IN RE MERCHANTS' STOCK AND GRAIN COMPANY ET AL. , PETITIONERS
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The Supreme Court held that a contempt order requiring defendants to pay fines for violating an interlocutory injunction was reviewable by writ of error rather than only on appeal from the final decree, because the portion of the fine payable to the United States was punitive in character and vindicated the court's authority, and this punitive feature dominated the order's character. The Court established that whether a contempt order is remedial or punitive depends on its purpose—remedial orders indemnify injured parties or coerce obedience, while punitive orders vindicate the court's authority—and that even a small punitive component can fix the character of the entire order as punitive for purposes of review.
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Mr. Justice Van Devanter delivered the opinion of the court.
This is a petition for a writ of mandamus commanding the Circuit Court of Appeals for the Eighth Circuit to reinstate and take jurisdiction of a writ of error dismissed by ’it. The facts are these ¡ During the pendency, in a Circuit Court of the United States, of a suit in equity to which the petitioners were parties defendant, they were charged by the complainant with having wilfully violated an interlocutory injunction theretofore granted in the suit at the instance and for the benefit of the complainant, and at the hearing upon that complaint were by the court adjudged guilty of contempt of its authority and ordered unconditionally to pay into its registry, within five days, fines of $1,000, $2,000 and $500, respectively, each fine, when paid, to go three-fourths to the complainant, "as compensation in part for the expenses incurred in prosecuting these contempt proceedings,” and one-fourth to the United States. With the purpose of securing a review of the order the petitiQners sued out a writ of error from the Circuit Court of Appeals, and when the writ came on for hearing that court dismissed it, upon the ground that the order, rightly considered, was remedial, not punitive, and was merely interlocutory and reviewable only upon an appeal from the final decree. 187 Fed. Rep. 398.
We are not now concerned with whether the proceedings resulting in the order were such as to admit of the imposition of punitive, as distinguished from compensatory, -fines, or whether, if the proceedings were not of that character, the order was erroneous in its. entirety or only as to so much of the fines as was to go to the United States; and therefore we pass what is said in that connection in the briefs and come at once to the only question presented for decision, which is, whether the order was open to review upon a writ of error. The answer turns upon the character of the order. If it was remedial, it was merely interlocutory and reviewable only upon an appeal from the final decree; but, if it was punitive, it was a final judgment, criminal in its nature, and reviewable upon a writ of error, without awaiting the final decree. Such an order against an offending suitor is deemed remedial when its purpose is to indemnify the injured suitor or coercively to secure obedience to a mandate in his behalf, and is deemed punitive when its purpose is to vindicate the authority of the court by punishing the act of disobedience as a public wrong. As was said in Gompers v. Bucks Stove & Range Co., 221 U. S. 418, 441: “It is not the fact of punishment but rather its character and purpose that often serve to distinguish between the two classes of cases.” And again, p. 448: “The classification then depends upon the question, as to whether the punishment is punitive, in vindication of the court’s authority, or whether it is remedial by way of a coercive imprisonment, or a compensatory fine payable to the complainant.”
Applications of this test are shown in several adjudged cases in this court, among them being Worden v. Searls, 121 U. S. 14; Doyle v. London Guarantee Co., 204 U. S. 599; Ex parte Heller, 214 U. S. 501; Gompers v. Bucks Stove & Range Co., supra, and Matter of Christensen Engineering Co., 194 U. S. 458. In the last case the defendant in a suit in equity in a Circuit Court was found guilty of contempt in disobeying an interlocutory injunction and ordered to pay a fine of $1,000, one-half to go to the complainant and the other half to the United States; A writ of error, whereby it was sought to have the order reviewed in.the Circuit Court of Appeals for the Second Circuit, was dismissed by that court for the same reason -that was assigned for the dismissal in the present case. A petition for a writ of mandamus,- commanding the reinstatement of the writ of error, was then presented to this court and, upon full consideration of the prior cases, was held to be well grounded. In that connection it was said (p. 460):
“These authorities show that when an order imposing a fine for violation of an injunction is substantially one to reimburse the party injured by the disobedience, although called one in a contempt proceeding, it is to be regarded as merely an interlocutory order, and to be reviewed only on appeal from the final decree. In the present case, however, the fine payable to the United States was clearly punitive and in vindication of the authority of the court, and, we think, as such it dominates the proceeding and fixes its character. Considered in that aspect, the writ of error was justified, and the Circuit Court of Appeals should have taken jurisdiction.”
That case differs from this only in that the portion of the fine made punitive was there one-half, while here it is one-fourth; but this, in our opinion, does not take this case out of the principle applied in that, which is, that the punitive feature of the order is dominant and fixes its character for purposes of review.
We accordingly hold that the writ of error should be reinstated, and, as it is evident from the return that this will be done on the expression of our opinion, our order will be,
Petitioners entitled to mandamus.
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Citator
Cited By (17 total)
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Fisher v. State, 248 So. 2d 479 (Fla. 1971)…254 Miss. 261, 179 So. 2d 185. . 7 Am.Jur.2d, 132. . See N.L.M. Contempt (Dangel), p. 86a, para. 192. Root v. MacDonald, 260 Mass. 344, at 388, 157 N.E. 684; Cherry v. Cherry, 253 Mass. 172, 148 N.E. 570; In re Merchant’s Stock & Grain Co., Petr., 223 U.S. 639 at 641, 32 S.Ct. 339, 56 L.Ed. 584 and Gompers v. Buck’s Stove & Range Co., 221 U.S. 418, at 444, 31 S.Ct. 492, 55 L.Ed. 797.…1 / 2
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United States v. United Mine Workers of Am., 330 U.S. 258 (U.S. 1947)…1911); United States v. Bittner, 11 F. 2d 93, 95 (1926), with Nye v. United States, 313 U. S. 33, 42 (1941). Cf. Nye v. United States, 313 U. S. 33, 42 (1941); Union Tool Co. v. Wilson, 259 U. S. 107, 110 (1922); In re Merchants’ Stock & Grain Co., 223 U. S. 639, 642 (1912); Matter of Christensen Engineering Co., 194 U. S. 458, 461 (1904). In Federal Trade Commission v. A. McLean & Son, 94 F. 2d 802 (1938), it could not be said that the criminal element had been dominant and clear from the very outset of t…
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Michaelson v. United States Ex rel. Chicago, 266 U.S. 42 (U.S. 1924)…court in this respect is incidental and subordinate to the dominating purpose of the proceeding which is punitive to vindicate the authority of the court and punish the act of disobedience as a public wrong. See Re Merchants’ Stock Co., Petitioner, 223 U. S. 639, 641; Matter of Christensen Engineering Co., 194 U. S. 458, 461; Merchants’ Stock & Grain Co. v. Board of Trade, 187 Fed. 398, 401; Kreplik v. Couch Patents Co., 190 Fed. 565, 572. “ If the contempt savours of criminality, and the sentence is penal,…
Previewing 3 of 17 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Gompers v. Bucks Stove & Range Co., 221 U.S. 418 (U.S. 1911)
- Doyle v. London Guar. & Accident Co., 204 U.S. 599 (U.S. 1907)
- Worden v. Searls, 121 U.S. 14 (U.S. 1887)
- Matter of Christensen Eng'g Co., 194 U.S. 458 (U.S. 1904)
- Ex parte Heller, 214 U.S. 501 (U.S. 1909)