AMERICAN HOME ASSURANCE CO.

v.

SPICER ET AL.

Citator

Cited By (28 total)

• Sec. & Exch. Comm'n v. Murphy, 626 F.2d 633 (9th Cir. 1980)
  …acts of others who engage in steps necessary to such distributions. Preliminary Note to Rule 144, 17 C.F.R. § 230.144 (1979). The section exempts transactions, not persons, see United States v. Wolfson, 405 F. 2d 779 (2d Cir. 1968), cert. denied, 394 U.S. 946, 89 S.Ct. 1275, 22 L.Ed.2d 479 (1969), and it is inapplicable in cases involving a distribution of new securities by an issuer. Clearly, the sales of partnership shares present a case of distribution of securities by an issuer, whether we look to th…
• United States v. Myers, 692 F.2d 823 (2d Cir. 1982)
  …icial act to be taken was beyond the defendant’s authority, United States v. Carson, 464 F. 2d 424, 433 (2d Cir.), cert. denied, 409 U.S. 949, 93 S.Ct. 268, 34 L.Ed.2d 219 (1972); United States v. Heftier, 402 F. 2d 924 (3d Cir. 1968), cert. denied, 394 U.S. 946, 89 S.Ct. 1280, 22 L.Ed.2d 480 (1969), or had already been taken, United States v. Arroyo, supra, 581 F. 2d at 653-57; cf. United States v. Rosner, supra, (18 U.S.C. § 201(b), punishing the bribe-payer, is violated whether or not purpose of the brib…

  ← 1 / 2 →
• United States v. Porter, 441 F.2d 1204 (8th Cir. 1971)
  …till sufficient to support the jurisdiction of a § 77q(a) violation. See Little v. United States, 331 F. 2d 287 (8 Cir. 1964), cert. denied 379 U.S. 834, 85 S.Ct. 68, 13 L.Ed.2d 42; United States v. Wolfson, 405 F. 2d 779 (2 Cir. 1968), cert. denied 394 U.S. 946, 89 S.Ct. 1275, 22 L.Ed.2d 479 (1969). In Bliss v. United States, 354 F. 2d 456 (8 Cir. 1966), cert. denied 384 U.S. 963, 86 S.Ct. 1592, 16 L.Ed.2d 675, Judge Vogel of this court, citing United States v. Sampson, 371 U.S. 75, 83 S.Ct. 173, 9 L.Ed.2…