DOUGLAS
v.
WALLACE

U.S. | 1896-03-02
No. 611
161 U.S. 346 Supreme Court of the United States (1896) Positive Treatment
Also reported at: 40 L. Ed. 727 · 16 S. Ct. 485 · SCDB 1895-142 · 1896 U.S. LEXIS 2168
Cited by 5 cases

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Synopsis

Deputy U.S. Marshals accepted drafts from a Marshal in payment for their services, and the defendant challenged whether these drafts constituted unlawful transfers of claims against the United States under Revised Statutes § 3477, which prohibits assignments of government claims unless executed after the claim is allowed and a warrant issued. The Supreme Court affirmed that the deputies' claims were against the Marshal personally as their employer, not against the United States, and therefore the statute did not apply to the drafts, as the deputies had no direct interest in the Marshal's claim against the government.


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Opinion of the Court
Mr. Justice Brown

Mr. Justice Brown delivered the opinion of the court. The only Federal question in this case was raised upon the motion of the defendant to dismiss, upon the ground that the evidence disclosed that the drafts and accounts declared upon were drawn upon claims, or an interest in claims, against the' United States before their allowance, contrary to the provisions of Rev. Stat. § 3477, which declares that “All transfers and assignments made of any claim upon the United States, or'of any part or share thereof, or interest thereinj whether absolute or conditional, and whatever may be the consideration therefor, and all powers of attorney, orders or other authorities for receiving payment of any such claim, or of any part or share thereof, shall be absolutely null and void, unless they are freely made and executed in the presence of at least two attesting witnesses, after the allowance of such a claim, the ascertainment of the amount due, and the issuing of a warrant for the payment thereof,” etc.

While we are of opinion that the claim of a Federal question thus presented is not so clearly frivolous as to authorize us "to dismiss the case, within the rulings in Millingar v. Hartupee, 6 Wall. 258; New Orleans v. New Orleans Waterworks, 142 U. S. 79, 87; and Hamblin v. Western Land Co., 147 U. S. 531, we think there was such color for the motion to dismiss as authorizes us to proceed to the consideration of the question involved.

Upon the merits, we think the position assumed by the defendant is wholly untenablé. The deputy marshals, for whose services the drafts in question were accepted, not only had no claim upon the United States, and no part or share in any such claim, but they had no proper interest in any such claim. Their accounts, for which the drafts were accepted, were claims against the Marshal 'personally, and not against the United States, though they were paid out of the funds to be realized by the Marshal from the government. Although deputiea are recognized by law as necessary to the proper administration' of the Marshal’s office, they receive from the government neither salaries nor fees, and the government has no dealings directly with them. The accounts are rendered by the Marshal, who charges not only for his own services, but for those of each of his deputies, who are /appointed by the Marshal personally and are accountable to him alone, though subject to be removed by the court at its pleasure. Kev. Stat. § 780. The Marshal makes his own bargains with his deputies, and is unrestricted in the amount he shall pay them, which may be either a salary or a proportion of the fees earned by them, except that, in computing the maximum compensation to which he is entitled, the allowance of no deputy shall exceed three fourths of the fees and emoluments received or payable for the services rendered by him. § 841. He is thus bound to charge himself with a quarter of the fees earned by each deputy. Their claims for services against .the Marshal stand upon the same footing as those of an ordinary employé against his employer, and are not even contingent upon the Marshal collecting his own accounts against the United States, although in the present case the Marshal accepted the drafts, in suit upon such contingency.

It is true that in a narrow sense of the word these deputies may be said to have had an interest in the claim of the Marshal against the United States, inasmuch as their .drafts were not payable until the Marshal received funds for the use of the drawers, or rather applicable to the services rendered by the drawers; but this was rather a method of fixing a dafe for the maturity of the drafts than a contingency upon the-happening of' which the claims of the deputies should be payable. If, for instance, the Marshal were to give his grocer or other ordinary creditor .a note, payable when a certain claim of his against the government were paid, such creditor might be said to be interested in the payment of the claim; but he could not, in the sense of the statute, be said to have an interest in the claim itself, since his debt existed entirely independently of the claim. Had the drafts in this case been surrendered and cancelled, the claims would still have existed against the Marshal personally, and, in the absence of any agreement to the contrary, might have been subject to enforcement. Their claims-were, for services rendered to the Marshal, though the amount of such claims was measured by the fees which the Marshal was entitled to charge the government for their services. Had the Marshal neglected to include them in his accounts their validity as claims against him would not have been affected, and if they chose to await payment of their claims until the Marshal received money applicable to their services, this was a matter of favor to him. The plaintiffs are no more, the assignees of the deputies’ claims against the government than the deputies were of a share or interest in the Marshal’s claim against the government. Upon the theory of the defendant the deputies would be without remedy. They would have no claim directly against the government, because he stands between them; they would have none against him personally, since", by his acceptance of their drafts, they became assignees of a share or interest in his claim against the government.

The judgment of the Supreme Court of North Carolina is

Affirmed.


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Citator

Cited By

  • Dismuke v. United States, 297 U.S. 167 (U.S. 1936)
    …that of all deputy marshals under the earlier Act. We regard the question whether such a. field deputy marshal was an' [*174] employee of the government or of the marshal as settled by the decision and reasoning of this Court in Douglas v. Wallace, 161 U. S. 346, which held that, in view of the manner of a deputy marshal’s appointment and payment, his claim for compensation had the status of that of a claim of an employee of the marshal, not of the government, and so was not affected by R. S., '§ 3477, decl…
  • United States v. Matthews, 173 U.S. 381 (U.S. 1899)
    …epartments, and doubt their application [*388] to one who, although holding a permanent appointment as an officer, receives no pay directly from the Government, but only such compensation as his superior may choose to. allow him. Douglas v. Wallace, 161 U. S. 346. But I cannot concur in so much of the opinion as intimates that, under an act of Congress making an appropriation for the prosecution of crime, under the direction of the Attorney General, the Attorney. General has a discretion to direct any porti…

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