step1 of the plain-error standard whether the district court27;s instruction impermissibly relieved the government of its burden to prove that Maddox agreed to assist Burnette with particular, identified matters, or even, at Step2, whether any such error was “plain”—because we hold that
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"To show that an instructional error affected his substantial rights" at Step3 of the plain-error analysis, “a defendant must show that the error 27;was probably responsible for an incorrect verdict." United States v. Iriele, 977 F. 3d 1155, 1179 (11th Cir. 2020) (quoting United States v. Whyte, 928 F. 3d 1317, 1332 (11th Cir. 2019)). Put slightly differently, the defendant must establish “a reasonable probability of a different result but for the error." Id.
Burnette hasn27;t met that standard. For reasons that we will detail more thoroughly in the next section, addressing Burnette27;s sufficiency-of-the-evidence challenge, the proof at trial convincingly demonstrated that Burnette facilitated the $10,000 payments to Maddox in November 2016, January 2017, and February 2017. See Doc. 453 at 228–30, 239, 242. Importantly, the evidence also demonstrated that Maddox understood at the time that those payments were made in exchange for his assistance with two specific development projects—Fallschase and Myers Park. See, e.g., Doc. 461 at 77–78 (Maddox testifying that he told Burnette about the November check to Governance); Doc. 440-2 at 151–52, 155–58 (Maddox and Burnette discussing Fallschase with the agents in Las Vegas after the November check was paid); id. at 192 (Burnette confirming that, in exchange for the checks, “It27;ll be a 3-1 vote" to annex Fallschase); id. at 196 (Burnette stating that it27;s "$10,000 a month, and it27;s all going to be okay” and that Maddox “isn27;t going to vote, but he27;s going to make sure that the votes are enough").
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For all these reasons, we find ourselves constrained to reject Burnette27;s challenges to the district court27;s official-act instruction, though for reasons having little to do with their merits (or demerits). First, to the extent that Burnette now contends that the court erred in declining to include McDonnell27;s lawsuit-determinationhearing analogy as a means of explaining that a § 201(a)(3) matter must be sufficiently serious, we hold that his trial counsel invited the error. Second, and separately, we hold that we needn27;t decide whether the court should have more clearly instructed the jury that the government had to prove that the parties agreed, in advance, that Maddox would provide assistance on concrete, identified matters because, in any event, its failure to do so didn27;t affect Burnette27;s substantial rights.
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Burnette separately—but relatedly-contends that he was entitled to a judgment of acquittal on the bribery-related counts because the government failed to prove that Maddox agreed to assist Burnette with a particular “matter,” as McDonnell defined (and as we have explained) that term. We disagree.
In considering sufficiency-of-the-evidence claims like Burnette27;s, we employ an indulgent standard. “[W]e view the evidence in the light most favorable to the prosecution and draw all reasonable inferences and credibility choices27; in its favor.” United States v. Fleury,20 F. 4th 1353, 1367 (11th Cir. 2021) (citations omitted). The evidence need not “be inconsistent with ‘every reasonable hypothesis except guilt." Id. (citations omitted). Rather, it is enough that "any rational trier of fact could have found the essential element of the crime beyond a reasonable doubt." Id. (quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979)). Accordingly, a guilty verdict need only “be reasonable, not inevitable, based on the evidence presented at trial.” United States v. Browne, 505 F. 3d 1229, 1253 (11th Cir. 2007).
Under that standard, the evidence was sufficient to permit a reasonable jury to conclude that Maddox agreed to perform an official act in connection with a McDonnell-qualifying matter. Burnette makes two arguments to resist that conclusion. Neither convinces us.
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Second, and seemingly in acknowledgment of the fact that the record contains evidence regarding Fallschase and Myers Park, Burnette contends that "[t]o the extent the agents discussed particular projects with Burnette or Maddox, those projects did not require Maddox27;s help." Br. of Appellant at 25. Two problems. For one, in the same way that bribery liability doesn27;t depend on whether a public official ultimately performed an official act, cf. Evans, 504 U.S. at 268, it doesn27;t turn on the bribe27;s actual or expected effectiveness. All that matters is that, in exchange for something of value, the official agreed to perform an act concerning a sufficiently serious and concrete matter. See McDonnell, 579 U.S. at 572; cf. United States v. Kimbrew, 944 F. 3d 810, 815–16 (9th Cir. 2019) (“In short, execution is immaterial. It logically follows, then, that § 201 liability is not limited by the odds of success of the quo at issue.”).1
For another, there was ample evidence in the record from which a reasonable jury could have concluded that neither the annexation of Fallschase nor the "throttl[ing]” of the Myers Park RFP was quite the fait accompli that Burnette now suggests—or, at the very least,
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28 that the payments to Maddox provided some assurance that he would undertake official acts in connection with those matters. See, e.g., Doc. 456 at 195 (Miller: "[Burnette is] explaining to us that Scott Maddox is one of those votes and essentially controls two additional votes."); Doc. 440-2 at 192 (Burnette confirming that, in exchange for the checks, “It27;ll be a 3-1 vote”); id. at 196 ("[Maddox is] going to make sure that the votes are enough."); id. at 151–59 (Maddox, Burnette, and Sweet discussing Fallschase and Myers Park in December 2016, after the first payment); id. at 51 (Burnette and Sweet talking about sealing the real-estate deal because “the check27;s already been written in the back door to Scott Maddox").
Viewing the evidence in the light most favorable to the government and the verdict-we conclude that a rational jury could have found that Burnette agreed to facilitate the bribery of Maddox to act on a matter (or matters) that satisfied McDonnell27;s requirements.
* * *
Burnette has presented serious McDonnell-based challenges to his extortion and honest-services-fraud convictions. In the end, though, we conclude (1) that any uninvited error the district court made in instructing the jury regarding the nature of § 201(a)(3)- qualifying "official act[s]," even if plain, didn27;t affect Burnette27;s substantial rights, and (2) that the evidence at trial was sufficient to support Burnette27;s conviction on a proper understanding of the term "official act."
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29
III
Burnette next challenges his convictions on two evidentiary grounds. First, he contends that the district court erroneously excluded salacious evidence about Sweet27;s conduct during the undercover investigation. Second, Burnette asserts that the court wrongly admitted Sweet27;s testimony accusing him of making "false exculpatory statements” in an effort to exonerate himself once he suspected that Sweet might be operating undercover. We review both rulings for abuse of discretion. See United States v. Henderson, 409 F. 3d 1293, 1297 (11th Cir. 2005). Under the deferential abuse-of-discretion standard, “we will affirm even if we would have decided the other way if it had been our choice.” Yellow Pages Photos, Inc. v. Ziplocal, LP, 846 F. 3d 1159, 1163 (11th Cir. 2017) (citation omitted).
A
Shortly before trial began, the government disclosed to Burnette27;s defense team that Maddox had informed prosecutors that Sweet bought him a private dance and oral sex at a strip club during the Las Vegas trip. Confronted with Maddox27;s allegations, Sweet initially denied them. Prosecutors then sent Sweet an audio recording from the evening in question in an effort to refresh his recollection. On the recording, Sweet can be heard saying, “I just paid $750 for [Maddox] to get fucked,” and then someone—either Sweet or another agent, the district court couldn27;t tell—said, “Well, not get fucked." Having listened to the recording, Sweet admitted to
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30 buying Maddox a dance but denied paying for him to receive oral sex.
In response to the government27;s motion in limine, the district court ruled that Burnette27;s lawyers could ask Sweet whether he bought Maddox a dance, but it prohibited them from questioning him about the oral sex and it excluded the audio recording. The court based its decision on Federal Rules of Evidence 608(b) and Rule 403. We will address those Rules and their application here in turn. Although we are skeptical of the district court27;s Rule 608(b) ruling, we conclude that Burnette can27;t surmount the double hurdle of Rules 608(b) and 403 and that, in any event, the court didn27;t abuse its discretion in excluding the evidence.
In pertinent part, Rule 608(b) states that "extrinsic evidence is not admissible to prove specific instances of a witness27;s conduct in order to attack . . . [a] witness27;s character for truthfulness.” Fed. R. Evid. 608(b). Burnette insists that he sought to introduce the oral-sex evidence not to impugn Sweet27;s general "character for truthfulness" but, rather, to "undercut Sweet27;s credibility as a supposedly unbiased witness in this case.” Br. of Appellant at 50. In particular, Burnette contends (1) that “Sweet27;s actions suggested that he was willing to go to extraordinary lengths-even to break the law-to get Maddox and Burnette," (2) that Sweet27;s alleged lawbreaking "gave him a motive to shade his testimony to harm Maddox and Burnette in order to justify his unlawful actions or undermine the credibility of the allegations against him,” and (3) that "his apparent lie to the prosecutors further revealed his bias and
21-13990 Opinion of the Court
31 would have destroyed his credibility as the government27;s star witness." Id. at 51.
For its part, the government asserts that “[d]espite what he claims on appeal,” Burnette actually sought to attack Sweet27;s "character for truthfulness” within the meaning of Rule 608(b). Br. of Appellee at 41. For support, the government points to Burnette27;s lawyers27; statements to the district court that they would use the oral-sex evidence to "impeach" Sweet and show that he had "lied" to prosecutors about his conduct during the investigation. Id. at 39, 42. But those descriptions do not ipso facto show a violation of Rule 608(b): "[I]mpeach[ment]” evidence—even impeachment evidence aimed specifically at demonstrating a witness27;s “lie[s]"— could bear just as easily on the witness27;s credibility and bias as on his general character for truthfulness.
The distinction between a witness27;s credibility or bias, on the one hand, and his character for truthfulness, on the other, is real, as both the Supreme Court and this Court have recognized. See, e.g., United States v. Abel, 469 U.S. 45, 56 (1984) (distinguishing between extrinsic evidence presented to demonstrate a witness27;s "bias," which Rule 608(b) permits, and evidence presented to show his lack of “veracity,” which the Rule prohibits); United States v. Drury, 396 F. 3d 1303, 1315 (11th Cir. 2005) (“An ‘attack27; that consists only of [g]overnment counsel pointing out inconsistencies in testimony and arguing that the accused27;s testimony is not credible does not constitute an attack on the accused27;s reputation for truthfulness within the meaning of Rule 608.") (quoting United
21-13990 Opinion of the Court
32 States v. Danehy, 680 F. 2d 1311, 1314 (11th Cir. 1982)). And indeed, Rule 608(b) was amended in 2003 specifically to underscore that distinction; its language was altered to substitute the phrase "character for truthfulness” for the word "credibility.” See Fed. R. Evid. 608(b) comm. note. Accordingly, under the amended Rule, "the absolute prohibition on extrinsic evidence applies only when the sole reason for proffering th[e] evidence is to attack or support the witness27; character for truthfulness.” Id. (emphasis added); see also United States v. Carthen, 906 F. 3d 1315, 1325 (11th Cir. 2018) (W. Pryor, C.J., concurring) (emphasizing that, as amended, "[t]he Rule does not speak to anything other than the use of extrinsic evidence to support or attack a witness27;s character for truthfulness”).
Having said that, the line between evidence used to impeach a witness on the ground that he is biased or lacks credibility and evidence presented to show that he has a tendency to lie more generally is a fine (and hazy) one. The one can very easily bleed intoand reasonably be understood as focusing on the other. And for that reason, we have been reluctant to hold that district courts have abused their discretion in deciding Rule 608(b) issues. See, e.g., United States v. Ochoa, 941 F. 3d 1074, 1094 (11th Cir. 2019); Carthen, 906 F. 3d at 1320–21; Drury, 396 F. 3d at 1315; United States v. Novaton, 271 F. 3d 968, 1004–07 (11th Cir. 2001); United States v. Gonzalez, 71 F. 3d 819, 836 (11th Cir. 1996), abrogated on other grounds, Davis v. United States, 564 U.S. 229 (2011); United States v. Smalley, 754 F. 2d 944, 951 (11th Cir. 1985). So too here. The district court reasonably (if perhaps incorrectly) concluded
21-13990 Opinion of the Court
33 that questioning and extrinsic evidence related to Sweet27;s alleged conduct in purchasing oral sex for Maddox, as well as his subsequent denial, bore on his “character for truthfulness” within the meaning of Rule 608(b). Even if we might “have decided the other way if it had been our choice,” Yellow Pages Photos, 846 F. 3d at 1163, we cannot say that the district court abused its discretion.
That is especially so in light of the court27;s invocation of Rule 403 alongside Rule 608(b). The former provides that “[t]he court may exclude relevant evidence if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” Fed. R. Evid. 403. We have repeatedly held that evidentiary determinations under Rule 40327;s balancing test are "largely committed to the discretion of the district court[s]." United States v. Lopez, 649 F. 3d 1222, 1247 (11th Cir. 2011).
Burnette insists that “[e]vidence that Sweet broke the law to ingratiate himself with and/or ensnare Maddox and then lied after being caught was highly probative of his credibility and bias with respect to this investigation and its targets." Reply Br. of Appellant at 22. There are, however, two substantial counters. First, the probative value of the oral-sex evidence—particularly to Burnette27;s theory that Sweet sought to "ensnare” either him or Maddox-is diminished by the fact, confirmed by Burnette27;s lawyers at trial, that they were not pursuing an entrapment defense. Second, introduction of the evidence most definitely risked (at the very least)
21-13990 Opinion of the Court
34 "confusing the issues,” “misleading the jury," and "undu[ly] delay[ing]" the proceedings. Fed. R. Evid. 403; see also Noel Shows, Inc. v. United States, 721 F. 2d 327, 329 (11th Cir. 1983). The district court reasonably concluded that if it allowed questioning and admitted evidence about Sweet27;s alleged sex-act purchase, the proceedings would have devolved into a sideshow mini-trial-for instance, about what the recording actually revealed: Even if Sweet said, "I just paid $750 for [Maddox] to get fucked,” who—Sweet or someone else-uttered the follow-up, "Well, not get fucked"? And if it was Sweet, what import—that he had only purchased oral sex rather than intercourse, that he had caught himself and retreated having realized that he was on tape, or something else? Cf. Anderson v. WBMG-42, 253 F. 3d 561, 567 (11th Cir. 2001) (excluding evidence that "would have in effect generated a mini-trial on collateral issues” based on Rule 403). Given the evidence27;s limited probative value and the specter of a "trial within a trial,” we can27;t say that the district court abused its considerable discretion in concluding that Rule 403 justified its exclusion.
B
Burnette separately challenges the district court27;s refusal to exclude portions of Sweet27;s testimony in which he opined that Burnette made "false exculpatory statements” when, having guessed that Miller and Sweet were undercover, he seemed to backtrack on the bribery scheme. For instance, during a recorded December 2016 telephone call, Burnette told Sweet that he didn27;t want him "to think that [Sweet could] effectively pay these people and get a[]
21-13990 Opinion of the Court
35 vote." On direct examination, Sweet characterized Burnette27;s remark as a "false exculpatory statement":
I immediately thought [that] this was what we call a false exculpatory statement. “Exculpatory” means to remove from guilt; "false exculpatory” means it's a false statement being made about guilt, removing one's self from guilt.
As soon as I heard this phone call and I knew Mr. Maddox27;s concerns about us being potential FBI agents, maybe even having recorded him, I immediately thought to myself, okay, this is the false exculpatory statement that they are making to me. Doc. 460 at 5.
Sweet followed up by saying that he thought Burnette27;s statement was part of a "completely ... false exculpatory telephone call." Id. at 13. In the same way, Sweet testified that a text message in which Burnette wrote that he “did not pay a $" for votes was a “false exculpatory comment[].” Id. at 31.
Burnette contends that by allowing Sweet27;s testimony, the district court impermissibly allowed him to opine on another27;s truthfulness in violation of Federal Rules of Evidence 401, 602, and 608(a).2 For support, he points, for instance, to United States v.
21-13990 Opinion of the Court
36 Schmitz, in which we held that Rule 608(a) “does not permit a witness to testify that another witness was truthful or not on a specific occasion," that Rule 602 prohibits lay witnesses from testifying to matters with respect to which they lack "personal knowledge," and that under Rule 40127;s general relevance standard, "one witness27;s opinion that another person has or has not lied does not make it more or less likely that the person actually lied." 634 F. 3d 1247, 1268-69 (11th Cir. 2011); see also, e.g., United States v. Rivera, 780 F. 3d 1084, 1097 (11th Cir. 2015) (observing that a "prosecutor ... cannot ask one person—there, the defendant himself— "whether a particular witness was lying”).
For its part, the government points to United States v. Henderson, in which we held that even though, as a general matter, one witness can27;t testify about another witness27;s truthfulness, a district court doesn27;t err when it permits a law-enforcement officer to lawyers didn27;t object every time Burnette used that term and because, when they did, they objected on “speculation” grounds. We hold that Burnette27;s lawyers did enough. First, having brought the false-exculpatory issue to the district court27;s attention and obtained rulings on their objections, Burnette27;s lawyers didn27;t need to continue to beat the drum. See Fed. R. Evid. 103(b); United States v. Hoffer, 129 F. 3d 1196, 1202–03 (11th Cir. 1997) (holding that objections were preserved where they “were sufficient to allow the district court to correct any errors”). Second, Burnette27;s lawyers27; “speculation”-based objections were sufficiently related to—and thus adequate to preserve—the improper-opinion-related arguments that Burnette now makes on appeal. See, e.g., United States v. Schmitz, 634 F. 3d 1247, 1268– 69 (11th Cir. 2011) (holding that one witness27;s opinion that another has lied was improper because it lay "beyond the personal knowledge of the witness”).
21-13990 Opinion of the Court
37 explain the manner in which he conducted his investigation, even if his testimony incidentally bears on another witness27;s credibility. 409 F. 3d 1293, 1299 (11th Cir. 2005). That, the government says, is how to understand Sweet27;s false-exculpatory testimony here: Throughout the trial, Burnette insinuated that the agents had coaxed him to engage in bribery and, indeed, that they had continued to pursue him even in the face of his statements disclaiming a desire (or need) to pay Maddox. The agents persisted in their investigation, Sweet testified, because they thought that Burnette was feeding them “false exculpatory statements."
We needn27;t choose between the parties27; competing interpretations of Sweet27;s testimony or decide whether the district court erred in allowing it because we conclude that any error that might have occurred was harmless. “An evidentiary error is harmless unless there is a reasonable likelihood that [it] affected the defendant27;s substantial rights.” United States v. Frediani, 790 F. 3d 1196, 1202 (11th Cir. 2015) (quoting United States v. Hands, 184 F. 3d 1322, 1329 (11th Cir. 1999)). Accordingly, "w[e] need not reverse [Burnette27;s] conviction if the [alleged] error had no substantial influence on the outcome and sufficient evidence uninfected by the error supports the verdict." Id. (quoting Hands, 184 F. 3d at 1329). In making that determination, we must “weigh[] the record as a whole, examining 27;the facts, the trial context of the [alleged] error, and the prejudice created thereby as juxtaposed against the strength of the evidence of defendant27;s guilt.” Hands, 184 F. 3d at
21-13990 Opinion of the Court
38 1329 (quoting United States v. Reed, 700 F. 2d 638, 646 (11th Cir. 1983)).
We think it exceedingly unlikely that the jury27;s verdict in this case rose or fell on its assessment of Sweet27;s false-exculpatory testimony. In one of the cases on which Burnette principally relies, we observed that “[t]his [C]ircuit has found even prejudicial nonconstitutional error harmless in criminal cases in which the government has presented highly convincing, admissible evidence of a defendant27;s guilt, such as . . . audiotapes or videotapes of the defendant engaging in or discussing the alleged criminal activity . . . .” Id. (emphasis added) (citing United States v. Wilson, 149 F. 3d 1298, 1302 (11th Cir. 1998)). There, we found it significant that "[t]he government presented no similarly compelling pieces of evidence." Id. Here, by contrast, as already explained in detail in connection with Burnette27;s other challenges, there is ample evidence—including plenty of recorded audio-detailing Burnette27;s involvement in the plans to bribe Maddox. See supra at 23, 26–28.
IV
Burnette raises one final challenge: He contends that the evidence was insufficient to support his conviction under18 U.S.C. § 1001(a)(2) for making false statements to FBI agents during a May 2017 interview regarding his involvement in the bribery scheme. For the following reasons, we disagree.
Burnette27;s false-statements conviction was based on answers that he gave in response to five questions the agents put to
21-13990 Opinion of the Court
39 him. Burnette asserts that all five of the agents27; questions were ambiguous-three of them “fundamentally” so and the remaining two at least "arguably" so. The distinction between fundamental and arguable ambiguity is important because it affects our review of the jury27;s general verdict on the false-statements count, which doesn27;t distinguish among Burnette27;s five responses.
The parties here agree that, under our precedent, if a question “is so vague as to be fundamentally ambiguous,27; the answers associated with" it are “insufficient as a matter of law to support [a] perjury conviction”—or, as here, a false-statements conviction. United States v. Manapat, 928 F. 2d 1097, 1099 (11th Cir. 1991) (quoting United States v. Lighte, 782 F. 2d 367, 375 (2d Cir. 1986)). Accordingly, and in light of the jury27;s general verdict, if even one of the agents27; questions to Burnette was fundamentally ambiguous, the false-statements conviction cannot stand. Cf. United States v. Pendergraft, 297 F. 3d 1198, 1210 (11th Cir. 2002) (vacating a general verdict for a multiple-object conspiracy on the ground that one of the conspiracy theories was contrary to law).
By contrast, if "a question is only arguably ambiguous and ʻan answer would be true on one construction of [the] question but false on another . . . the defendant27;s understanding of the question is a matter for the jury to decide.” United States v. Swindall, 971 F. 2d 1531, 1553 (11th Cir. 1992) (quoting United States v. Bell, 623 F. 2d 1132, 1136 (5th Cir. 1980) (quotation marks omitted)). “In such a situation, we review under the same sufficiency-of-the-evidence standard used for a jury27;s determination of falsity. Id.
21-13990 Opinion of the Court
40 Accordingly, absent any fundamental ambiguity, the jury27;s general verdict must stand if the evidence is sufficient to support a conviction based on any of the statements that Burnette made, even in response to a question that might have been arguably ambiguous. Cf. Griffin v. United States, 502 U.S. 46, 56–57 (1991) (distinguishing between legal and factual insufficiencies in relation to general criminal verdicts).
We first consider whether any of the questions on which Burnette focuses was, as he contends, fundamentally ambiguous. A question satisfies the high fundamental-ambiguity bar only if it lacked "a meaning about which men of ordinary intellect could agree" and couldn27;t "be used with mutual understanding by a questioner and answerer unless it were defined at the time [the answers] were sought." Manapat, 928 F. 2d at 1100 (quotations and citations omitted). Burnette highlights three instances in which he says the agents asked fundamentally ambiguous questions. First, and with our emphasis added-
Agent: Okay. Who did you recommend? Burnette: I recommended, uh, Paige Carter- Smith-and-that was it. Agent: Okay. Who, is she with a firm or with Is she on her own? Burnette: She... used to be with—I don27;t even know the name of the firm.
21-13990 Opinion of the Court
41 Doc. 440-2 at 223. Second—
Burnette: Um, but, like, I mean, I hate to say it. Like, they didn27;t know, like, who the right—I mean—like, they hired, like, Adam Corey, okay? Agent: They did hire Adam Corey? ★★★
Burnette: So, you know, Adam is a lobbyist. I don27;t—I mean, he27;s not like the best lobbyist in the world. (Laughter) Burnette: Um, so, I mean, they just—they didn27;t really seem to know what they were doing. Agent: Okay. Do you know did they retain anybody? Burnette: I do not know who they retained. Id. at 223-24. And finally—
Agent: Sorry. Corey introduced them to Maddox and you did as well? Burnette: I was told that Maddox, they—that they were introduced to Maddox. ★★★ **
21-13990 Opinion of the Court
42 Agent: Do you know the content of their conversa—what did they want from Maddox or what did— Burnette: Id. at 224. I don27;t know the answer to that.
None of the questions to which Burnette points was fundamentally as opposed to just arguably-ambiguous. The last seems to us the most ambiguous of the three: “Do you know the content of their conversa—what did they want from Maddox or what did?" At worst, though, this question asked one of two things: (1) what the agents discussed with Maddox, or (2) what Burnette understood the agents wanted from Maddox. To be sure, the inquiry was imperfectly framed and executed. But it wasn27;t fundamentally ambiguous within the meaning of our precedent. Compare the following question, which we deemed only arguably ambiguous in Swindall.
Do you have a specific recollection about engaging in a conversation wherein it was discussed a money trail or the ramifications of the money trail from [an agent27;s] sources to ultimately you and what potential liability would exist or you would be exposed to? 971 F. 2d at 1553. If that twisted, asyntactical garble was only arguably ambiguous, we don27;t see how the third of the three questions
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43 that Burnette emphasizes—to say nothing of the first and second— could be fundamentally ambiguous.3
Because we aren27;t confronted with any fundamental ambiguity, the question in reviewing the jury27;s general verdict is simply whether the evidence was sufficient to permit a reasonable factfinder to conclude that Burnette made a false statement in response to any of the agents27; five queries. In short, it was. Take, for instance, the following exchange, which not even Burnette contends included a fundamentally ambiguous question:
Burnette: [S]o all [Sweet] would do is he hired lobbyists.... So they work with lobbyists in Tallahassee— Agent: Who did he—did he—oh, he did? Who did he hire? Burnette: I—let me say this. I don't know who they ever wrote a check to.
21-13990 Opinion of the Court
44 Doc. 440-2 at 223. A reasonable jury could certainly conclude that Burnette27;s answer to the agent27;s question was false. Audio recordings entered into evidence show (1) that Burnette directed Miller and Sweet to write checks to Governance, which Burnette knew full well Maddox27;s girlfriend Paige Carter-Smith owned, and (2) that he knew that the checks would ultimately find their way to Maddox. See supra at 23, 26–28.
Because the FBI agents interviewing Burnette didn27;t ask him any fundamentally ambiguous questions, and because the jury could reasonably conclude that Burnette lied in response to at least one of the agents27; queries, we must reject his sufficiency-of-the-evidence challenge to his false-statements conviction.
V
In sum, we hold as follows:
1. We needn't decide whether the district court erred in in-
structing the jury regarding the meaning and application of the term "official act,” as used in18 U.S.C. § 201(a)(3) and interpreted in McDonnell, because (1) Burnette invited one of the errors that he now alleges and (2) he failed to object to the other and hasn27;t shown that it affected his substantial rights.
2. The evidence presented at trial was sufficient to permit the jury to conclude that Burnette assisted in bribing Maddox in connection with a § 201(a)(3)-qualifying "official act.”
21-13990 Opinion of the Court
45 3. The district court did not abuse its discretion in excluding evidence pertaining to an FBI agent27;s conduct during the undercover investigation. And any error that the court might have committed in admitting the agent27;s testimony that Burnette had made "false exculpatory statements" was harmless.
4. The evidence was sufficient to permit the jury to con-
clude that Burnette made actionable false statements to FBI agents in the course of their official investigation, in violation of18 U.S.C. § 1001(a)(2).
Accordingly, Burnette27;s convictions are AFFIRMED.
21-13990 Jordan, Rosenbaum & Newsom, JJ., Concurring JORDAN, ROSENBAUM, and NEWSOM, Circuit Judges, concurring:
1
To say that the parties “vigorously dispute" the meaning and proper application of the Supreme Court27;s decision in McDonnell v. United States, 579 U.S. 550 (2016), might be an understatement. See Maj. Op. at 20. From their competing briefs, we think it27;s fair to say that Burnette views McDonnell as a sea-change, while the government views it as a ripple. As is often the case, the truth, we think, lies somewhere in between.
To be fair, Burnette27;s reading of McDonnell finds ample support in the language in the Court27;s written opinion. For instance, the Court was adamant (1) that a § 201(a)(3)-qualifying "matter" must be "focused and concrete,” (2) that “the Government must identify" the covered matter, and (3) that “the Government must prove," as relevant here, “that the public official agreed" to "t[ake] an action 27;on27; that . . . matter.” Id. at 567–70. Knitting those three requirements together, they do seem to impose a burden on the government to establish that the transacting parties agreed that, in exchange for a thing of value, a public official would provide assistance on a particular, ex-ante-identified matter. And it27;s no stretch to conclude that, by that measure, the district court27;s instruction here was erroneous: It not only told jurors that the § 201(a)(3)-covered matter “need not be identified at the time of payment," but also (and potentially more problematically) told them that it was "sufficient" that they find that a payment was made to Maddox “in exchange for favorable treatment on any notyet-known matter that might later come up for a vote.”
21-13990 Jordan, Rosenbaum & Newsom, JJ., Concurring
2 We must take care, though, not to overread the Supreme Court27;s opinion. On the most muscular version of Burnette27;s interpretation, McDonnell requires the government to prove in every bribery-related case that the transacting parties made a particular, discrete, identifiable project-like, say, Fallschase or Myers Park-the explicit focus of their agreement. The government is rightly worried that such an understanding of McDonnell would upend decades27; worth of settled bribery law. It is particularly concerned, it seems, about the continuing viability of what it calls the "as-the-opportunities-arise” and “retainer” theories of bribery— both of which, as it explains, refer to circumstances in which a payment is made to a public official in exchange for "a continuing course of conduct" rather than a specific, distinct project. Br. of Appellee at 18 (quoting United States v. Roberson, 998 F. 3d 1237, 1245 n.10 (11th Cir. 2021)).1 Before McDonnell, the government correctly says, courts applying the as-the-opportunities-arise and retainer theories had “coalesced around the principle that the government need not prove that the briber and the public official had, at the time of payment, identified a particular item for the public official to influence through these official acts.” Id. at 18–19; see
21-13990 Jordan, Rosenbaum & Newsom, JJ., Concurring
Our view is that McDonnell is best understood as having tweaked, but not scrapped, the as-the-opportunities-arise and retainer theories. As for the “not scrapped” part, we27;ve already said as much. In United States v. Roberson, we stated flatly that McDonnell "did not reject the retainer theory of bribery.” 998 F. 3d at 1251. For support, we pointed to the Second Circuit27;s post- McDonnell decision in United States v. Silver, 948 F. 3d 538 (2d Cir. 2020), in which that court concluded that the as-the-opportunities arise theory of bribery had survived McDonnell, albeit in modified form. In particular, while it disagreed with the defendant27;s contention that “McDonnell eliminated th[e] so-called 27;as the opportunities arise27; theory" outright, it "agree[d]" that any application of that theory had to account for the fact “that [McDonnell] requires identification of a particular question or matter to be influenced.” Id. at 552 (emphasis omitted). Accordingly, the court clarified, in the wake of McDonnell, “a public official must do more than promise to take some or any official action beneficial to the payor as the opportunity to do so arises; she must promise to take official action on a particular question or matter as the opportunity to influence that same question or matter arises.” Id. at 552–53.
21-13990 Jordan, Rosenbaum & Newsom, JJ., Concurring
First, then, the invalid brand of as-the-opportunities-arise and retainer liability: A bribery-related agreement, like any other agreement, requires a bargained-for exchange a promise of an identifiable quid in return for an identifiable quo. If, in exchange for a thing of value, a public official pledges only, say, to vote for his benefactor on some unspecified, future project that might someday come before him, his promise is so vague as to be illusory-there has been no meeting of the minds, no promised exchange of the sort that is a prerequisite to an agreement. After McDonnell, it seems to us that so hazy a promise can27;t form the basis of a bribery conviction.
Now for the valid brand: If, instead of promising his assistance only on some undefined future project, the official commits
21-13990 Jordan, Rosenbaum & Newsom, JJ., Concurring
The payment is not in exchange for a vague promise to act in the payor27;s general interests at discrete moments to be determined only at the official27;s discretion.... Instead, it solicits a promise that the official will filter every official act through the lens of the payor27;s interests. In other words, the promise is not vague, amorphous, or subject only to the official27;s discretion of when and where to act. Although the matter that is the subject of the promise is broad in scope, its contours are clearly defined. Silver, 948 F. 3d at 578–79 (Lohier, J., concurring).
And to be clear, not only does this “every time” brand of the as-the-opportunities-arise theory square with the first principles of contract law that underlie bribery liability—it comports with common sense. What a topsy-turvy world it would be if the federal bribery statute criminalized an agreement in which a public official
21-13990 Jordan, Rosenbaum & Newsom, JJ., Concurring
* * *
Our point is a simple one: McDonnell arose against a unique set of facts, and the Supreme Court was understandably worried about sanctioning the criminalization of vast swaths of day-to-day lobbying and constituent-relations activity. See 579 U.S. at 574–77. There is a risk, though, of over-rotation—i.e., that we might misread some of the language in the Court27;s opinion as having done more than the Court intended. Those of us on what the Constitution calls "inferior courts,” U.S. Const. art. III, § 1, would do well to tread lightly and await further direction from our bosses before concluding that McDonnell revolutionized bribery law as we have long known it.
2 The district court seems to have been concerned about the “every time” phenomenon, as well. Defending its instruction post-trial, it questioned whether the following could possibly not constitute bribery: “I will pay you $10,000 per month starting now if you will agree that you will vote in my favor when my future projects, whatever they may be, come before the commission.” Doc. 539 at 18.
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Previewing 3 of 5 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (36 total)
- Jackson v. Virginia, 443 U.S. 307 (U.S. 1979)
- Griffin v. United States, 502 U.S. 46 (U.S. 1991)
- United States v. Abel, 469 U.S. 45 (U.S. 1984)
- Davis v. United States, 564 U.S. 229 (U.S. 2011)
- Skilling v. United States, 561 U.S. 358 (U.S. 2010)
- United States v. Browne, 505 F.3d 1229 (11th Cir. 2007)
- Evans v. United States, 504 U.S. 255 (U.S. 1992)
- United States v. Novaton, 271 F.3d 968 (11th Cir. 2001)
- United States v. Augustin Gonzalez, 71 F.3d 819 (11th Cir. 1996)
- United States v. Wyatt Henderson, 409 F.3d 1293 (11th Cir. 2005)