CARRINGTON
v.
UNITED STATES

U.S. | 1908-01-06
No. 223
208 U.S. 1 Supreme Court of the United States (1908) Positive Treatment
Also reported at: 52 L. Ed. 367 · 28 S. Ct. 203 · 1908 U.S. LEXIS 1416 · SCDB 1907-047
Cited by 8 cases

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Synopsis

Major Frank L. Carrington, an Army officer commanding Philippine Scouts, was convicted in the Philippine Islands of falsifying a public document while acting as a disbursing officer for funds allocated to construct a scout exhibit at the Louisiana Purchase Exposition. The Supreme Court reversed the conviction, holding that Carrington's temporary receipt and expenditure of civil funds in connection with his military duties did not constitute holding a civil office under Philippine law, and therefore he could not be prosecuted as a public official under the Philippine Penal Code.


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Opinion of the Court
Mb, Justice Holmes

Mb, Justice Holmes delivered the opinion of the court.

The plaintiff in error was convicted in the Court of First Instance, and, on appeal, by the Supreme Court of the Philippine Islands, of the crime of falsification of a public document by a public official. He brings the case here by writ of error, setting up rights under the Constitution. and statutes of the United States that were denied by the decision below.

The complaint alleges that the plaintiff in error “being then and there a public official of the United States civil government of the Philippine Islands, to wit,' a duly appointed and commissioned major of the First Infantry, United States Army, and the duly designated,' qualified and acting commander of the Provisional Battalion of. the Philippine Scouts, and a duly appointed, qualified and acting disbursing officer for public, funds of the said United States civil government of the Philippine Islands, appropriated on account of said Provisional Battalion and on account of the Louisiana Purchase Exposition at St. Louis,” made a false voucher for the payment of seven hundred and seventy pesos.

The plaintiff in error denies that he was a public official within the meaning of the Philippine Penal Code, Art. 300, or that, under the act of March 3, 1883, c. 134, 22 Stat. 567 (see Rev. Stat. §§. 1222, 1860), he could be, while he remained an officer in the Army on the active list.

The facts are as follows: In October, 1903, the plaintiff in error wrote a letter to the Executive Secretary of the Insular Government, suggesting that, as the Second Battalion of Philippine Scouts was expected to take part in the Louisiana Purchase Exposition, it would be well to allow the writer, with his scouts, to put up a model administration building of native materials for his use, at St. Louis, decorated' with native arms, etc., and estimating that he could do this work for $3,000, gold. Governor Taft referred his letter to the Exposition Board, recommending the project, and the board accepted it. In November the Civil Commission passed a resolution, authorizing the transfer “ to the credit of Major F.

L. Carrington, 1st United States Infantry, commanding the Provisional Battalion of Philippine Scouts to be transported to St. Louis in 1904 in connection with the Philippine Exhibit,” the sum of $3,000, “ to be used and accounted for by Major Carrington in the construction ” of a model administration building. It was resolved further that the disbursing officer of the Philippine Exposition Board should deposit to the credit of Major .Carrington the further sum of $500, with which to pay some of the expenses of families of scouts allowed to accompany them to St. Louis, and that, on the approval of the resolutions by certain officials, the Civil Government might “designate Major Carrington as disbursing officer to receive the funds mentioned.” The resolutions were approved, and Governor Taft in the same month addressed, a letter to “Major Frank de L. Carrington, 1st U.

S. Infantry, commanding Provisional Battalion. Philippine Scouts,”-, saying, “You are hereby designated to withdraw, receive, expend, and account for, the funds ” above mentioned, “to be expended in the preparation and display of a Scout Exhibit at the Louisiana Purchase Exposition as set forth in said resolution.” These are all the facts that are supposed to constitute the plaintiff in error a public official within’ the - Philippine Penal Code, although, it should be added, that in signing the false document he added, after his name, “Maj. 1st Infantry, D. 0.;” the last letters meaning, it may be presumed, Disbursing' Officer. At this time the plaintiff in error was an officer of the Army on the active list, detached to command a battalion of Philippine scouts, admitted to be a part of the military establishment of the United States. Leaving names on one side, what happened was that he received $3,500 from civil sources, to be used by him in connection with his military command, in the performance of duties incident to .that command. On the face of it the proposition is extravagant , that the receipt of a small sum to be spent and done with forthwith in this way made him an officer of the civil government, notwithstanding the source from which it came, or the fact that he sent his accounts to the same quarter. An office commonly requires something more permanent than a single transitory act or transaction to call it into being. The letter of Governor Taft which designated Major Carrington to receive the fund says nothing about appointing him a civil or any kind of officer, nor did he qualify as ono in any way. He was addressed by Governor Taft and he acted in his military capacity and under his military responsibility. He has been held to that responsibility by a court-martial. The only color for an additional liability is in the words quoted from the resolution of the Civil Commission, authorizing the Civil Governor to designate Major Carrington as disbursing officer, words which the Governor wisely did not adopt, and in the fact that the plaintiff in error gave himself that name. It is unnecessary to inquire, whether he could have made himself a civil officer if ho ha d tried, in view of the act of Congress absolutely prohibiting it. Act of March 3r-1883, c; 134; 22 Stat.

567. No one dreamed that he was attempting it, and if he could have succeeded at the expense of his place in the Army under Rev. Stat. § 1222, no one supposed that he had done so, but he continued in his military command undisturbed.

We think it entirely plain, that the acceptance of the duty of spending and accounting for this small fund did not amount to holding a civil office within the statutes of the United States. We see no sufficient reason to believe that the Philippine Penal Code, Art. 300, purports or attempts to reach a case like that of the plaintiff in error. The provision in Art. 401 that for this purpose every one shall be considered a public official who, ... by popular .election or appointment by competent authority, takes part in the exercise of public functions,, does not help Article 300. That also seems to contemplate an office having some degree of permanence. But however that may be, the plaintiff in error was performing no public /unction of the. civil government of the Philippines; he was performing military functions to which the civil government contributed a little money. As a soldier he was not an official of the Philippines but of the United States. If Philippine legislation attempted to add to the immediate responsibilities of the soldier in the course and performance of his duty under the paramount authority from which that legislation derives its right to be, we should have to' inquire whether we could gather from any act of Congress the intention, to permit what might become the instrument of dangerous attacks upon its power.. It is a wholly different question from that where a soldier not in the performance of his duty commits an' ordinary crime-But we do not understand the Penal Code to have the suggested scope.

Judgment reversed.

The-, same judgment will be entered in Nos. 224 and 225, which were to abide the result of this case.


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Citator

Cited By

  • Weems v. United States, 217 U.S. 349 (U.S. 1910)
    …at “there is no such body politic as the ‘United States Government of the Philippine Islands/” and, it is urged, that the objection does not relate to a matter of form. “It is as substantial,” it is said, as the point involved in Car-rington’s Case, 208 U. S. 1, where a military officer of the United States was prosecuted as a civil officer of the government of the Philippines. . His conviction was reversed, this court holding that, “as a soldier, he was not an official of the Philippines but of the United…
    1 / 2
  • …tion which the highest court of a territory, or possession has placed upon a local statute. Phoenix Ry. Co. v. Landis, 231 U. S. 578. But that disposition may not be yielded to, where the lower, court has clearly erred. Carrington v. United States, 208 U. S. 1. Here, the construction adopted was rested upon a clearly erroneous assumption as to an established rule of equity. The Supreme Court erred in refusing to consider thé evidence of mutual mistake;-and its judgment must, be reversed. It remains .to c…
  • Alzua v. Johnson, 231 U.S. 106 (U.S. 1913)
    …blished courts in those islands. Vol. I, Acts of Philippine Commission Nos. 136, 222, pp. 252, 556. Act of Congress of July 1, 1902, c. 1369, §§ 1, 5, 32 Stat. 691, 692. Reasons somewhat analogous to those adverted to in Carrington v. United States, 208 U. S. 1, 7, make the rule perhaps more important in the Philippines than it is here. It is true that in Act No. 190, § 9, of the Philippine Commission (1901), it is provided that “no judge, justice of the peace or assessor shall be liable to a civil action…

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